thesis book dimensions

• Library Catalogue

Formatting your thesis: Overall layout and specifications

On this page

Formatting requirements, parts of a thesis, file format, file size, and page size, line spacing, citation style, cumulative theses, extended essays, personal information, blank pages.

The Library's Theses Office assists with formatting theses, projects and extended essays for submission to the Library. You are encouraged to use the Library's thesis template to help format your thesis. The requirements stated on this page are default settings for the thesis template

Optional pages in the thesis template may be removed if not used.

The final copy of the thesis must be converted to .pdf (PDF/A format) for submission to the Library (maximum 600 mb). See the guide  Saving your thesis in PDF/A format for instructions.

Theses must be formatted for US Letter (8.5X11) pages. Landscape 8.5X11 and 11X17 pages are permitted. Legal, A4, or other paper sizes are not permitted.

Arial is the preferred font for SFU thesis submissions. See the Thesis Template Instructions for directions to change the default template font.

Please contact the Theses Office at [email protected] if you would like to use any fonts in your thesis other than the ones recommended.

​The default template line spacing is 1.5 for text, with single-spaced block quotations.

Margins should be set to:

• 1.25" left/right
• 1" top/bottom

All pages must be numbered sequentially as outlined below, with the exception of the title page. Page numbers should appear at the bottom centre of each page, at a minimum of 0.5” from the edge of the page.

Preliminary pages of the thesis must be numbered with Roman numerals. On the first page of the main body, page numbers must restart with 1. The thesis template is preset with this numbering style.

SFU Library does not require a specific citation style. Consult your supervisor, your department’s graduate handbook, or a liaison librarian for help with determining which style is appropriate for your research.

The default formatting in the library’s thesis template may differ from some requirements of your citation style, but it is acceptable for SFU library submission.

Cumulative, or paper-based, theses must use the same general format as other submissions. Consult your supervisor or your department's graduate handbook for more information. If including published papers in a thesis, please consult the Copyright and your thesis FAQ .

Extended essays should be combined into a single document and single submission. For an example of an extended essays title page, see the Title page formatting information .

For theses written in a language other than English, the Library requires a second complete English title page and abstract. Supporting documentation must be in English.

Individual personal information must be removed from the thesis before publication, including signatures, email addresses, and phone numbers. For example, if you are including a survey instrument or consent form, your own contact information must be removed.

Blank pages in the thesis must be removed before publication.

Thesis and Dissertation Guide

• « Thesis & Dissertation Resources
• The Graduate School Home

• Introduction
• Copyright Page
• Dedication, Acknowledgements, Preface (optional)
• Table of Contents
• List of Tables, Figures, and Illustrations
• List of Abbreviations
• List of Symbols

Non-Traditional Formats

Font type and size, spacing and indentation, tables, figures, and illustrations, formatting previously published work.

• Internet Distribution
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• Registering Copyright
• Using Copyrighted Materials
• Use of Your Own Previously Published Materials
• Submission Steps
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• Sample Pages

II. Formatting Guidelines

All copies of a thesis or dissertation must have the following uniform margins throughout the entire document:

• Left: 1″ (or 1 1/4" to ensure sufficient room for binding the work if desired)
• Right: 1″
• Bottom: 1″ (with allowances for page numbers; see section on Pagination )
• Top: 1″

Exceptions : The first page of each chapter (including the introduction, if any) begins 2″ from the top of the page. Also, the headings on the title page, abstract, first page of the dedication/ acknowledgements/preface (if any), and first page of the table of contents begin 2″ from the top of the page.

Non-traditional theses or dissertations such as whole works comprised of digital, artistic, video, or performance materials (i.e., no written text, chapters, or articles) are acceptable if approved by your committee and graduate program. A PDF document with a title page, copyright page, and abstract at minimum are required to be submitted along with any relevant supplemental files.

Fonts must be 10, 11, or 12 points in size. Superscripts and subscripts (e.g., formulas, or footnote or endnote numbers) should be no more than 2 points smaller than the font size used for the body of the text.

Space and indent your thesis or dissertation following these guidelines:

• The text must appear in a single column on each page and be double-spaced throughout the document. Do not arrange chapter text in multiple columns.
• New paragraphs must be indicated by a consistent tab indentation throughout the entire document.
• The document text must be left-justified, not centered or right-justified.
• For blocked quotations, indent the entire text of the quotation consistently from the left margin.
• Ensure headings are not left hanging alone on the bottom of a prior page. The text following should be moved up or the heading should be moved down. This is something to check near the end of formatting, as other adjustments to text and spacing may change where headings appear on the page.

Exceptions : Blocked quotations, notes, captions, legends, and long headings must be single-spaced throughout the document and double-spaced between items.

Paginate your thesis or dissertation following these guidelines:

• Use lower case Roman numerals (ii, iii, iv, etc.) on all pages preceding the first page of chapter one. The title page counts as page i, but the number does not appear. Therefore, the first page showing a number will be the copyright page with ii at the bottom.
• Arabic numerals (beginning with 1, 2, 3, 4, etc.) start at chapter one or the introduction, if applicable. Arabic numbers must be included on all pages of the text, illustrations, notes, and any other materials that follow. Thus, the first page of chapter one will show an Arabic numeral 1, and numbering of all subsequent pages will follow in order.
• Do not use page numbers accompanied by letters, hyphens, periods, or parentheses (e.g., 1., 1-2, -1-, (1), or 1a).
• Center all page numbers at the bottom of the page, 1/2″ from the bottom edge.
• Pages must not contain running headers or footers, aside from page numbers.
• If your document contains landscape pages (pages in which the top of the page is the long side of a sheet of paper), make sure that your page numbers still appear in the same position and direction as they do on pages with standard portrait orientation for consistency. This likely means the page number will be centered on the short side of the paper and the number will be sideways relative to the landscape page text. See these additional instructions for assistance with pagination on landscape pages in Microsoft Word .

Format footnotes for your thesis or dissertation following these guidelines:

• Footnotes must be placed at the bottom of the page separated from the text by a solid line one to two inches long.
• Begin at the left page margin, directly below the solid line.
• Single-space footnotes that are more than one line long.
• Include one double-spaced line between each note.
• Most software packages automatically space footnotes at the bottom of the page depending on their length. It is acceptable if the note breaks within a sentence and carries the remainder into the footnote area of the next page. Do not indicate the continuation of a footnote.
• Number all footnotes with Arabic numerals. You may number notes consecutively within each chapter starting over with number 1 for the first note in each chapter, or you may number notes consecutively throughout the entire document.
• Footnote numbers must precede the note and be placed slightly above the line (superscripted). Leave no space between the number and the note.
• While footnotes should be located at the bottom of the page, do not place footnotes in a running page footer, as they must remain within the page margins.

Endnotes are an acceptable alternative to footnotes. Format endnotes for your thesis or dissertation following these guidelines:

• Always begin endnotes on a separate page either immediately following the end of each chapter, or at the end of your entire document. If you place all endnotes at the end of the entire document, they must appear after the appendices and before the references.
• Include the heading “ENDNOTES” in all capital letters, and center it 1″ below the top of the first page of your endnotes section(s).
• Single-space endnotes that are more than one line long.
• Number all endnotes with Arabic numerals. You may number notes consecutively within each chapter starting over with number 1 for the first note in each chapter, or you may number notes consecutively throughout the entire document.
• Endnote numbers must precede the note and be placed slightly above the line (superscripted). Leave no space between the number and the note.

Tables, figures, and illustrations vary widely by discipline. Therefore, formatting of these components is largely at the discretion of the author.

For example, headings and captions may appear above or below each of these components.

These components may each be placed within the main text of the document or grouped together in a separate section.

Space permitting, headings and captions for the associated table, figure, or illustration must be on the same page.

The use of color is permitted as long as it is consistently applied as part of the finished component (e.g., a color-coded pie chart) and not extraneous or unprofessional (e.g., highlighting intended solely to draw a reader's attention to a key phrase). The use of color should be reserved primarily for tables, figures, illustrations, and active website or document links throughout your thesis or dissertation.

The format you choose for these components must be consistent throughout the thesis or dissertation.

Ensure each component complies with margin and pagination requirements.

Refer to the List of Tables, Figures, and Illustrations section for additional information.

If your thesis or dissertation has appendices, they must be prepared following these guidelines:

• Appendices must appear at the end of the document (before references) and not the chapter to which they pertain.
• When there is more than one appendix, assign each appendix a number or a letter heading (e.g., “APPENDIX 1” or “APPENDIX A”) and a descriptive title. You may number consecutively throughout the entire work (e.g., 1, 2 or A, B), or you may assign a two-part Arabic numeral with the first number designating the chapter in which it appears, separated by a period, followed by a second number or letter to indicate its consecutive placement (e.g., “APPENDIX 3.2” is the second appendix referred to in Chapter Three).
• Include the chosen headings in all capital letters, and center them 1″ below the top of the page.
• All appendix headings and titles must be included in the table of contents.
• Page numbering must continue throughout your appendix or appendices. Ensure each appendix complies with margin and pagination requirements.

You are required to list all the references you consulted. For specific details on formatting your references, consult and follow a style manual or professional journal that is used for formatting publications and citations in your discipline.

Your reference pages must be prepared following these guidelines:

• If you place references after each chapter, the references for the last chapter must be placed immediately following the chapter and before the appendices.
• If you place all references at the end of the thesis or dissertation, they must appear after the appendices as the final component in the document.
• Select an appropriate heading for this section based on the style manual you are using (e.g., “REFERENCES”, “BIBLIOGRAPHY”, or “WORKS CITED”).
• Include the chosen heading in all capital letters, and center it 1″ below the top of the page.
• References must be single-spaced within each entry.
• Include one double-spaced line between each reference.
• Page numbering must continue throughout your references section. Ensure references comply with margin and pagination requirements.

In some cases, students gain approval from their academic program to include in their thesis or dissertation previously published (or submitted, in press, or under review) journal articles or similar materials that they have authored. For more information about including previously published works in your thesis or dissertation, see the section on Use of Your Own Previously Published Materials and the section on Copyrighting.

If your academic program has approved inclusion of such materials, please note that these materials must match the formatting guidelines set forth in this Guide regardless of how the material was formatted for publication.

Some specific formatting guidelines to consider include:

• Fonts, margins, chapter headings, citations, and references must all match the formatting and placement used within the rest of the thesis or dissertation.
• If appropriate, published articles can be included as separate individual chapters within the thesis or dissertation.
• A separate abstract to each chapter should not be included.
• The citation for previously published work must be included as the first footnote (or endnote) on the first page of the chapter.
• Do not include typesetting notations often used when submitting manuscripts to a publisher (i.e., insert table x here).
• The date on the title page should be the year in which your committee approves the thesis or dissertation, regardless of the date of completion or publication of individual chapters.
• If you would like to include additional details about the previously published work, this information can be included in the preface for the thesis or dissertation.

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Formatting Requirements

Page layout, margins and numbering, workday student support.

Graduate students can find "how to" guides and support information on our Workday support page .

Your scholarly approach may call for a different presentational method. These are the requirements and recommendations for text-based theses.

For a text-based thesis, or the text portions of a thesis, the page size must be 8.5" x 11", and the text must be in a single, page-wide column. Do not use two or more columns in your thesis.

The text of the thesis is written in paragraph form.

• the first line of each paragraph should be indented, OR
• there should be a larger space between paragraphs than there is between lines.

Each chapter should generally start at the top of a new page.

Left: 1.25 inches (32 mm) is recommended if you intend to bind copies of your thesis; 1 inch minimum.

Right, top, and bottom: 1 inch recommended; 0.75 inches (19 mm) minimum

Page Numbering

Preliminary pages:.

• must be numbered in lower case Roman numerals (ii, iii, iv, etc.)
• the title page is "i" but this number must not appear on the page
• numbering begins at "ii" on the committee page
• the first page of the abstract is page iii

Body of thesis:

• must be numbered in Arabic numerals (1, 2, 3, etc.)
• the first page of the text is "1"
• subsequent pages are numbered continuously throughout, including pages with tables and figures, bibliographies, appendices, and index

Whole thesis:

• every page except the title page must have a number on it
• there must be no blank pages in the thesis.

Page numberS:

• must be placed at least .5 inches (12 mm) from the edge of the page
• may be either in the lower centre or on the top or lower right of the page, when the page is viewed in portrait view. Lower right is preferred.

Landscape Pages

Landscape pages must be orientated in your PDF so that they are readable without rotation. You do not need to change the location or orientation of the page number, but may if you wish.

Facing Pages

Facing pages are not acceptable; you must use one-sided layout and pagination. If the caption for a figure, table, etc., cannot appear on the same page as its accompanying illustration, place the illustration on a separate page after the caption.

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Formatting requirements.

Requirements for format and final production of the dissertation and thesis, as specified below, meet UMI standards and American Library Association (ALA) suggestions for preserving archival copies of the dissertation and thesis.

1. Language

The dissertation or thesis must be written in English.

2. Page Size and Specifications

• Page size must be 8.5 x 11 inches (or 216 x 279 millimeters), also known as “letter” size in U.S. standards. (ISO standard paper sizes, such as A4, are not allowed.)
• The inclusion of oversized pages or sheets of paper larger than 8.5 x 11 inches (known as “foldouts”) is discouraged. When necessary, 11 x 17 inch pages may be used for large tables, illustrations, etc.
• Text must be embedded, 11-point or larger font.
• Smaller font size may be appropriate for footnotes or other material outside of the main text.
• Black text is recommended; although, color may be appropriate in some limited parts of the document.
• Font requirements apply to all text, including captions, footnotes, citations, etc.

Margins should be at least 1 inch with page numbers at least 3/4 inch from the edge of the page. The templates use 1.6 inches for the left margin and 1.1 inches for the right.

Document must be double-spaced with the exception of quotations as paragraphs, captions, lists, graphs, charts, footnotes/endnotes, bibliographic entries, items within tables, and lists in appendices.

Exceptions may include the following:

• Quotations and footnotes may be single-spaced within each entry.
• Lengthy tables may be single-spaced.
• Irregular spacing may be used to accommodate poetry or other creative writing.

Tables should be consecutively numbered.

Figures should be consecutively numbered.

Undergraduate Thesis

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Books on Layout

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Designing a Book with Nigel French

Creating a book in InDesign from Designing a Book by Nigel French

Foundations of Layout and Composition: Grids with Sean Adams

Welcome from Graphic Design Foundations: Layout and Composition by Sean Adams

Graphic Design Tutorial: Designing to a Grid

NewSchool recommends Adobe InDesign for designing your thesis book. Many free templates and tutorials are available online. Try starting with Blurb.com. 

The grid is your underlying structure which helps create visual hierarchy by sizing and positioning images and text to create a coherent design. The grid is the graphic expression of a set of assumptions about the permissible sizes and shapes of images and blocks of text. It enables you to achieve and sustain design consistency.

Your prime consideration for text should always be legibility. Text needs to be readable and perfectly clear. Don't allow it to compete with or obscure images; it should always work with them to explain and enhance them. Keep text clearly separate from images by spacing and/or maintaining a strong contrast between values of the images and values of the text blocks.

Familiarize yourself with type, it's legibility and emotional impact, by studying the typefaces used in books and magazines and on the web. Remember less is more--don't use more the three different fonts in any portfolio. Additionally, make sure all of the fonts are very different looking to create contrast.

Basics in Graphic Design

Remember, your thesis layout should follow graphic design standards. Here are recommended resources on design concepts including text, images, color, and white space.

See Examples of Attractive Layout Here

Ambrose / Harris. (2005).  Basics Design 02: Layout.  AVA Academia.

Linton, H. (2012).  Portfolio Design 4th ed.  W.W. Norton & Company.

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• Knowledge Base

Dissertation layout and formatting

Published on October 21, 2015 by Koen Driessen . Revised on February 20, 2019.

The layout requirements for a dissertation are often determined by your supervisor or department. However, there are certain guidelines that are common to almost every program, such as including page numbers and a table of contents.

If you are writing a paper in the MLA citation style , you can use our  MLA format guide .

Table of contents

Font, font size, and line spacing, tables and figures, referencing, paragraph marks, headers and footers, page numbering, dissertation printing.

Use a clear and professional font. Some examples include Verdana, Times New Roman, and Calibri (which is the default font in Microsoft Word). Font size is best set to 10 or 11.

In scientific articles and theses, a line spacing of 1.15 or 1.5 is generally preferred, as it makes the document more readable and enables your supervisor to post comments between the lines of text.

Prevent plagiarism. Run a free check.

With tables, the number and title should be placed above; with figures and all other illustrations, the number and title should be placed below.

Microsoft Word has a feature that can help you to automatically place these numbers and titles in the correct position. Select the graphic, right-click, and choose “Insert Caption…” In the dialogue box that appears, specify whether it is a table or figure and enter a title. Once you click “Okay,” the number and the title will be generated in the right place.

Another advantage of using this Word feature to label your graphics is that you will later be able to generate lists of tables and figures with a push of a button.

Different heading styles are frequently used to help the reader differentiate between chapters, sections, and subsections of your dissertation. For instance, you may choose to bold all chapter headings but to italicize all lower-level headings.

Once you decide on the scheme you will use, it is important that you apply it consistently throughout your entire dissertation. Using the “Styles” feature of Microsoft Word can be very helpful in this regard. After you have created a heading, just highlight it and select a style (such as Heading 1 or Heading 2) from the home tool bar. Keeping a list may help you keep track of what style to use when.

Citing sources in a correct and appropriate manner is crucial in a dissertation, as failing to do so can make you guilty of plagiarism . It is important that these references follow certain standards.

The APA standard is most commonly used. After realizing how difficult it is to create correctly formatted citations manually, we developed the APA Citation Generator  to assist you. You can use this free and simple tool to easily generate citations that follow the official APA style.

We also recommend that you use a plagiarism scanner to check for unintended plagiarism.

Receive feedback on language, structure, and formatting

Professional editors proofread and edit your paper by focusing on:

• Academic style
• Vague sentences
• Style consistency

See an example

Using the “Show paragraph marks” feature can help you to avoid this scenario. To turn it on, click on the paragraph symbol in your home tool bar (as shown in the above illustration). A black paragraph symbol will then be shown after every paragraph and “hard return” in your document, which allows you to see how the layout is constructed.

This can be very helpful when you are trying to determine the cause of mysterious jumps and other problems.

Headers and footers can give your dissertation a very professional look. They also make it immediately clear to readers what document is before them.

A header or footer can be added by double-clicking respectively at the top or bottom of a page in your document. There are generally no firm rules about what you must include; the following are common choices:

• The name/logo of your home educational institution
• The name/logo of the company or organization where you completed a placement
• The title of your dissertation (which may be shortened if necessary)
• Page numbers

Page numbers are commonly placed in the lower right-hand corner of the page. They can easily be added by simply creating a footer. Bear in mind that a page number is usually not included on the title page of a dissertation.

• To ensure that the page numbering doesn’t start on the cover page, but the numbering begins on page 1, place the cursor on the bottom of the page where you want to start with page numbering (if you want to start on page 2, click at the bottom of the first page).
• Next go to “Page layout” and then “Breaks”. Next, choose the submenu “Next page”.
• Switch to the side, where the numbering should begin (in this case, page 2). In the edit mode of the header or footer, choose “link to previous”, after that click on “Move to footer” and click on the “Link to previous” again.
• Now, to add a page number, click on the “Insert” tab, then on the “Header and footer” group, and then click “Page number”. Now you can also choose where the page number should be (top of the page, bottom of the page or page margins) and you can choose a design.
• Finally select the option “format page number” and enter the page numbers, in what page you want the numbering to begin. After you have pressed “ok”, the page number then begins with the number from the previously selected break.

A clear and well-presented title page is a nice finishing touch for your dissertation. Certain information should be included here by default. We have prepared a separate article on title pages that includes a handy checklist you can use to make sure you don’t forget anything.

Always make sure that everything in your dissertation is in the correct order and placed in the appropriate chapter. More information on how to put your document together can be found in our article on structure a dissertation .

If you are interested in seeing how other students have tackled preparing their theses, you may find it useful to check out these dissertation examples .

The last step is usually to prepare a hardcopy of your final document. There are many issues to think about, such as whether you will make it single- or double-sided.

Before you print, however, we recommend that you check one last time that your document meets all of the below requirements!

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Thesis / dissertation formatting manual (2024).

• Filing Fees and Student Status
• Submission Process Overview
• Electronic Thesis Submission
• Paper Thesis Submission
• Formatting Overview
• Fonts/Typeface
• Pagination, Margins, Spacing
• Paper Thesis Formatting
• Preliminary Pages Overview
• Copyright Page
• Dedication Page
• Table of Contents
• List of Figures (etc.)
• Acknowledgments
• Text and References Overview
• Figures and Illustrations
• Using Your Own Previously Published Materials
• Using Copyrighted Materials by Another Author
• Open Access and Embargoes
• Copyright and Creative Commons
• Ordering Print (Bound) Copies
• Tutorials and Assistance
• FAQ This link opens in a new window

Length and binding

UCI places no limit to the length of a thesis or dissertation.

However, for manuscripts submitted on paper, the Library's binding process limits thickness to 2.25" maximum. If your manuscript exceeds that thickness, divide it into two volumes of roughly equivalent thickness; make the split between two chapters. For identification purposes, make one exact copy of your title page and table of contents on 100% cotton paper to include in the second volume. Remember that your manuscript can be printed only on one side of each manuscript page.

Paper quality

For manuscripts submitted on paper, you must use 8.5" x 11", 20-24 pound, white, 100% cotton bond paper for the final version of the thesis/dissertation. Please consult with the University Archives prior to printing your manuscript to ensure that you are using the appropriate paper.

Oversized materials

For paper submissions, If your material does not lend itself to reduction, or if reduction to an 8.5" x 11" page necessitates more than a 50% reduction in the image size of the text, you may use 11" x 17" paper. The maximum dimensions of pages which may be bound into the manuscript are 17" by 22" (width by length). If only one dimension of a chart or similar material is oversized, the other dimension must conform to the size of a regular typewritten page (8.5" x 11").

If you use oversized pages, they must be folded to the 8.5" x 11" manuscript size with pleat-like folds. In order to avoid its being bound into the spine of the book and therefore not able to be unfolded by the reader, no fold should fall closer than .5" to the left edge of the manuscript.

Handwritten marks

Use only black, permanent, non-smearing ink for handwritten symbols or formulas, drawings, diacritical marks, etc. Black ink images reproduce the best. Blue inks vary widely in their reproducibility, from intense to nonexistent.

Photographs

Photographs used as pages of the manuscript must conform to the established page size and margin requirements. Light-weight photographic papers are strongly recommended; medium-weight photographic paper may be used if no alternative is available.

Alternatively, photographs printed on photographic paper (no heavier than medium weight) may be mounted with 3M Positional Mounting Tissue/Adhesive or a spray mount (3M Photo Mount or "Perma Mount"), available from photography stores. Mount photographs on the same 100% cotton paper used for the rest of your manuscript. Material may not be attached by using paper clips, staples, adhesive tape (single- or double-sided), or ordinary glue.

Computer-generated photographic pages or photocopied photographic pages produced with a high-quality, high-contrast copy machine (in either black-and-white or color) are acceptable alternatives to photographs. Use the same 100% cotton paper used for the rest of your manuscript, if possible.

For doctoral dissertations, high-contrast black-and-white photographs are recommended, as they produce the best results on microfilm. While color photographs may be used, they will be microfilmed in black and white and are likely to have insufficient contrast to be fully legible on microfilm.

Electronic appendices in paper submissions

Electronic or audiovisual data may be included as appendices in paper submissions. Your committee should agree that the information contained in the appendices is of such a character that a medium other than text is necessary. For paper submissions, electronic or audiovisual data should be submitted as follows. The following media may be utilized:

• Audiovisual material, such as, slides, videotape, videodisk, compact disk, cassette tape, or audiotape
• Electronic files, such as floppy disk or compact disk

When including such media as part of your manuscript, when submitting your manuscript on paper, you must submit two copies, each in its own cover or case.

For electronic files, you must also provide sufficient information to enable a reader to select the proper equipment on which to access your data. Instructions must be included in your thesis/dissertation in the section discussing the data and how to use it, and must include the following information:

• The minimum hardware on which the file will run
• Software requirements
• Operating system
• Amount of memory required
• Any required or recommended peripherals

Include the electronic or audiovisual appendix in your table of contents. For identification purposes, the label affixed to the media covers or cases must include the following information:

• Thesis/dissertation title
• Degree title, followed by the year earned
• University of California, Irvine
• Section/chapter of manuscript (e.g. Appendix I)
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Formatting Guidelines For Theses, Dissertations, and DMA Documents

Guidelines for Formatting Theses, Dissertations, and DMA Documents is intended to help graduate students present the results of their research in the form of a scholarly document.

Before beginning to write a master’s thesis, PhD dissertation, or DMA document, students should read the relevant sections of the  Graduate School Handbook, section 7.8  for dissertations and/ or  section 6.4  for master’s theses.

Candidates for advanced degrees should also confer with their advisors and members of their graduate studies committees to learn about any special departmental requirements for preparing graduate degree documents.

Members of the graduation services staff at the Graduate School are available to provide information and to review document drafts at any stage of the planning or writing process. While graduation services is responsible for certifying that theses and/or dissertations have been prepared in accordance with Graduate School guidelines, the student bears the ultimate responsibility for meeting these requirements and resolving any related technical and/or software issues . Graduation services will not accept documents if required items are missing or extend deadlines because of miscommunication between the student and the advisor.

Accessibility Features

As of Spring, 2023, all theses and dissertations will need to incorporate the following accessibility features to align with the university’s accessibility policy.  When you submit your final document to OhioLINK you will be verifying that accessibility features have been applied.

• PDF file includes full text
• PDF accessibility permission flag is checked
• Text language of the PDF is specified
• PDF includes a title

Features and Other Notes

Some features are required, and some are optional. Each component is identified with a major heading unless otherwise noted. The major heading must be centered with a one-inch top margin. 

Sample Pages and Templates

Templates are available for use in formatting dissertations, theses, and DMA documents. Please read all instructions before beginning. 

• Graduate Dissertations and Theses Templates - OSU Login Required

FRONTISPIECE (OPTIONAL)

If used, no heading is included on this page.

TITLE PAGE (REQUIRED)

The title page should include:

• the use of title case is recommended
• dissertation, DMA. document, or thesis
• Presented in Partial Fulfillment of the Requirements for the Degree [insert the applicable degree such as Doctor of Philosophy, Doctor of Musical Arts, Master of Science, etc.] in the Graduate School of The Ohio State University
• Name of the candidate 
• Initials of previous earned degrees
• insert correct name from program directory
• Year of graduation
•  Dissertation, document, or thesis [select applicable title] committee and committee member names

COPYRIGHT PAGE (REQUIRED)

Notice of copyright is centered in the following format on the page immediately after the title page. This page is not identified with a page number.

Copyright by John James Doe 2017

ABSTRACT (REQUIRED)

The heading Abstract is centered without punctuation at least one inch from the top of the page. The actual abstract begins four spaces below the heading. See sample pages.

DEDICATION (OPTIONAL)

If used, the dedication must be brief and centered on the page.

ACKNOWLEDGMENTS

(OPTIONAL, BUT STRONGLY RECOMMENDED)

Either spelling of the word, acknowledgments or acknowledgments, is acceptable. The acknowledgment is a record of the author’s indebtedness and includes notice of permission to use previously copyrighted materials that appear extensively in the text. The heading Acknowledgments is centered without punctuation at least one inch from the top of the page.

VITA (REQUIRED)

Begin the page with the heading Vita, centered, without punctuation, and at least one inch from the top of the page. There are three sections to the vita: biographical information (required), publications (if applicable), and fields of study (required).

There is no subheading used for the biographical information section. In this section, include education and work related to the degree being received.

Use leader dots between the information and dates. The publication section follows. The subheading Publications should be centered and in title case. List only those items published in a book or journal. If there are none, omit the Publication subheading. The final section of the vita is Fields of Study, which is required. Center the subheading and use title case. Two lines below the Fields of Study subheading, place the following statement: Major Field: [insert only the name of your Graduate Program as it reads on the title page] flush left. Any specialization you would like to include is optional and is placed flush left on the lines below Major Field.

TABLE OF CONTENTS (REQUIRED)

The heading Table of Contents (title case preferred) appears without punctuation centered at least one inch from the top of the page. The listing of contents begins at the left margin four spaces below the heading. The titles of all parts, sections, chapter numbers, and chapters are listed and must

be worded exactly as they appear in the body of the document. The table of contents must include any appendices and their titles, if applicable. Use leader dots between the listed items and their page numbers.

LISTS OF ILLUSTRATIONS (REQUIRED IF APPLICABLE)

Lists of illustrations are required if the document contains illustrations. The headings List of Tables , List of Figures , or other appropriate illustration designations (title case preferred) appear centered without punctuation at least one inch from the top of the page. The listing begins at the left margin four spaces below the heading. Illustrations should be identified by the same numbers and captions in their respective lists as they have been assigned in the document itself. Use leader dots between the listed items and their page numbers. See sample pages .

BIBLIOGRAPHY/REFERENCES (REQUIRED)

Include a complete bibliography or reference section at the end of the document, before the appendix, even if you have included references at the end of each chapter. You may decide how this section should be titled. The terms References or Bibliography are the most commonly chosen titles. The heading must be centered and at least one inch from the top of the page.

Include this heading in the table of contents.

APPENDICES (REQUIRED IF APPLICABLE)

An appendix, or appendices, must be placed after the bibliography. The heading Appendix (title case preferred) centered at least one inch from the top of the page. Appendices are identified with letters and titles. For example: Appendix A: Data. Include all appendix headers and titles in the table of contents.

Other Notes

Candidates are free to select a style suitable to their discipline as long as it complies with the format and content guidelines given in this publication. Where a style manual conflicts with Graduate School guidelines, the Graduate School guidelines take precedence. Once chosen, the style must remain consistent throughout the document.

Top, bottom, left, and right page margins should all be set at one inch. (Keep in mind that the left margin is the binding edge, so if you want to have a bound copy produced for your personal use, it is recommended that the left margin be 1.5 inches.)

It is recommended that any pages with a major header, such as document title, chapter/major section titles, preliminary page divisions, abstract, appendices, and references at the end of the document be set with a 2-inch top margin for aesthetic purposes and to help the reader identify that a new major section is beginning.

The selected font should be 10 to 12 point and be readable. The font should be consistent throughout the document. Captions, endnotes, footnotes, and long quotations may be slightly smaller than text font, as long as the font is readable.

Double spacing is preferred, but 1.5 spacing (1.5 × the type size) is acceptable for long documents. Single spacing is recommended for bibliography entries, long quotations, long endnotes or footnotes, and long captions. Double spacing between each bibliography entry is recommended.

Each major division of the document, including appendices, must have a title. Titles must be centered and have at least a one inch top margin. The use of title case is recommended. If chapters are being used, they should be numbered and titled. For example: Chapter 1: Introduction. Appendices are identified with letters and titles. For example: Appendix A: Data.

PAGE NUMBERS

Every page must have a page number except the title page and the copyright page. If a frontispiece is included before the title page, it is neither counted nor numbered. The page numbers are centered at the bottom center of the page above the one inch margin. Note: You may need to set the footer margin to 1-inch and the body bottom margin to 1.3 or 1.5- inches to place the page number accurately.

Preliminary pages (abstract, dedication, acknowledgments, vita, table of contents, and the lists of illustrations, figures, etc.) are numbered with small Roman numerals (i, ii, iii, iv, etc.). Page numbering begins with the first page of the abstract, and this can be either page i or ii (The title page is technically page i, but the number is not shown on the page).

Arabic numerals are used for the remainder of the document, including the text and the reference material. These pages are numbered consecutively beginning with 1 and continue through the end of the document.

Notation practices differ widely among publications in the sciences, the humanities, and the social sciences. Candidates should confer with their advisors regarding accepted practice in their individual disciplines. That advice should be coupled with careful reference to appropriate general style manuals.

• Arabic numerals should be used to indicate a note in the text. 
• Notes may be numbered in one of two ways: either consecutively throughout the entire manuscript or consecutively within each chapter.
• Notes can be placed at the bottom of the page (footnotes) or at the end of a chapter or document (endnotes). Once chosen, the notation style must be consistent throughout the document.
• Notes about information within tables should be placed directly below the table to which they apply, not at the bottom of the page along with notes to the text.

ILLUSTRATIONS

Tables, figures, charts, graphs, photos, etc..

Some documents include several types of illustrations. In such cases, it is necessary that each type of illustration (table, figure, chart, etc.) be identified with a different numbering series (Table 1, Table 2, and so on, or Chart 1, Chart 2, and so on). For each series, include a list with captions and page numbers in the preliminary pages (for example, List of Tables, List of Charts, etc.). These lists must be identified with major headings that are centered and placed at the two-inch margin.

Each illustration must be identified with a caption that includes the type of illustration, the number, and a descriptive title (for example, Map 1: Ohio). Numbering may be sequential throughout the document (including the appendix, if applicable) or based on the decimal system (corresponding to the chapter number, such as Map 2.3: Columbus). When using decimal numbering in an appendix, the illustration is given a letter that corresponds with the appendix letter (for example, Figure A.1: Voter Data). Captions can be placed either above or below the illustration, but be consistent with the format throughout the document. If a landscape orientation of the illustration is used, make sure to also orient the illustration number and caption accordingly. The top of the illustration should be placed on the left (binding) edge of the page.

If an illustration is too large to ft on one page it is recommended that you identify the respective pages as being part of one illustration. Using a “continued” notation is one method. For example, the phrase continued is placed under the illustration on the bottom right hand side of the first page. On the following pages, include the illustration type, number, and the word continued at the top left margin; for example, Map 2: Continued. Whatever method you choose just make sure to be consistent. The caption for the illustration should be on the first page, but this does not need repeated on subsequent pages.

If an illustration is placed on a page with text, between the text and the top and/or bottom of the illustration, there must be three single spaced lines or two double spaced lines of blank space. The same spacing rule applies if there are multiple illustrations on the same page. The top/bottom of the illustration includes the caption.

All final Ph.D. dissertations, DMA. documents, and master’s theses are submitted to the Graduate School through OhioLINK at https://etdadmin. ohiolink.edu. The document must be saved in PDF embedded font format (PDF/A) before beginning the upload at OhioLINK. During the submission process, OhioLINK will require an abstract separate from your document. This abstract has a 500-word limit. You will get a confirmation from OhioLINK that the submission is complete. The submission then goes to the Graduate School for review. After it is reviewed by staff of the Graduate School, you will receive an email that it has been accepted or that changes need to be made. If changes are required, you will need to re-submit the revised document via an amended OhioLINK submission. You will receive an “accepted” email from the Graduate School once the document has been approved.

THESIS OR DISSERTATION IN A FOREIGN LANGUAGE

The Graduate School has no policy specifically permitting graduate degree documents to be written in a foreign language. The practice is allowed as long as it is approved by the student’s advisor and Graduate Studies Committee. Documents in a foreign language must comply with the following requirements:

• The title page must be in English, but the title itself may be in the same language as the document.
• If the title is in a language using other than Roman characters, it must be transliterated into Roman character equivalents.
• The abstract must be in English.
• The academic unit must notify the Graduate School of dissertations in a foreign language so that an appropriate graduate faculty representative can be found to participate in the final oral examination

Dissertation and Theses

The dissertation is the hallmark of the research expertise demonstrated by a doctoral student. It is a scholarly contribution to knowledge in the student’s area of specialization. 

A thesis is a hallmark of some master’s programs. It is a piece of original research, generally less comprehensive than a dissertation and is meant to show the student’s knowledge of an area of specialization.

Still Have Questions?

Dissertations & Theses 614-292-6031 [email protected]

Doctoral Exams, Master's Examination, Graduation Requirements 614-292-6031 [email protected]

Format Requirements for Your Dissertation or Thesis

Main navigation.

The final dissertation or thesis manuscript must have a ready-for-publication appearance and standard features.

The Office of the University Registrar does not endorse or verify the accuracy of any dissertation or thesis formatting templates that may be available to you.

It is your student responsibility to make sure that the formatting meets these requirements. Introductory material, text, and appendices must all be clearly and consistently prepared and must meet all of the specifications outlined below.

Once you upload and submit your dissertation or thesis in Axess, and it has been approved by the university, the submission is considered final and no further changes are permitted.

The digital file of the dissertation or thesis, which is sent to Stanford Libraries for cataloging, must meet certain technical requirements to ensure that it can be easily accessed by readers now and into the future. 

Follow the specifications outlined below.

Style and Format

Word and text divisions, style guides, content and layout, special instructions for d.m.a. students, order and content, page orientation, embedded links, supplementary material and publishing, supplementary material, scholarly reference, published papers and multiple authorship, use of copyrighted material, copyrighting your dissertation, file security and file name, stanford university thesis & dissertation publication license.

Pages should be standard U.S. letter size (8.5 x 11 inches).

In order to ensure the future ability to render the document, standard fonts must be used. 

For the main text body, type size should be 10, 11, or 12 point. Smaller font sizes may be used in tables, captions, etc. 

The font color must be black. 

Font Families

Acceptable font styles include:

• Times New Roman (preferred)
• Courier, Courier Bold, Courier Oblique, Courier Bold-Oblique;
• Helvetica, Helvetica Bold, Helvetica Oblique, Helvetica Bold-Oblique;
• Times, Times Bold, Times Italic, Times Bold-Italic;
• Computer Modern (or Computer Modern Roman).

Note: Do not use script or ornamental fonts. Do not use proprietary fonts.

If you use mathematical or other scientific notation in your dissertation or thesis using a font other than Symbol, you must embed the font into the PDF that is submitted to the university. 

Inner margins (left edge if single-sided; right edge for even-numbered pages, and left edge for odd-numbered pages if double-sided) must be 1.5 inches. All other margins must be one inch.

Pagination, headers, and/or footers may be placed within the margin, but no closer than one-half inch from the edge of the page.

For double-sided copies, 1.5 inches must be maintained as the inner margin. Margin requirements should apply to the entire document, including the title page.

The main body text of the manuscript should be one-and-a-half or double-spaced lines, except where conventional usage calls for single spacing, such as footnotes, indented quotations, tables, appendices, etc.

Words should be divided correctly at the end of a line and may not be divided from one page to the next. Use a standard dictionary to determine word division. 

Avoid short lines that end a paragraph at the top of a page, and any heading or subheading at the bottom of a page that is not followed by text.

The dissertation and thesis must be in English. 

Language Exceptions for Dissertations Only

Approval for writing the dissertation in another language is normally granted only in cases where the other language or literature in that language is also the subject of the discipline. 

Exceptions are granted by the school dean upon submission of a written request from the chair of your major department. Approval is routinely granted for dissertations in the Division of Literature, Cultures, and Languages within department specifications.

Prior to submitting in Axess, you must send a copy of the approval letter (or email message chain) from the department dean to [email protected]    

Dissertations written in another language must include an extended summary in English (usually 15 to 20 pages in length). In this case, you should upload your English summary as a supplemental file, during Step 4 of the online submission process.

Select a standard style approved by your department or dissertation advisor and use it consistently. 

Some reliable style guides are:

• K.A. Turabian’s A Manual for Writers of Term Papers, 
• Theses and Dissertations (University of Chicago Press), and 
• the MLA Handbook for Writers of Research Papers, Theses, and Dissertations (Modern Language Association).

If you are a student in the Doctor of Musical Arts program, you may submit musical scores formatted at 11 x 17 inches in size. 

If you are submitting a performance as your dissertation, submit the audio file in WAV format as a supplemental file. 

Note: The maximum file size accepted for submission is 100 MB. If a performance recording exceeds the maximum file size, break the file into multiple files and submit the parts individually as supplemental files.

Your dissertation or thesis must contain the following sections. All sections must be included in a single digital file for upload.

• Title Page — The format must be followed exactly. View these title page examples for Ph.D. Dissertation and this title page sample for an Engineer Thesis . Use uppercase letters. The title of the dissertation or thesis should be a meaningful description of the content of the manuscript. Use word substitutes for formulas, symbols, superscripts, subscripts, Greek letters, etc. The month and year must be the actual month and year in which you submit your dissertation or thesis electronically to the university. (Note: A student who submits in Autumn quarter is conferred his/her degree in the following calendar year.)
• Copyright Page — The dissertation or thesis PDF uploaded in Axess should not contain a copyright page. The copyright page will be created automatically by the online submission system and inserted into the file stored by Stanford Libraries.
• Signature Page — The dissertation or thesis PDF uploaded in Axess should also not contain a signature page. The submission process has moved away from ink-signatures, so a digital facsimile of the signature page will be created automatically by the online submission system and inserted into the dissertation or thesis in its final format stored by Stanford Libraries.
• Abstract — An abstract may be included in the preliminary section of the dissertation or thesis. The abstract in the body of the dissertation or thesis follows the style used for the rest of the manuscript and should be placed following the signature page. There is no maximum permissible length for the abstract in the dissertation or thesis.    Dissertation authors must enter an abstract using the online submission form for uploading the digital dissertation or thesis file to the library. This abstract, which will be indexed for online searching, must be formatted in plain text (no HTML or special formatting). It should be a pithy and succinct version of the abstract included in the dissertation or thesis itself.
• Preface, an Acknowledgment, or a Dedication.   This is optional.
• Table of Contents – Include page references.
• List of Tables –  Include titles and page references. This list is optional.
• List of Illustrations – Include titles and page references. This list is optional
• Introduction/Main body – Include suitable, consistent headings for the larger divisions and more important sub-divisions.
• Appendices.   This is optional.
• Bibliography or List of References.

Except for the title page, which counts as 'i' but is not physically numbered, each page of the manuscript, including all blank pages, pages between chapters, pages with text, photographs, tables, figures, maps, or computer code must be assigned a number. 

Consistent placement of pagination, at least one-half inch from the paper’s edge, should be used throughout the manuscript.

Follow these pagination instructions exactly:

• For the preliminary pages, use small Roman numerals (e.g., iv, v, vi).
• The title page is not physically numbered, but counts as page i.
• Keep in mind that a copyright page ii and augmented signature page iii (based off your student record) will automatically be inserted to your manuscript during submission.  This means you must ensure to remove pages ii and iii from your dissertation or thesis.
• Failing to remove pages ii and iii is most common formatting mistake: you must remove your copyright page ii and signature page iii from the pdf file before you submit your dissertation or thesis, and begin pagination on your abstract with page number "iv". If the document is formatted for double-sided printing with each section starting on the right page, then pagination will begin on a blank page (page"iv") and the Abstract should be numbered as page "v", and so forth.
• For the remainder of the manuscript, starting with the Introduction or Chapter 1 of the Main Body, use continuous Arabic pagination only (1, 2, 3, etc) for text, illustrations, images, appendices, and the bibliography. Remember to start with Arabic numbered page 1, as this is not a continuation of the Roman numeral numbering from the preliminary pages.
• The placement of page numbers should be consistent throughout the document.

For text, illustrations, charts, graphs, etc., printed in landscape form, the orientation should be facing away from the bound edge of the paper.

Images (color, grayscale, and monochrome) included in the dissertation or thesis should be clearly discernible both on screen and when printed. The dimensions should not exceed the size of the standard letter-size page (8.5” x 11”).

Image resolution should be 150 dots per inch (dpi), though resolutions as low as 72 dpi (and no lower) are acceptable. 

The format of images embedded in the PDF should be JPEG or EPS (the format JPEG2000 is also acceptable when it is supported in future versions of the PDF format). GIF and PNG are not preferred image file formats.

Large images, including maps and charts or other graphics that require high resolution, should not be included in the main dissertation or thesis file. Instead, they can be submitted separately as supplemental files and formatted in other formats as appropriate. 

Multimedia, such as audio, video, animation, etc., must not be embedded in the body of the dissertation or thesis. These media types add size and complexity to the digital file, introducing obstacles to users of the dissertation or thesis who wish to download and read (and “play back”) the content, and making it more difficult to preserve over time.

If you wish to include multimedia with your submission, upload the media separately as a stand-alone file in an appropriate media format. See Supplementary Material section below.

It is acceptable to include “live” (i.e., clickable) web URLs that link to online resources within the dissertation or thesis file. Spell out each URL in its entirety (e.g., http://www.stanford.edu ) rather than embedding the link in text (e.g., Stanford homepage ). By spelling out the URL, you improve a reader’s ability to understand and access the link reference.

Supplementary material may be submitted electronically with the dissertation or thesis. This material includes any supporting content that is useful for understanding the dissertation or thesis, but is not essential to the argument. It also covers core content in a form that can not be adequately represented or embedded in the PDF format, such as an audio recording of a musical performance.

Supplementary materials are submitted separately than the dissertation or thesis file, and are referred to as supplemental files.

A maximum of twenty supplemental files can be submitted. There are no restrictions on the file formats. The maximum file size is 1 GB.

You are encouraged to be judicious about the volume and quality of the supplemental files, and to employ file formats that are widely used by researchers generally, if not also by scholars of the discipline.

The following table outlines recommended file formats for different content types. By following these recommendations, the author is helping to ensure ongoing access to the material.

After uploading each supplemental file, it is important to enter a short description or label (maximum 120 characters for file name and the description). This label will be displayed to readers in a list of the contents for the entire submission.

If copyrighted material is part of the supplementary material, permission to reuse and distribute the content must be obtained from the owner of the copyright. Stanford Libraries requires copies of permission letters (in PDF format) to be uploaded electronically when submitting the files, and assumes no liability for copyright violations. View this sample permission letter .

System restrictions allow for a maximum of 10 individually uploaded permission files. If you have more than 10 permission files we recommend combining all permission letters into a single PDF file for upload.

In choosing an annotation or reference system, you should be guided by the practice of your discipline and the recommendations of your departments. In addition to the general style guides listed in the Style section above, there are specific style guides for some fields. When a reference system has been selected, it should be used consistently throughout the dissertation or thesis. The placement of footnotes is at your discretion with reading committee approval.

An important aspect of modern scholarship is the proper attribution of authorship for joint or group research. If the manuscript includes joint or group research, you must clearly identify your contribution to the enterprise in an introduction.

The inclusion of published papers in a dissertation or thesis is the prerogative of the major department. Where published papers or ready-for-publication papers are included, the following criteria must be met:

• There must be an introduction that integrates the general theme of the research and the relationship between the chapters. The introduction may also include a review of the literature relevant to the dissertation or thesis topic that does not appear in the chapters.
• Multiple authorship of a published paper should be addressed by clearly designating, in an introduction, the role that the dissertation or thesis author had in the research and production of the published paper. The student must have a major contribution to the research and writing of papers included in the dissertation or thesis.
• There must be adequate referencing of where individual papers have been published.
• Written permission must be obtained for all copyrighted materials. Letters of permission must be uploaded electronically in PDF form when submitting the dissertation or thesis. 
• The published material must be reformatted to meet the university's format requirements (e.g., appropriate margins and pagination) of the dissertation. The Office of the University Registrar will approve a dissertation or thesis if there are no deviations from the normal specifications that would prevent proper dissemination and utilization of the dissertation or thesis. If the published material does not correspond to these standards, it will be necessary for you to reformat that portion of the dissertation or thesis.
• Multiple authorship has implications with respect to copyright and public release of the material. Be sure to discuss copyright clearance and embargo options with your co-authors and your advisor well in advance of preparing your thesis for submission.

If copyrighted material belonging to others is used in your dissertation or thesis or is part of your supplementary materials, you must give full credit to the author and publisher of the work in all cases, and obtain permission from the copyright owner for reuse of the material unless you have determined that your use of the work is clearly fair use under US copyright law (17 USC §107). 

The statute sets out four factors that must be considered when assessing Fair Use:

• the purpose and character of the use, including whether such use is of a commercial nature or is for nonprofit educational purpose;
• the nature of the copyrighted work;
• the amount and substantiality of the portion used in relation to the copyrighted work as a whole; and
• the effect of the use upon the potential market for or value of the copyrighted work.

The Association of American University Presses requires permission for any quotations that are reproduced as complete units (poems, letters, short stories, essays, journal articles, complete chapters or sections of books, maps, charts, graphs, tables, drawings, or other illustrative materials). You can find this guideline and other detailed information on Fair Use at http://fairuse.stanford.edu . 

If you are in doubt, it is safest to obtain permission. Permission to use copyrighted material must be obtained from the owner of the copyright. Stanford Libraries requires copies of permission letters (in PDF format) to be uploaded electronically when submitting the dissertation or thesis, and assumes no liability for copyright violations. For reference, view this sample permission letter .

Copyright protection is automatically in effect from the time the work is in fixed form. A proper copyright statement consisting of the copyright symbol, the author’s name, year of degree conferral, and the phrase “All Rights Reserved” will be added automatically to the dissertation or thesis in its final form.

Registration of copyright is not required, but it establishes a public record of your copyright claim and enables copyright owners to litigate against infringement. You need not register your copyright with the U.S. Copyright Office at the outset, although registration must be made before the copyright may be enforced by litigation in case of infringement. 

Early registration does have certain advantages: it establishes a public record of your copyright claim, and if registration has been made prior to the infringement of your work, or within three months after its publication, qualifies you to be awarded statutory damages and attorney fees in addition to the actual damages and profits available to you as the copyright owner (should you ever have to sue because of infringement).

For more information about copyright, see the Stanford Libraries' resource on Copyright Considerations .

For further information on Registration of Copyright, see https://www.copyright.gov/registration/ .

Do not require a password to make changes to your submitted PDF file, or apply other encryption or security measures. Password-protected files will be rejected.

The file name and description will be printed on a page added to your dissertation or thesis, so choose a file name accordingly.

Important note: File names may only consist of alphanumeric characters, hyphen, underscore, at sign, space, ampersand, and comma – before the ending period and file extension.  Specifically,

• A file name cannot start with a space, period (nor contain a period), underscore, or hyphen.
• Files names must be 120 characters or less.

Here is an example of a filename that is allowed, including all of the possible characters:

• A Study of Social Media with a Focus on @Twitter Accounts, Leland Student_30AUG2023.pdf

In submitting a thesis or dissertation to Stanford, the author grants The Trustees of Leland Stanford Junior University (Stanford) the non-exclusive, worldwide, perpetual, irrevocable right to reproduce, distribute, display and transmit author's thesis or dissertation, including any supplemental materials (the Work), in whole or in part in such print and electronic formats as may be in existence now or developed in the future, to sub-license others to do the same, and to preserve and protect the Work, subject to any third-party release or display restrictions specified by Author on submission of the Work to Stanford.

Author further represents and warrants that Author is the copyright holder of the Work, and has obtained all necessary rights to permit Stanford to reproduce and distribute third-party materials contained in any part of the Work, including use of third-party images, text, or music, as well as all necessary licenses relating to any non-public, third-party software necessary to access, display, and run or print the Work. Author is solely responsible and will indemnify Stanford for any third party claims related to the Work as submitted for publication.

Author warrants that the Work does not contain information protected by the Health Insurance Portability and Accountability Act (HIPAA), the Family Educational Rights and Privacy Act (FERPA), confidentiality agreements, or contain Stanford Prohibited, Restricted or Confidential data described on the University IT website , or other data of a private nature.

Stanford is under no obligation to use, display or host the work in any way and may elect not to use the work for any reason including copyright or other legal concerns, financial resources, or programmatic need.

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KU Thesis and Dissertation Formatting: Fonts and Spacing

• Formatting Specifics
• Title and Acceptance Pages
• Page Numbering
• Table of Contents
• List of Figures
• Rotating Charts or Tables
• Working with Footnotes
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• Completed KU Dissertations & Theses
• About: Survey of Earned Doctorates
• Copyright and ETD Release Form
• Resources for KUMC Students
• Thesis/Dissertation Filenames
• LaTeX/BibTeX Support

Office of Graduate Studies Thesis and Dissertation Formatting Guidelines

These rules are taken from the KU Office of Graduate Studies Thesis or Dissertation Formatting Guidelines. To see the full thesis or dissertation formatting requirements, visit https://graduate.ku.edu/submitting

• Students should use the same font size (11- or 12-point) and style (typically Times New Roman) through the thesis, including labels and references.
• Tables, captions, and footnotes should use the same font style but may be smaller in size (usually 10-point).
• Chapter and section headings may be bold and no more than 2 points larger than the text size.
• Non-standard typefaces, such as script, are generally not acceptable except for commonly used symbols.
• The Office of Graduate Studies recommends that students get their font choice approved by their department and their graduate division before the thesis defense.
• Lettering and symbols in tables and figures should be no less than 10 points.
• Normally theses and dissertations use double-spaced formatting.
• Single-spaced formatting is acceptable in the table of contents, footnotes, end notes, charts, graphs, tables, block quotations, captions, glossary, appendices and bibliography.
• Students may use singe- or one-and-a-half-spacing for the body of the text with prior written approval of their thesis committee and graduate division.

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Academics | Candidacy & Defense

Thesis format guidelines.

After reviewing these guidelines, if doubt exists as to the correct format of the thesis, the candidate is encouraged to consult with the Graduate & Postdoctoral Studies Office before the final copies are submitted.

Thesis Templates

Some of your colleagues have contributed thesis templates which you may find helpful as you begin your thesis writing. If you have developed a template that you would like to share, please let us know and we will add it to our library.

LaTeX Files Full Thesis Template

Fonts and Desktop Publishing

Features that should stand out in the thesis include the quality of the scholarship or research, the soundness of the logic, the originality of ideas, and the lucidity of the prose, but not the size of the headlines. The use of headers or chapter titles larger than 3/16" is discouraged and the use of excessive italics or bold print is discouraged.

Theses should generally be written in font 12. Possibilities include, but are not restricted to: Times New Roman, Helvetica, Arial, Calibri. The font provided through LaTeX is acceptable. However, if LaTeX is used, be careful to ensure proper margins when producing the final copy.

Use 1.5 or double spaced text. Only footnotes, long quotations, bibliography entries (double space between entries), table captions, and similar special material may be single-spaced.

The thesis should be formatted to be printed on 8.5 x 11 inch paper within your PDF. Students in the School of Architecture and the Shepherd School of Music may format their theses to a larger size.

We recommend a left margin of 1.5" and a top, bottom, and right margin of 1" if the thesis is to be bound. Page numbers do not need to meet the 1" margin requirement. If you do not follow the appropriate margin guidelines that are included here, you might lose content if your thesis is later bound. Some students may wish to extend their work beyond the margin requirement for aesthetic reasons; this is acceptable.

The title page is now signed via an AdobeSign document. This is sent to the student a couple of days before the student's thesis defense. The student may create a placeholder thesis title page for the rough draft of the thesis. A sample title page is available.

The degree must be shown as Doctor of Philosophy, Master of Arts, Master of Science, Master of Music, or Master of Architecture.

The month shown on the title page should be the month when the final copy is submitted to the Office of Graduate & Postdoctoral Studies OR the month in which the degree will be conferred (May, August or December). The month of the oral defense should not be shown unless the thesis is actually presented to the Office of Graduate & Postdoctoral Studies during that month.

The titles (i.e., faculty rank) of committee members should be typed below the signature lines with their names and departments. For example, John Smith, Associate Professor of Biology. The word chair or director should appear after the faculty title as appropriate.

All signatures on the title page are collected via AdobeSign. Please make arrangements in advance if one or more of your committee members will be unavailable to sign. You may also review specific signature requirements .

Once the committee has signed the title page, you will separate the title page from the other documents and merge it into a single document with the PDF of your thesis. To complete your thesis, please follow the directions here and ensure that you complete the online thesis submission form .

An abstract is to be included with the thesis. Particular care should be taken in preparing the abstract since it will be published in Dissertation Abstracts or Master's Abstracts and the length is limited by the publisher. The abstract may not exceed 350 words for a doctorate or 150 words for a master's. In style, the abstract should be a miniature version of the thesis. It should be a summary of the results, conclusions or main arguments presented in the thesis.

The heading of the abstract must contain the word Abstract, and must show the title of the thesis and the writer's name as indicated here.

Hyperlinks are not to be used as a substitute for complete bibliographic citations.

Assembling the Thesis

Your thesis should be assembled as a PDF. In some cases a thesis might be created as multiple documents; these must be merged into a single document. The thesis must be assembled in this order:

• Copyright Notice (if applicable; for information on copyright, see the thesis FAQ page .)
• Acknowledgments
• Table of Contents
• List of Tables, etc., if any
• Preface, if any
• Text (the first page of the text is the first Arabic-numbered page)
• Notes (unless they appear on pages of text or at end of chapters)
• Bibliography or list of references
• Appendices, if any, may follow 8, 9 or 10

Page Numbering

Page numbers should be placed in the upper right corner of the page. Only the number should appear, not "page 9" or the abbreviation "p. 9." On the first page of each chapter, the number may be placed at the center bottom, one double space below the last line of type (the conventional placement), or at the top right corner.

Page numbers should not be shown on the Title Page, the Abstract, or on the first page of the Acknowledgments, Table of Contents, List of Tables or the Preface. However, the following pages (e.g., the second and succeeding pages) of each of these sections should be numbered using Roman numerals. The count for these preliminary pages should start with the title page. For example, if the thesis has a two-page abstract, then the second page of the acknowledgments should be the first page showing a number, and it should be numbered with the Roman numeral v.

Pages of the text itself and of all items following the text (i.e. the notes and bibliography) should be numbered consecutively throughout in Arabic numbers, beginning with number 1 on the first page of the first chapter or introduction (but not preface). Please number every page to be bound, including pages on which only illustrations, drawings, tables, or captions appear. The page numbers do not need to meet the 1" margin requirements.

Please note that when a graph, map, etc. is oversized, there is a limit on how much of this can be handled by the archiving process with ProQuest/UMI. All figures should appear within the text at the point where reference to them is first made.

In presenting footnotes and bibliography, use a consistent form acceptable in your discipline, such as Kate L. Turabian, A Manual for Writers (University of Chicago Press), the MLA Style Sheet, or Campbell's Form and Style (Houghton Mifflin). Electronic Styles: A Handbook for Citing Electronic Information (Information Today, Inc.) is helpful for noting electronic information. There are style guides for almost every discipline. Check with the library for further information.

Thesis Acknowledgements

Use this space to thank the funding and folks that contributed to your success in graduate school. Some view this as an informal section of the thesis, while others still consider this a piece within a formal document. You can thank people like your advisor(s), committee members, peers, friends, family, and even a special pet if you couldn't have done all the late nights without them! Be cautious to not reveal too much sensitive personal information that could be used in identity theft. Consider checking out these sites about acknowledgements: https://www.scribbr.com/dissertation/acknowledgements/ and https://elc.polyu.edu.hk/FYP/html/ack.htm .

Extra Copies

You may also choose to bind copies of your thesis for personal use through a bindery.

Updated May 2024

Free Download

Dissertation/Thesis Template

The fastest (and smartest) way to craft a winning dissertation that showcases your study and earns you marks. 

Available in Google Doc, Word & PDF format 4.9 star rating, 5000 + downloads

Step-by-step instructions

Tried & tested academic format

Fill-in-the-blanks simplicity

Pro tips, tricks and resources

What’s Covered In The Template?

This dissertation template is based on the tried and trusted best-practice format for formal academic research projects. The template structure reflects the overall research process, ensuring your document has a smooth, logical flow. Here’s how it’s structured:

• The title page/cover page
• Abstract (sometimes also called the executive summary)
• Table of contents
• List of figures /list of tables
• Chapter 1: Introduction
• Chapter 2: Literature review
• Chapter 3: Methodology
• Chapter 4: Research findings /results 
• Chapter 5: Discussion /analysis of findings
• Chapter 6: Conclusion
• Reference list

Each section is explained in plain, straightforward language , followed by an overview of the key elements that you need to cover within each section. We’ve also included practical examples to help you understand exactly what’s required in each section.

Download The Template

100% Free. Instant Access.

I agree to receive the free template and other useful resources.

Download Now (Instant Access)

FAQs: Dissertation & Thesis Template

Faqs: dissertation template, what format is the template (doc, pdf, ppt, etc.).

The dissertation template is provided as a Google Doc. You can download it in MS Word format or make a copy to your Google Drive. You’re also welcome to convert it to whatever format works best for you, such as LaTeX or PDF.

What types of dissertations/theses can this template be used for?

The template follows the standard best-practice structure for formal academic research projects such as dissertations or theses, so it is suitable for the vast majority of degrees, particularly those within the sciences.

Some universities may have some additional requirements, but these are typically minor, with the core structure remaining the same. Therefore, it’s always a good idea to double-check your university’s requirements before you finalise your structure.

Will this work for a research paper?

A research paper follows a similar format, but there are a few differences. You can find our research paper template here .

Is this template for an undergrad, Masters or PhD-level thesis?

This template can be used for a dissertation, thesis or research project at any level of study. It may be slight overkill for an undergraduate-level study, but it certainly won’t be missing anything.

How long should my dissertation/thesis be?

This depends entirely on your university’s specific requirements, so it’s best to check with them. As a general ballpark, Masters-level projects are usually 15,000 – 20,000 words in length, while Doctoral-level projects are often in excess of 60,000 words.

What about the research proposal?

If you’re still working on your research proposal, we’ve got a template for that here .

We’ve also got loads of proposal-related guides and videos over on the Grad Coach blog .

How do I write a literature review?

We have a wealth of free resources on the Grad Coach Blog that unpack how to write a literature review from scratch. You can check out the literature review section of the blog here.

How do I create a research methodology?

We have a wealth of free resources on the Grad Coach Blog that unpack research methodology, both qualitative and quantitative. You can check out the methodology section of the blog here.

Can I share this dissertation template with my friends/colleagues?

Yes, you’re welcome to share this template. If you want to post about it on your blog or social media, all we ask is that you reference this page as your source.

Can Grad Coach help me with my dissertation/thesis?

Within the template, you’ll find plain-language explanations of each section, which should give you a fair amount of guidance. However, you’re also welcome to consider our dissertation and thesis coaching services .

Additional Resources

If you’re working on a dissertation or thesis, be sure to also check these resources out…

1-On-1 Private Coaching

The Grad Coach Resource Center

The Grad Coach YouTube Channel

The Grad Coach Podcast

• SpringerLink shop

Manuscript preparation

“From the proposal stage to the publication, every stage is process driven. Very systematic communication and the best e-proofing platform for online proof submission!” -  Book Author, 2020

You can keep track of where your book is in the publication process in real-time by signing up for notifications alerting you of all the critical stages, including when your book is published online and ready to share with the research community.

Revising your thesis into a book

Springer  will consider submissions containing material that has previously formed part of a PhD or other academic thesis including those that have been made publicly available according to the requirements of the institution awarding the qualification.

Important downloads

• Manuscript guidelines for English books ↗
• Manuscript guidelines for English textbooks ↗
• Key style points ↗
• LaTeX template for monographs ↗
• LaTeX template for contributed works ↗
• Word template for book chapters ↗
• How to create videos for books ↗
• Guide to open access books for Springer authors ↗
• How to Write Good Alt Text ↗

On this page

Layout & templates.

If you are comfortable using templates, we offer Word and LaTeX templates for monographs as well as for contributed books. If you prefer not to use a template, please follow the alternate instructions given under the appropriate template below.

When writing a book for Springer, please do not worry about the final layout. To ensure we always keep pace with all the requirements both online and in print, Springer

• structures the content in XML as the basis for presentation in print or in digital formats for such devices as Amazon Kindle™, Apple iPad™/iPhone™, and Google Android™
• utilizes standard layouts with style specifications suitable for multiple display formats.

What advantages do these provide for you in manuscript preparation? It means you can focus on the structured content and let Springer take care of the rest . We will professionally prepare your book with underlying XML structuring, in such a way that ensures your content becomes not only a professionally typeset printed work but is also available to readers in numerous formats for many years to come.

A key part of the publication process (and in response to the changing requirements of the book industry), are the standard corporate book covers that Springer introduced for each subject area in which it publishes. These covers provide a strong, corporate brand identity for Springer books, making them instantly recognizable amongst the scientific community. In addition the covers also assist speed of publication, as having standardized versions greatly reduces the time traditionally spent on creating individual book covers for each title.

Springer provides templates for Word users that help structure the manuscript, e.g., define the heading hierarchy. If you are using Microsoft Word to prepare your manuscript, you do not need to use any special tool for preparation. Please just ensure that the document is clearly structured visually, (e.g., using heading styles, lists, footnotes, etc.). We also provide a Manuscript preparation tool for Word.

• Word template

Note: These templates are not intended for the preparation of the final page layout. The final layout will be created by Springer according to our layout specifications.

The usage of these templates is not mandatory. Alternatively, you may either use a blank Word document or the standard LaTeX book class (for monographs) or article class (for individual contributions) and apply the default settings and styles (e.g., for heading styles, lists, footnotes, etc.).

Springer provides templates for LaTeX users that help structure the manuscript, e.g., define the heading hierarchy. Predefined style formats are available for all the necessary structures that are supposed to be part of the manuscript, and these formats can be quickly accessed via hotkeys or special toolbars.

Note: are not intended for the preparation of the final page layout. The final layout will be created by Springer according to our layout specifications.

LaTeX2e macro packages for 

• contributed books

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Book structure

L Key Style Points August 2023 To guarantee a smooth publication process and a seamless transformation of your manuscript into the final layout and various electronic platforms, the manuscript needs to be structured as follows:

• Front Matter: Title page, Dedication, Foreword, Preface, Acknowledgments, About the book/conference, Table of Contents, About the Author (for authored books), About the Editor/List of Contributors (for edited books), List of Abbreviations, List of Figures and/or Tables

The title page and table of contents must appear in the manuscript’s front matter. All other sections listed above are optional. The above order is not flexible. We have defined this order as our house style and optimized our publication process to follow it strictly.

• Text Body: It comprises the chapters containing the content of the book, i.e. text, figures, tables, and references. Chapters can be grouped together in parts.
• Back Matter: After the last chapter, the back matter can contain an appendix, a glossary, and/or an index, all of which are optional.

Front matter

Title page, preface, and table of contents precede the actual content of a book. The preface should be about the book: why it was written, who it is for, its organization, or the selection of contributors. An introduction in the subject of the book, however, should appear as the first chapter of the book.

Please include all author/editor names, their affiliations, the book title, and the subtitle. Ensure that the sequence of the author names is correct and the title of your book is final when you submit your manuscript. Once the manuscript has been delivered to Production, changes to title, subtitle, or authorship are no longer possible.

If you intend to include a foreword, please submit it with the manuscript.

• A foreword is usually written by an authority in the subject and serves as a recommendation for the book
• The name of the foreword’s contributor is always given at the end of the foreword; affiliations and titles are generally not included, but the date and place of writing may be.

The preface should be about the book: why its important, why it was written, who it is for. It should stimulate interest in the book.

• Front matter material is not listed in the table of contents.
• List all parts, chapters, and back matter material (e.g., an index) in their final sequence.
• If your chapters are numbered, use Arabic numerals and number the chapters consecutively throughout the book (Chapter 1, Chapter 2, etc.), i.e., do not start anew with each part. The introductory chapter must be listed as Chapter 1, if your chapters are numbered. Please do not use subchapters.
• In authored books we present two heading levels under the main chapter titles. In edited books, we present the chapter titles and the chapter author names.
• If there are parts, use Roman numerals for parts (Part I, Part II, etc.). Parts consist of a short title and can contain a short introductory text (optional). Please don’t use subparts.

Chapters contain the actual content of the book, i.e., text, figures, tables, and references. Chapters can be grouped together in parts; subparts are not possible. Only one chapter (e.g. an introduction) may precede the first part and would be the first chapter.

• Decide the numbering style for the chapters and apply this style consistently to all chapters: consecutively numbered (monographs or textbooks) or unnumbered (contributed volumes).
• If an introduction to the subject of the book (historical background, definitions, or methodology) is included, it should appear as the first chapter and thus be included in the chapter numbering. It can contain references, figures, and tables, just as any other chapter.

Either British or American English can be used, but be consistent within your chapter or book. In contributed books chapter-specific consistency is accepted Check for consistent spelling of names, terms and abbreviations, including in tables and figure legends.

For contributed volumes, please include each chapter authors’ names (spelled out as they would be cited), affiliations and e-mail addresses and telephone numbers after the chapter title. Ensure that the sequence of the author names is correct and the title of your book is final when you submit your manuscript. Please supply all emails, telephone numbers and address of each author and editor. Once the manuscript has been delivered to production, changes to title or authorship are no longer possible.

Chapter abstracts are strongly encouraged because they have been proven to significantly increase a book’s visibility. Good abstracts will mean that more people read your book. These will appear online at SpringerLink and other sites and will be available with unrestricted access to facilitate online searching (e.g., Google) and allow unregistered users to read the abstract as a teaser for the complete chapter.

If no abstract is submitted, we will use the first paragraph of the chapter instead.

Some books also publish keywords. Please check with the editor of your book or with the publishing editor to see if keywords are required.

• Heading levels should be clearly identified and each level should be uniquely and consistently formatted and/or numbered.
• Use the decimal system of numbering if your headings are numbered.
• Never skip a heading level. The only exception are run-in headings which can be used at any hierarchical level.
• Technical terms and abbreviations should be defined the first time they appear in the text.
• Please always use internationally accepted signs and symbols for units (also called SI units).
• Numerals should follow the British/American method of decimal points to indicate decimals and commas to separate thousands

Manuscripts will be checked by a copy editor for formal style. Springer Nature follows certain layouts and standards with regard to the presentation of the content, and the copy editors make sure that the manuscript conforms to these styles. When you receive the page proofs during the production of your book, please do not make changes that involve only matters of style.

• Italics should be used for emphasized words or phrases in running text, but do not format entire paragraphs in italics. 
• Use italics for species and genus names, mathematical/physical variables, and prefixes in chemical compounds. 
• Bold formatting should only be used for run-in headings and small capitals for indicating optical activity (D- and L-dopa). 
• Sans serif (e.g., Arial) and nonproportional font (e.g., Courier) can be used to distinguish the literal text of computer programs from running text.
• Do not set entire pages as boxes, because this diminishes online readability.
• Do not set entire pages as boxes, because this affects online readability. 
• For additional didactic elements such as examples, questions, exercises, summaries, or key messages in textbooks and in professional books, please use a consistent style for each of these elements and submit a list of the styles used together with your manuscript. For LaTeX users please use the Springer Nature macro package to highlight these elements.
• In Word, use the Math function, MathType, or Microsoft Equation editor to create your equations. Please don’t include the equations as images.
• In LaTeX, use the Math environment to create your equations.
• Give each table a heading (caption). Add a reference to the table source at the end of the caption if necessary.
• Number tables consecutively using the chapter number (e.g. Table 1.1 for the first table in Chapter 1) and ensure that all tables are cited in the text in sequential order. Do not write “the following table”.
• Use the table function to create and format tables. Do not use the space bar or multiple tabs to separate columns and please do not use Excel to create tables as this can cause problems when converting your tables into the typesetting program and other formats.

Figures and illustrations

Number the figures using the chapter number (e.g. Fig. 1.1 for the first figure in Chap. 1) and ensure that all figures are cited in the text in sequential order. Do not write “the following figure”.

• Give each figure a concise caption, describing accurately what the figure depicts. Include the captions at the end of the text file, not in the figure file.
• Identify all elements found in the figure in the figure caption; and use boxes, circles, etc., as coordinate points in graphs instead of color lines.
• If a figure is reproduced from a previous publication, include the source as the last item in the caption.
• A figure is an object that is drawn or photographed; it does not consist solely of characters and thus cannot be keyed.
• Do not submit tabular material as figures.
• Graphics and diagrams should be saved as EPS file with the fonts embedded. MS Office files (Excel or PowerPoint) can be submitted in the original format (xls, xlsx, ppt, pptx). Scanned graphics in TIFF format should have a minimum resolution of 1200 dpi.
• Photos or drawings with fine shading should be saved as TIFF with a minimum resolution of 300 dpi.
• A combination of halftone and line art (e.g., photos containing line drawing or extensive lettering, color diagrams, etc.) should be saved as TIFF with a minimum resolution of 600 dpi.

Cite references in the text with author name/s and year of publication in parentheses (“Harvard system”)

• One author: (Miller 1991) or Miller (1991)
• Two authors: (Miller and Smith 1994) or Miller and Smith (1994)
• Three authors or more: (Miller et al. 1995) or Miller et al. (1995)

If it is customary in your field, you can also cite with reference numbers in square brackets either sequential by citation or according to the sequence in an alphabetized list: [3, 7, 12].

Include a reference list at the end of each chapter so that readers of single chapters of the eBook can make full use of the citations. References at the end of the book cannot be linked to citations in the chapters. Please do not include reference lists at the end of a chapter section, at the end of a book part, in a preface or an appendix.

Include all works that are cited in the chapter and that have been published (including on the internet) or accepted for publication. Personal communications and unpublished works should only be mentioned in the text. Do not use footnotes as a substitute for a reference list.

Entries in the list must be listed alphabetically except in the numbered system of sequential citation. The rules for alphabetization are:

• First, all works by the author alone, ordered chronologically by year of publication
• Next, all works by the author with a coauthor, ordered alphabetically by coauthor
• Finally, all works by the author with several coauthors, ordered chronologically by year of publication

Springer Nature follows certain standards with regard to the presentation of the reference list. They are based on reference styles that were established for various disciplines in the past and have been adjusted to facilitate automated processing and citation linking. This allows us, for example, to easily cross link the cited references with the original publication. References will be revised in production in accordance with these house styles. 

Choose the appropriate style for your subject from the list below. Please note that the adapted and standardized forms are based on, but differ slightly from, certain recommended styles (e.g., APA, Chicago)

Back matter

After the last chapter, the back matter of the book can contain an appendix, a glossary or an index.

Do not include a reference list containing the cited literature in the back matter, as references are then not linked to citations in the chapters. Instead, please include reference lists at the end of each chapter. A list of further reading may be included in the back matter.

An appendix cannot include a reference list.

If an index is desired, please submit the entries with the manuscript.

Optimizing for Google – tips for book authors

Contribute to your book's success, long before it's published. By following a few tips when thinking about your book’s title, its back cover description and unique selling points, you can make sure that potential readers are able to find your finished book.

Click here to read our SEO tips for authors.

Search engine optimization (SEO) is about relevance! Help Google and other search engines present your book to the right audience and give these readers what they want.

What’s the correct dpi for figures in a PhD thesis?

The abbreviation dpi will come up when you prepare the figures of your PhD thesis for printing. Dpi means “dots per inch” and describes the resolution of an image. But how exactly does that work? And how large do your figures need to be to look good in your printed thesis? The same, by the way, is important for the cover of your thesis book.

The minimum resolution for figures in your thesis is 300 dpi

As mentioned before, the acronym dpi stands for dots per inch. An inch is 2.54 cm and “dots” simply means pixels. So, 300 pixels per roughly two and a half centimeters. This means 300 pixels in a straight line that is 2.54 cm long. Not 300 pixels in a square inch! A square inch contains 300 x 300 = 90,000 pixels.

Now, how do you achieve the proper number of dpi for figures in your PhD thesis? And how do you know how many dpi any given figure has?

Let’s start with the second question. How do you find out how many dpi your figure has? For that, you will need some type of image processing program. Because I love free open-source software, I’ll tell you how to do this with GIMP (click to get to GIMP.org and download the program).

• Go to File > Open or press CTRL + O
• Select the figure whose size and resolution you want to check
• With the figure open, go to Image > Canvas Size

In the uppermost area of the Canvas Size Window, GIMP will tell you the size and resolution of your figure. By the way, GIMP calls it “ppi”, pixels per inch. It’s the same as dpi, which is actually the more common abbreviation.

Now, GIMP will by default tell you the size of your figure in pixels. But if you click on the little drop-down menu next to the size and resolution, you can simply choose cm.

How big do your figures need to be?

However, I would like to dwell on this a little to show you how the size in pixels can be deceiving. Why? Because it doesn’t tell you anything about the physical size of your image. The physical size depends entirely on the resolution! Let’s imagine we have a figure that’s 300 dpi and has a width and height of 2051 x 1418 pixels. To figure out at which size this image can be printed in your thesis, you need to divide the pixels by the resolution. In this case, that means:

2051 pixels / 300 dpi = 6.837 inch 1418 pixels / 300 dpi = 4.727 inch

If you prefer centimeters, you will then need to multiply the values by 2.54, which brings us to a width x height of roughly 17.3 x 12 cm.

Pop Quiz, what’s the page size of a printed PhD thesis book in the Netherlands? Yep, 17 x 24 cm in portrait orientation. Since there are margins on the pages, the text block will only be about 13 to 14 cm wide. The figure from our example is 17 cm wide, which makes it physically large enough to print in your thesis at 300 dpi. Yay!

In a word: Figures for your PhD thesis should be about 15 cm wide and at least 300 dpi in resolution.

Using the same principles for your cover, any image you want to use there needs to be at least 17.6 cm wide and 24.6 cm high at 300 dpi for only the front cover. The six extra millimeters include bleed, which I will explain more about soon. If you deliver a PDF with front and back cover to the printing company, the width of the image will have to be 34.6 cm + spine width(!) and the height needs to be 24.6 cm.

What if the resolution of a figure in your thesis is lower than 300 dpi?

Imagine we have the same figure from our example above (2051 x 1418 pixels), but this time, it’s only 150 dpi. We don’t even need to go through the entire calculation again. since 150 is half of 300, the figure will be half the width and half the height. That means it’s only 8.65 cm wide. Too small for your thesis if it’s supposed to be as wide as the text block!

Hence, these are the minimum requirements for figures in your thesis:

• at least 15 cm wide
• at least 300 dpi

Larger is usually fine unless your figure is gigantic – say, 50 cm wide and 600 dpi. While this makes for good quality, it will slow down the program that you use for your thesis layout. Images narrower than 15 cm or with a resolution lower than 300 dpi will be pixelated. The printing company will still print it for you, of course. But it won’t look very good.

Importantly, there is no way to make a small image larger while keeping the same resolution. You also won’t succeed in giving an image a higher resolution while conserving it’s size. Increasing resolution will always make the figure smaller. Increasing a figure’s size will decrease its resolution.

However, this is only the case with pixel-based images such as JPG and PNG. Vector-based images like SVG, CDR, EPS, AI, etc. can be resized almost indefinitely with a vector illustration program.

Exporting vector images at the proper resolution

If you make your own figures, you need to use a vector illustration program (like the free Inkscape ). In order for it to look good in your PhD thesis you need to export the figure at at least 300 dpi. Inkscape actually lets you enter your own dpi, so you can go crazy and export at 1200 dpi or something like that. This has the great advantage that you can increase the size of your figure to up to four times the original and still have enough resolution for printing.

To export from Inkscape, do this:

• Go to File > Export or press CTRL + SHIFT + E.
• In the Export window, select “Drawing” to make sure that you export everything.
• Under “Width” and “Height”, make sure that the figure is at least 15 cm wide. If it’s too small, select everything in your workspace and rescale it accordingly.
• Under “Image Size”, type in the number of dpi, at least 300. The image size in pixels will adjust itself.
• Under “Export As…”, choose the location in which your image should be saved.
• Click the “Export” button.

Unfortunately, Inkscape has one drawback: It only supports RGB . That’s why you can only export to PNG, not JPG (JPG requires CMYK ). The colors in RGB images will look slightly different in print than they looked on your screen.

If you want to use a vector illustration program that does support CMYK, I recommend CorelDRAW. While Adobe Illustrator is the industry standard, you can only use it if you subscribe for a cloud service. You cannot own and install Illustrator on your computer anymore but instead are chained to a monthly subscription. That’s why I don’t recommend Illustrator. What can I say, I’m a rebel.

To make your own figures, use Inkscape or CorelDRAW

Anyway, in CorelDRAW (which you’re probably able to buy cheaply through your university, i.e. via surfspot), you can export to JPG using the CMYK color space . However, CorelDRAW only supports up to 300 dpi. Therefore, you will need to make your figure at least as big as its printed version needs to be. If you want a higher resolution, simply make your figure twice as large as it’s supposed to be to achieve 600 dpi, three times as large for 900 dpi, etc.

To export from CorelDRAW, do this:

• Go to File > Export or press CTRL + E.
• In the Export window, choose the location in which your image should be saved.
• Also in the Export window, choose JPG in the File Type dropdown menu.
• Under “Color Mode” choose CMYK.
• Scroll down to “Options” and, under “Width” and “Height”, make sure it says 100 %.
• Still in “Options”, under “Resolution”, select 300.
• Click “OK”

I hope I could show you the easy way around image size and resolution with this article!

Still sounds too complicated? Contact me for help with your thesis cover and scientific illustrations!

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Thesis Binding

Thesis Book Binding or Dissertation Book Binding is the conversion of your thesis or dissertation document into a printed and bound book format. Getting this done correctly involves several considerations that includes the Submission of your document for printing and binding, your choice of Paper, and the Style of binding you want.

SUBMITTING YOUR THESIS OR DISSERTATION FOR BINDING:

The first consideration for Thesis Book Binding or Dissertation Book Binding is whether you want your thesis or dissertation printed and bound for official submission or for your personal use, such as gifts to professors, departments, libraries, parents, sponsors, or you just want copies to preserve for future generations.

If you are officially submitting your Thesis Book Binding or Dissertation Book Binding books to your

institution, you must follow their official guidelines for paper, margins, and type of binding. Every institution has

guidelines and your can ask your department or your graduate studies department for the guidelines. The quote/

ordering process for each of our 3 main types of binding is designed to accommodate all the options that most

schools require.

Binding Options Our 3 main binding options are:

• Fabric Hardcover Binding with Gold Embossed Lettering and Emblem on the cover https://phdbookbinding.com/fabric-hard-cover/
• Printed Hardcover Binding with wraparound full color printing on the cover https://phdbookbinding.com/printed-hard-cover/
• Perfect Binding Softcover with wraparound full color printing on the cover https://phdbookbinding.com/perfect-binding/

But if you’re getting the books for personal use, then you have the option to choose the type of paper, binding and margin size that you prefer. Here again, our quote/order process contains all the options you might want.

Digital or Paper Submission

The second consideration is whether you want to submit a file or paper document(s) for publishing your Thesis or Dissertation. You have the option to place your order with a PDF file or with a paper document. Submitting a PDF file ( https://phdbookbinding.com/digital-printing/#2 ) of your Thesis or Dissertation allows you to do the following online, sit back and forget about it, and receive your books in the mail:

• Specify the size of your book
• Choose the type of paper you want for printing ( https://phdbookbinding.com/digital-printing/#9 )
•  Specify the pages you want to print in color. ( https://phdbookbinding.com/faq/#9 ) Yes, we allow you to specify the pages you want to print in color and you’ll be charged the color rate ONLY for the pages you specify,NOT for all the pages in your document.
• Specify the exact lettering you want on the cover ( https://phdbookbinding.com/gold-foil-emblem-and-lettering/ )
•  Specify the exact lettering you want on the spine ( https://phdbookbinding.com/gold-foil-emblem-and-lettering/ )
• Specify your school emblem for the cover or request a custom emblem ( https://phdbookbinding.com/gold-foil-emblem-and-lettering/#SealList )
• Choose the shipping speed you want for getting back the completed book(s)

Digital Submission

The option for submitting a PDF file for printing and binding is available for all the binding styles that we offer, including:

• Fabric Hardcover Binding with Gold Embossed Lettering and Decoration on the cover https://phdbookbinding.com/fabric-hard-cover/
•  Printed Hardcover Binding with wraparound full color printing on the cover https://phdbookbinding.com/printed-hard-cover/

Submitting a Paper document of your Thesis or Dissertation requires you to

(1) Print your document on the paper of your choice

(2) Fill out the Quote/Order form on this site for the type of Hardcover binding you want

(3) Specify the exact lettering you want on the cover

(4) Specify the exact lettering you want on the spine

(5) Choose the shipping speed you want for getting back the completed book(s)

(6) Print a form on our site that will include the details you entered PLUS final instructions for mailing your

paper document to us

(7) Ship to us your paper document(s) with instructions on form you will print from our site.

The option for submitting a paper document for binding ONLY is available ONLY for Hardcover binding.

Fabric Hardcover Binding with Gold Embossed Lettering and Decoration on the cover

https://phdbookbinding.com/fabric-hard-cover/

Printed Hardcover Binding with wraparound full color printing on the cover

https://phdbookbinding.com/printed-hard-cover/

Paper document submission is not available for Softcover Perfect Binding.

PAPER CHOICE

The second consideration for Thesis Book Binding or Dissertation Book Binding is choosing the type of paper that you want. We offer 5 types of paper as listed below and as explained here in greater detail ( https://phdbookbinding.com/digital-printing/ )

20lb regular or standard Copy Paper. This paper is ACID-FREE and is white in color. It does not have  a watermark. Acid Free paper is made from wood pulp, and it resists yellowing and brittleness over very long periods (measured in centuries). The production of Acid Free paper is also more environmentally friendly than acidic paper.

60lb regular or standard Copy Paper (also known as 24lb Copy Paper)*. This paper is ACID-FREE and is white in color. It does not have a watermark. Acid Free paper is made from wood pulp, and it resists yellowing and brittleness over very long periods (measured in centuries). The production of Acid Free paper is also more environmentally friendly than acidic paper. (See below for why this paper has 2 different names)

20lb, 25% Cotton Paper. This white paper is ACID-FREE and ARCHIVAL. It has a WATERMARK which is visible only when you shine a bright light behind the sheet. Archival paper has all the benefits of Acid-Free paper, except that it resists yellowing and brittleness even longer than ordinary Acid-Free paper. Another difference is that Cotton Paper is made with cotton pulp.

24lb, 100% Cotton Paper . This white paper is ACID-FREE and ARCHIVAL. It has a WATERMARK which is visible only when you shine a bright light behind the sheet. Archival paper has all the benefits of Acid-Free paper, except that it resists yellowing and brittleness even longer than ordinary Acid-Free paper. Another difference isthat Cotton Paper is made with cotton pulp. PLEASE NOTE that A4 (European Letter size) is NOT available in 100% cotton.

80lb Gloss-Coated Paper. This paper is ACID-FREE and is white in color. It does not have a watermark. But unlike regular copy paper, it is also coated with a gloss finish that makes it perfect for printing photos, charts & graphs, and more.

80lb Matte-Coated Paper. This paper is ACID-FREE and is white in color. It does not have a watermark. But unlike regular copy paper, it is also coated with a matte (non-gloss coating) finish that makes it perfect for printing photos, charts & graphs, and more.

BINDING STYLE

The binding style you choose depends first on whether you’re submitting officially to your institution or for personal use. We offer 3 types of binding Fabric Hardcover Binding with Gold Lettering and Gold Emblem ( https://phdbookbinding.com/fabric-hard-cover/ )

Most institutions require Fabric Hardcover Binding with gold lettering or gold emblem for official submission. You can also choose this type of binding for your own personal copies and as gifts because it is binding of the highest quality that is impressive in look and feel. Fabric Hardcover binding is high quality, archival binding that’s fit for the most demanding public or private library. Fabric options include:

• Classic Buckram fabric that is available in different colors,
• Contemporary Levant finish fabric also available in different colors
• Cowhide available in 3 colors

Lettering and emblem are applied to Fabric Hardcover binding with gold embossing

Printed Hardcover Binding ( https://phdbookbinding.com/printed-hard-cover/ )

Institutions may also allow Printed Hardcover Binding for Thesis and Dissertations. Printed Hardcover Binding allows:

• Background color of your choice
• Lettering color of your choice
• Full color emblem
• Image and text on back cover, or
• Wraparound full-color cover design

Printed Hardcover Binding can be compared to Fabric Hardcover Binding on this page: https://phdbookbinding.com/comparison/

Perfect Binding (Softcover, Paperback binding) ( https://phdbookbinding.com/perfect-binding/ )

Perfect Binding is Softcover, Paperback binding that allows all the options available for Printed Hardcover binding

How to... Convert your thesis into a book

This how to guide takes you through everything you need to know to convert your thesis into a book.

You can read all the information you need below, or watch this video from Books Commissioning Editor, Katy Mathers.

On this page

Consider the level of conversion.

• What are book publishers looking for

Consider the audience

• Tips for converting your thesis

What happens next?

Your first consideration when thinking about book publishing options for your thesis should be the level of conversion. You could consider the following options.

A full conversion – from thesis to book

This is a good option should your thesis be on a topic that would have wide appeal to an academic audience. A key consideration here is that the structure of a thesis is massively different to a book. Rather than starting with a hypothesis, a book should showcase a considered argument and its narrative should communicate that argument to peers in the field – demonstrating how the research has evolved into this viewpoint, and what impact it can have.

Partial conversion – using parts of your thesis in a book

Using parts of your thesis in a book usually means that you are conducting further research that might be ongoing, and might involve colleagues that might be a co-author on the project.

Partial conversion – a chapter in an edited collection

Perhaps your thesis doesn’t quite have the broad appeal for a full book conversion. In this case you might consider a chapter in an edited collection under a broader theme – this means you’re broadening the scope of your PhD research to a wider audience by collaborating with a team of contributors on an edited book. Look out for calls for chapters on relevant themes.

What are publishers looking for?

Broad (global) scholarly appeal.

• Remember your thesis is written for a handful of examiners and experts in your field and is partly there to demonstrate the expertise you have gained from your research. A book should have a much wider audience than that, and should be engaging and interesting enough to appeal to a broad section of researchers across your field (and potentially other disciplines as appropriate), and should particularly be accessible enough to engage any researcher interested in your topic of study.
• Single-country case studies won’t always translate well into a book given their focused scope, however, they would work as part of an edited collection with a broader global scope.
• A good book manuscript should focus on a coherent argument/narrative, rather than a step-by-step checklist of things you need to demonstrate in a thesis.
• You don’t need to include big sections or whole chapters on literature review or methodology, these can be weaved into the book as and when appropriate.

Development potential

• An original thesis should be regarded as the basis for an entirely new work, written with a new audience in mind.

Talking about your research and the process of working it into a book is one of the best ways to ensuring success.

Try reaching out to your immediate colleagues, and co-authors on published papers, your PhD supervisor, peers you might meet at conferences, with a publishing contact, or even online. Try asking for advice on twitter, or any professional network sites.

It is advisable to start a conversation with supervisors and other colleagues shortly after the completion of a PhD.

Once you’ve started to get a good idea of what you want to do, it’s also a great time to reach out to a commissioning editor at a publisher. They can advise on further considerations for turning your thesis into a book with a broad scholarly appeal, as well as how to fill in a book proposal form.

Following this, the next natural step is to submit a book proposal which will be considered by the publisher, often involving a peer review process.

The single most important thing to remember when converting your thesis is the audience. Your thesis is written for a select amount of examiners with specific expertise in your field and showcases your nuanced and rich expertise, which you have gleaned from your research in your particular area.

In contrast, a book should have a much wider audience and should be engaging and interesting enough to appeal to a broad section of researchers across your field, and potentially even other disciplines as appropriate.

As a book, your research should be accessible enough to engage any researcher interested in your topic of study.

• Realise which parts of your thesis are useful only to examiners. Any sections such as literature review, or extended methodology discussion should be cut or heavily amended/digested. These sections can weave in and out of your overall narrative rather than be structured separately.
• Writing style is less important for examiners, but essential for book readers. PhD examiners will read your thesis regardless of the writing style, but the writing style for book readers is essential for ensuring your research is accessible and engaging. You must be prepared to extensively re-write your thesis to retain and engage readers. This should be seen as essential rather than optional.
• Keep the big picture in mind. It’s important to take a step back while putting together a proposal, or during the manuscript writing process. Set reminders at intervals to focus on the overall narrative of the book. Is there a logical development of an argument? Does it make sense to a reader’s point of view? If not , be prepared to rethink the structure – it can be freeing to step away from a traditional thesis structure.
• Write concisely. It’s important to bear in mind the importance of the reader’s time. At all stages of the writing process you should focus on streamlining where possible and keep in mind the agreed length of the book. Books are often much shorter than theses, which by their nature contain much repetition. If you’re finding it hard to meet the agreed word limit, your writing style is likely not quite right yet for a book audience.
• Emphasise context. If your research is specialist and nuanced, with a narrow scope, try boosting its contextual implications by adding an international or inter-disciplinary context. It’s particularly useful to do this within the introductory and concluding chapters. Rounding off your book with opening and closing contextual chapters can really emphasise the place of the research within the field and showcase how it’s adding to the literature or breaking fresh ground.
• Get a third party proof-reader. Consider getting someone within your field, perhaps without the specialist knowledge relating to your PhD knowledge, and see what they think of your writing style. If they can follow your argument and find value in the work you’re presenting for the wider field, then the book has good potential. If they’re struggling, you might need to re-think the project.

Top tips for converting your thesis

• The main title of the book should position it clearly without reference to other bibliographic information, and should be as short as possible.
• Chapter titles are something people often forget, and chapter titles can sometimes be a real giveaway in a proposal that a book is based on a thesis and maybe hasn’t been revised appropriately. It’s often a comment reviewers make, and a clear sign to them that the proposal is a thesis conversion. Chapter titles can be way more dynamic in a book than in a thesis, and there’s no need to have chapters called 'methodology' or 'results'. Freeing yourself from these structured ways of thinking can be liberating, and is a good way of diverting yourself from writing in a thesis style.
• Remember that readers of the book are most interested in what your findings/argument are. Think about leading your book with the 'end' of your thesis, i.e. the results/answer to the question you were researching, rather than starting by explaining how you got there.
• You don’t need to include big sections or whole chapters on literature review or methodology, these can be weaved in to the book as and when appropriate (particularly if your research employed an innovative methodology, for example).
• A book manuscript should typically be shorter than your thesis. If you’re struggling to bring the word count down, you might need to get help with your writing style, or evaluate if you’ve cut enough “thesis-heavy” content from your work.
• Use introductory and concluding chapters to contextualise your research. This is super helpful for placing your work within the field.

To summarise

Be prepared to re-write: Having sketched out a new structure and focus, you now have to start writing all over again to create a completely new work. You should accept this as a must for success, and enjoy the creative process that comes with it.

Remove academic structuring: Ordinary readers want you to get straight to the point, Anything that sounds like "In this chapter I will argue . . ." or "In this chapter I have shown . . ." should be deleted immediately.

Audience is the most important consideration. Re-organise your writing around your new audience – remember that concise, narrative-led writing is essential.

Re-focus on the storytelling. Any background material (such as surveys of previous literature, historical background, discussions of earlier and current theories, arguments, methodology, etc.) if retained at all, should be moved from the beginning to the end of the book, or incorporated in a condensed form into the relevant sections of the main text. From start to finish, you should begin with an answer rather than a question, and your argument should be maintained throughout.

Once you’ve formed an idea for your book project, it’s a good time to talk to a commissioning editor at a publisher about submitting a proposal.

Get ready to publish a book

See a list of our book commissioning editors, along with their subject areas and contact information.

Submit your book proposal

Find out how submit a book or series proposal and what the next steps in the publishing process are.

The book peer review process

A helpful guide to our book peer review process.

What font should I choose for my thesis?

This post is by DrJanene Carey, a freelance writer and editor based in Armidale NSW. She occasionally teaches academic writing at the University of New England and often edits academic theses, articles and reports. Her website is http://www.janenecarey.com

Arguably, this question is a classic time waster and the student who poses it should be told to just get on with writing up their research. But as someone who edits theses for a living, I think a bit of time spent on fonts is part of the process of buffing and polishing what is, after all, one of the most important documents you will ever produce. Just bear in mind that there is no need to immerse yourself so deeply in the topic that you start quibbling about whether it’s a font or a typeface that you are choosing .

Times New Roman is the standard choice for academic documents, and the thesis preparation guidelines of some universities stipulate its use. For many years, it was the default body text for Microsoft Word. With the release of Office 2007, the default became a sans serif typeface called Calibri. Lacking the little projecting bits (serifs) at the end of characters makes Calibri and its many friends, such as Arial, Helvetica and Verdana, look smoother and clearer on a screen, but generally makes them less readable than a serif typeface when used for printed text . The other problem with choosing a sans serif for your body text is that if you want passages in italics (for example, lengthy participant quotes) often this will be displayed as slanted letters, rather than as a true italic font.

You would like your examiners to feel as comfortable as possible while their eyes are traversing the many, many pages of your thesis, so maximising legibility and readability is a good idea. Times New Roman is ubiquitous and familiar, which means it is probably the safest option, but it does have a couple of drawbacks. Originally designed for The Times in London, its characters are slightly narrowed, so that more of them can be squished into a newspaper column. Secondly, some people intensely dislike TNR because they think it has been overused, and regard it as the font you choose when you are not choosing a font .

If you do have the luxury of choice (your university doesn’t insist you use Times New Roman, and you have defined document styles that are easy to modify, and there’s enough time left before the submission deadline) then I think it is worth considering what other typefaces might work well with your thesis. I’m not a typographical expert, but I have the following suggestions.

• Don’t use Calibri, or any other sans serif font, for your body text, though it is fine for headings. Most people agree that dense chunks of printed text are easier to read if the font is serif, and examiners are likely to expect a typeface that doesn’t stray too far from the standard. To my eye, Calibri looks a little too casual for the body of a thesis.
• Typefaces like Garamond, Palatino, Century Schoolbook, Georgia, Minion Pro, Cambria and Constantia are all perfectly acceptable, and they come with Microsoft Word. However, some of them (Georgia and Constantia, for example) feature non-lining numerals, which means that instead of all sitting neatly on the base line, some will stand higher or lower than others, just like letters do. This looks nice when they are integrated with the text, but it is probably not what you want for a tabular display.
• Consider using a different typeface for your headings. It will make them more prominent, which enhances overall readability because the eye scanning the pages can quickly take in the hierarchy of ideas. The easiest way to get a good contrast with your serif body text is to have sans serif headings. Popular combinations are Garamond/Helvetica; Minion Pro/Myriad Pro; Times New Roman/Arial Narrow. But don’t create a dog’s breakfast by having more than two typefaces in your thesis – use point sizes, bold and italics for variety.

Of late, I’ve become quite fond of Constantia. It’s an attractive serif typeface that came out with Office 2007 at the same time as Calibri, and was specifically designed to look good in print and on screen. Increasingly, theses will be read in PDF rather than book format, so screen readability is an important consideration.  Asked to review Microsoft’s six new ClearType fonts prior to their release, typographer Raph Levien said Constantia was likely to be everyone’s favourite, because ‘Even though it’s a highly readable Roman font departing only slightly from the classical model, it still manages to be fresh and new.’

By default, Constantia has non-lining numerals, but from Word 2010 onwards you can set them to be lining via the advanced font/number forms option, either throughout your document or in specific sections, such as within tables.

Here is an excerpt from a thesis, shown twice with different typefaces. The first excerpt features Calibri headings with Constantia body text, and the second has that old favourite, Times New Roman. As these examples have been rendered as screenshots, you will get a better idea of how the fonts actually look if you try them on your own computer and printer.

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The Thesis Whisperer is written by Professor Inger Mewburn, director of researcher development at The Australian National University . New posts on the first Wednesday of the month. Subscribe by email below. Visit the About page to find out more about me, my podcasts and books. I'm on most social media platforms as @thesiswhisperer. The best places to talk to me are LinkedIn , Mastodon and Threads.

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Minnesota’s Jews celebrate as their ‘mensch’ Gov. Tim Walz enters the national spotlight

On Oct. 9, as the toll of Hamas’ attack on Israel was still being tallied, Tim Walz stood before a room of Jewish Minnesotans and condemned the invasion of two days earlier. 

“If you did not find moral clarity on Saturday morning, and you find yourself waiting to think about what you needed to say, you need to reevaluate where you’re at,” the governor said at the event, which was co-hosted by the local Jewish Community Relations Council.

Those words resonated with Steve Hunegs, the JCRC’s executive director. He also said they tracked with Walz’s record.

“He’s a presence and well familiar in the community, and strongly supportive of Jewish community interests and a powerful United States-Israel relationship,” Hunegs told the Jewish Telegraphic Agency. “We’ve had a very good working relationship with him over the years, as well as his staff.”

Since Walz was tapped as the Democratic vice-presidential nominee on Tuesday morning, Jewish conversations have been dominated by whether his selection, over Josh Shapiro, is a sign of antisemitism in the party. 

But Walz’s Jewish constituents in Minnesota say their governor’s elevation means the ticket will have another candidate with strong ties to the Jewish community and a lengthy track record of support for Israel. 

“It’s a good choice for those of us who care deeply about the American political scene for democracy, and it’s a good choice for those of us who care deeply about Israel,” said Morris Allen, rabbi emeritus at Beth Jacob Congregation, a Conservative synagogue in the suburbs of St. Paul-Minneapolis. 

Allen said that good relationship came through even when he and Walz were at odds, as they were over the Iran nuclear agreement nearly a decade ago. Most Democrats — including Walz, then in Congress — supported the deal and many pro-Israel groups bitterly opposed it. 

“We may have disagreed on the Iran vote 2015 but he was straightforward and explained his decisions,” Allen said. “But he has always been a strong advocate for foreign aid for Israel, has been out front on those kinds of concerns, was a trusted vote on those issues, spoke out against hate and antisemitism, and I think is just a decent, caring human being.”

In a followup comment over email, Allen added, “What I can tell you is that Tim Walz is a mensch and his team was a pleasure to work with.” 

A former high school teacher, Walz as governor backed a Holocaust education mandate — a longtime priority of his . He also appointed the first Jewish member of the Minnesota Court of Appeals in 40 years and showed up at Jewish community vigils, whether after the 2019 stabbing attack in Monsey, New York, or after Oct. 7.

“The ability of Jewish people to self-determine themselves is foundational,” he said in his remarks at the JCRC’s annual event earlier this year . “The failure to recognize the state of Israel is taking away that self-determination. So it is antisemitic.”

Carin Mrotz, the former executive director of Jewish Community Action, a progressive group in the state, said Walz stood up for Jewish priorities because his policies have made a difference across the state. 

“Look, as a Jewish Minnesotan, everything that he has worked on and championed has impacted me and my family,” said Carin Mrotz, the former executive director of Jewish Community Action. “I think things like feeding kids in schools is a Jewish issue. I think that passing historic labor laws is a Jewish issue. So I tend to think of the governor of Minnesota more in the framework of how his work has impacted all Minnesotans, and not just the Jewish community.”

In addition to the discourse over Shapiro, Walz has taken flak from Republicans for endorsing Ilhan Omar, the Minnesota congresswoman who is one of the leading critics of Israel in Washington, D.C. On Tuesday, Omar congratulated Walz and posted a photo to X of the two of them smiling , arm in arm. 

To Republicans, including former Minnesota Sen. Norm Coleman, who is Jewish, that relationship is an indictment of Walz. 

“By the way, his best buddy is Ilhan Omar, for my landsmen out there,” Coleman, who is now the national chairman of the Republican Jewish Coalition, told a New York talk radio show on Tuesday , using a Yiddish expression that refers to fellow Jews. “You have somebody who supports antisemites, who supports Ilhan Omar.”

But the JCRC chief said Walz’s warmth toward Omar doesn’t tarnish the governor, and that such relationships are common between Democrats in the same state. 

“The governor’s record stands for itself with respect to the Jewish community,” Hunegs said. “It’s always complex, the political matrix in these states like Minnesota. Generally in Minnesota, endorsed candidates support other endorsed candidates.”

And a local Israeli diplomat also had praise for Walz. Yinam Cohen, consul general of Israel to the Midwest, shared a photo of himself with the governor on X and thanked him for his support since Oct. 7.

“It has been an honor to work with Governor Walz on deepening the Israel-Minnesota partnership,” Cohen wrote on X . “Thank you, @GovTimWalz, for standing with Israel during our darkest hour on Oct. 7. The U.S.-Israel strategic alliance is strong and enduring!”

A particularly poignant moment in Walz’s relationship with the Jewish community, said Aaron Weininger, rabbi of the Conservative synagogue Adath Jeshurun Congregation in Minnetonka, came a few months after Holocaust survivor Dora Zaidenweber gave powerful testimony in support of a bill mandating Holocaust and indigenous genocide education in the state. She was honored at a JCRC event in June, where Walz spoke highly of her and gave her a standing ovation. Zaidenweber died in September 2023.

“He’s a true community builder,” Weininger said. “ There was Governor Walz standing and applauding Dora for her outstanding leadership.”

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