example of assumption in a research paper

Stating the Obvious: Writing Assumptions, Limitations, and Delimitations

During the process of writing your thesis or dissertation, you might suddenly realize that your research has inherent flaws. Don’t worry! Virtually all projects contain restrictions to your research. However, being able to recognize and accurately describe these problems is the difference between a true researcher and a grade-school kid with a science-fair project. Concerns with truthful responding, access to participants, and survey instruments are just a few of examples of restrictions on your research. In the following sections, the differences among delimitations, limitations, and assumptions of a dissertation will be clarified.

Delimitations

Delimitations are the definitions you set as the boundaries of your own thesis or dissertation, so delimitations are in your control. Delimitations are set so that your goals do not become impossibly large to complete. Examples of delimitations include objectives, research questions, variables, theoretical objectives that you have adopted, and populations chosen as targets to study. When you are stating your delimitations, clearly inform readers why you chose this course of study. The answer might simply be that you were curious about the topic and/or wanted to improve standards of a professional field by revealing certain findings. In any case, you should clearly list the other options available and the reasons why you did not choose these options immediately after you list your delimitations. You might have avoided these options for reasons of practicality, interest, or relativity to the study at hand. For example, you might have only studied Hispanic mothers because they have the highest rate of obese babies. Delimitations are often strongly related to your theory and research questions. If you were researching whether there are different parenting styles between unmarried Asian, Caucasian, African American, and Hispanic women, then a delimitation of your study would be the inclusion of only participants with those demographics and the exclusion of participants from other demographics such as men, married women, and all other ethnicities of single women (inclusion and exclusion criteria). A further delimitation might be that you only included closed-ended Likert scale responses in the survey, rather than including additional open-ended responses, which might make some people more willing to take and complete your survey. Remember that delimitations are not good or bad. They are simply a detailed description of the scope of interest for your study as it relates to the research design. Don’t forget to describe the philosophical framework you used throughout your study, which also delimits your study.

Limitations

Limitations of a dissertation are potential weaknesses in your study that are mostly out of your control, given limited funding, choice of research design, statistical model constraints, or other factors. In addition, a limitation is a restriction on your study that cannot be reasonably dismissed and can affect your design and results. Do not worry about limitations because limitations affect virtually all research projects, as well as most things in life. Even when you are going to your favorite restaurant, you are limited by the menu choices. If you went to a restaurant that had a menu that you were craving, you might not receive the service, price, or location that makes you enjoy your favorite restaurant. If you studied participants’ responses to a survey, you might be limited in your abilities to gain the exact type or geographic scope of participants you wanted. The people whom you managed to get to take your survey may not truly be a random sample, which is also a limitation. If you used a common test for data findings, your results are limited by the reliability of the test. If your study was limited to a certain amount of time, your results are affected by the operations of society during that time period (e.g., economy, social trends). It is important for you to remember that limitations of a dissertation are often not something that can be solved by the researcher. Also, remember that whatever limits you also limits other researchers, whether they are the largest medical research companies or consumer habits corporations. Certain kinds of limitations are often associated with the analytical approach you take in your research, too. For example, some qualitative methods like heuristics or phenomenology do not lend themselves well to replicability. Also, most of the commonly used quantitative statistical models can only determine correlation, but not causation.

Assumptions

Assumptions are things that are accepted as true, or at least plausible, by researchers and peers who will read your dissertation or thesis. In other words, any scholar reading your paper will assume that certain aspects of your study is true given your population, statistical test, research design, or other delimitations. For example, if you tell your friend that your favorite restaurant is an Italian place, your friend will assume that you don’t go there for the sushi. It’s assumed that you go there to eat Italian food. Because most assumptions are not discussed in-text, assumptions that are discussed in-text are discussed in the context of the limitations of your study, which is typically in the discussion section. This is important, because both assumptions and limitations affect the inferences you can draw from your study. One of the more common assumptions made in survey research is the assumption of honesty and truthful responses. However, for certain sensitive questions this assumption may be more difficult to accept, in which case it would be described as a limitation of the study. For example, asking people to report their criminal behavior in a survey may not be as reliable as asking people to report their eating habits. It is important to remember that your limitations and assumptions should not contradict one another. For instance, if you state that generalizability is a limitation of your study given that your sample was limited to one city in the United States, then you should not claim generalizability to the United States population as an assumption of your study. Statistical models in quantitative research designs are accompanied with assumptions as well, some more strict than others. These assumptions generally refer to the characteristics of the data, such as distributions, correlational trends, and variable type, just to name a few. Violating these assumptions can lead to drastically invalid results, though this often depends on sample size and other considerations.

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How to make assumptions in a research paper.

In the academic environment, making assumptions is vital as the research statement of the problem when writing a project dissertation. Assumptions in an essay are those statements your audience will take as true or false. Today, we will be looking at making assumptions in research writing and errors to be avoided during this process.

What is assumption?

In academic writing, an assumption is regarded as unexamined belief; that is what we are considering without realizing it. Inarguably all research works conclude based on the assumption that the authors have not critically examined.

The Importance of Assumptions in a Thesis

Deciding what assumptions might arise in your readers’ minds is one of the primary functions to be carried out when writing a research paper. Without a doubt, assumptions are the foundation of any credible and valid research work. In fact, without assumptions, research problems cannot be found as they determine the conclusions that would be gotten from your research work.

Identifying Assumptions

It is essential to point out that the type of assumption will determine the conclusion gotten from the research. For this reason, you should critically consider the kinds of assumptions you make in your research. What then makes a proper assumption? Being able to be verified and justified. To give a reasonable assumption, you must not just state, but explain and cite examples to justify your premise’s validity. On the other hand, a wrong assumption is not easily valid and justified. Take, for instance, in case you are assuming that participants will provide honest answers to questions you ask them, explain how the data was gotten, and steps you will take to ensure their identity is protected to guarantee truthfulness.

Assumptions and Hypotheses: Similarities and differences

Many people tend to mix up an assumption with a hypothesis. Although these two concepts share specific characteristics, they are quite different. Below we list two significant similarities and differences between an assumption and thesis.

Similarities between assumption and thesis:

1. Both assumption and hypothesis can be proved and disapproved during the course of the research.

2. Like thesis an assumption must always be affirmative, never a question.

Differences between an assumption and hypothesis:

1. Unlike an assumption, the researcher consciously works towards proving the validity of the hypothesis used for the research.

2.The research work begins based on an assumption, whereas a theory is a goal the study aims to achieve.

Having differentiated between these two concepts, the question now evolves in many writers’ minds, what then is a premise in research?

Is Premise and Assumption the same?

A premise is commonly described as the assumption that the arguments depend on ”fly.” In essence, we are saying that an assumption is sometimes referred to as a premise of research work. Let’s check out the example below to understand better:

1. All men are mortal;

2. Socrates is a man;

3. Therefore, Socrates is mortal.

From the above example, it is evident that the first two assertions are premises. Why are they assumptions? Because there is no attempt to prove their validity, everyone just accepts them as reality. However, the last statement depends on the first two sentences; if those are untrue, it is also inaccurate and vice versa.

Types of Assumptions

There are two types of Assumptions when writing a research paper: directly stated assumption (explicit) or indirectly stated but implied (Implicitly). So immediately, you pinpoint an assumption in research work, watch out for the two types.

Often, to make an efficient reading, it is necessary to go beyond what has been said, that is, read between the lines.

For example, observe this statement:

Patricia stopped drinking soda The explicit assumption is, “Patricia stopped drinking soda.” The implicit assumption is, “Patricia used to drink soda before.”

Now, see this other example:

Fortunately, Patricia stopped drinking soda

The explicit assumption is, “Patricia stopped drinking soda.” The word “fortunately” indicates that the speaker has a positive opinion of the fact – that is the implicit assumption.

Common Assumptions in Research

Arguably, perhaps the most frequent assumption in any research is around the participants’ sincerity when answering the questions being asked. It is important to note that if the questions you ask the respondents are quite sensitive, it is best to assume plausible honesty when compared to answering impersonal questions. If there is element of subjectivity and compromise in the answer being provided, it should be listed as a limitation of the research, not an assumption. Limitations and assumptions of the study should not be in contrast to each other.

Another widespread assumption is the similarity of participants’ characteristics within the study. Another common assumption in research is determining the level of representation a sample size is for a population.

Four Ways to Deal with Assumptions

Like we earlier mentioned, regardless of the type of research being carried out, assumptions are vital to its success. Despite the critical role it plays in research writing when you re-evaluate the assumptions you have made, sometimes you feel like they are not accurate enough; hence you want to change the assumption. Below we have highlighted four tips on how to deal with assumptions in research writing.

1. Don’t touch them, leave them as they are;

When you see the assumptions, you have made in your research, you may think about leaving them. However, your confidence will be boosted about choosing not to touch them if carefully review them and the options available.

2. Explain them in more detail (make them explicit)

Indeed when you make an assumption, you will likely feel like that is the right thing to do; however, your research work will be more understood if you expound more about the assumption, although you don’t need to give examples to back it up.

3. Offer evidence (convert them into supported claims)

We know at this point; you are worried about the fact that we are asking you to provide evidence. Nevertheless, it is something you should consider if you think your audience will probably not agree with one of the assumptions you have made with an example to back it up. So, in this situation, it is ideal for you to turn your assumption into a claim that has proof.

4. Change them (revise the larger claim)

In certain situations, even you are not convinced by the assumption you are presenting to your audience even after several attempts to prove. In this case, the best thing to do is to review the assumption and the statement it serves as a backbone.

Three Common Mistakes about assumptions

When evaluating an assumption, there are inevitable mistakes to be careful of:

Mistake #1: The assumption is terrible because there is no evidence

Many people make a mistake of saying that when an assumption does not have proof, it will fail. However, if you look at the definition of assumption, you will notice that lack of evidence pops out.

Mistake #2: I can’t entirely agree because we cannot know if it’s true or not

Another common mistake about assumption is that if we cannot know whether it is true or false, we cannot say it is an assumption because there is no room for agreeing or disagreeing. But the reality is that even if we cannot ascertain the assumption, we can make an educated guess and explain the reasons for making the assumption.

Mistake #3: The assumption is reasonable because there is evidence

A lot of people express that when there is proof for an assumption, it is a good one. However, the truth is, when your supposed assumption has evidence, and the author tries to prove it, it is no longer an assumption.

From the above, it is evident that assumption is an integral part of research writing. We believe you can now identify what it is and make assumptions to back up your research.

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Search catalog, critical thinking and academic research: assumptions.

• Information
• Point of View
• Assumptions
• Implications

Question Assumptions

An assumption is an unexamined belief: what we think without realizing we think it. Our inferences (also called conclusions) are often based on assumptions that we haven't thought about critically. A critical thinker, however, is attentive to these assumptions because they are sometimes incorrect or misguided. Just because we assume something is true doesn't mean it is.

Think carefully about your assumptions when finding and analyzing information but also think carefully about the assumptions of others. Whether you're looking at a website or a scholarly article, you should always consider the author's assumptions. Are the author's conclusions based on assumptions that she or he hasn't thought about logically?

Critical Questions

• What am I taking for granted?
• Am I assuming something I shouldn't?
• How can I determine whether this assumption is accurate?
• What is this author assuming?
• How can I determine if this author's assumptions are accurate?

Consider the following situations, then respond to these questions:

• Do you agree or disagree with the inference/conclusion? Why or why not?
• What assumption(s) may have led to the inference/conclusion?
• What are some alternative ways of thinking about this situation?

Situation #1

Bill needs six scholarly articles for his paper on the psychological effects of domestic violence. He searches Google for "psychological effects of domestic violence," looks through the first few hits, and finds six sources, including some articles on the websites of legitimate organizations. A few of these articles include bibliographies.

• Bill's Inference/Conclusion: I'm going to stop researching because I have my six sources.

Situation #2

Christie is researching representations of gender in popular music. She decides to search Google and, within a few minutes, locates more sources that she could possibly incorporate into her final paper.

• Christie's Inference/Conclusion: I can just use Google for my research.

Situation #3

Jennifer has decided to write her literary analysis paper on drug use in David Foster Wallace's novel, Infinite Jest (1996). She tries a few Google searches for Infinite Jest, drugs, and drug use, but she has trouble finding scholarly sources. She gives up on Google and moves on to EBSCO Academic Search Premier, one of the databases she heard about in a library instruction class. She runs a search for Infinite Jest and drug use, but she still can't find much.

• Jennifer's Inference/Conclusion: I need to change my topic.
• << Previous: Inferences
• Next: Implications >>
• Last Updated: Jul 10, 2023 11:50 AM
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Writing a Paper: Addressing Assumptions

Addressing assumptions.

One of the first decisions writers have to make is to decide on the reader’s knowledge base. Will the reader know what I mean by X, or do I need to define it? Will the reader have a different definition of X than I do? Will the reader agree that X is important, or do I need to justify my study of X?

These kinds of decisions will vary by case, but there are some general guidelines. When deciding what you can assume about the knowledge you might share with your reader, ask yourself these questions:

• Do the journals in my field share a common definition of this concept? For instance, if you plan to discuss a certain trend in your field, can you assume that your colleagues will be familiar with that trend and the language you are using to describe it? A quick review of current journals in your field should help you determine the common practice.
• Could this term or topic be understood differently by different readers? For instance, buzzwords like at-risk and burnout appear in many Walden papers, often with very different implications and contexts. If you plan to use a term that may have different interpretations, be sure to define it clearly for the purposes of your paper.
• Is this an idea that is particularly present in my own environment? Sometimes, writers assume that a reader will be familiar with an idea because it is so prevalent in their own setting. The problem, of course, is that every workplace or region is different, and what may be a pressing issue in one place isn’t even on the radar somewhere else.
• Am I assuming that the reader already believes in the importance of this issue? When writers have a passion for solving a certain problem, they often forget to clarify why it is a problem. Remember that while your reader may share some of your knowledge base, he or she might not share your perspective. Any time you find yourself beginning a sentence with “We all know that ___ is a problem,” you’ll want to stop and examine that assumption.
• Is the term or idea part of current debate and practice? A notion can occupy many people’s minds for a while and then fall out of fashion in favor of a newer idea. When writing, make sure that your vocabulary is current, reflecting changes in thinking that may have occurred very recently.

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5.1 Assumptions underlying research

Learning objectives.

Learners will be able to…

• Ground your research project and working question in the philosophical assumptions of social science
• Define the terms ‘ ontology ‘ and ‘ epistemology ‘ and explain how they relate to quantitative and qualitative research methods

Pre-awareness check (Knowledge)

Thinking back on your practice experience, what types of things were dependent on a person’s own truth and more subjective? What types of things would you consider irrefutable truths and more objective?

Last chapter, we reviewed the ethical commitment that social work researchers have to protect the people and communities impacted by their research. Answering the practical questions of harm, conflicts of interest, and other ethical issues will provide clear foundation of what you can and cannot do as part of your research project. In this chapter, we will transition from the real world to the conceptual world. Together, we will discover and explore the theoretical and philosophical foundations of your project. You should complete this chapter with a better sense of how theoretical and philosophical concepts help you answer your working question, and in turn, how theory and philosophy will affect the research project you design.

Embrace philosophy

The single biggest barrier to engaging with philosophy of science, at least according to some of my students, is the word philosophy. I had one student who told me that as soon as that word came up, she tuned out because she thought it was above her head. As we discussed in Chapter 1, some students already feel like research methods is too complex of a topic, and asking them to engage with philosophical concepts within research is like asking them to tap dance while wearing ice skates.

For those students, I would first answer that this chapter is my favorite one to write because it was the most impactful for me to learn during my MSW program. Finding my theoretical and philosophical home was important for me to develop as a clinician and a researcher. Following our advice in Chapter 2, you’ve hopefully chosen a topic that is important to your interests as a social work practitioner, and consider this chapter an opportunity to find your personal roots in addition to revising your working question and designing your research study.

Exploring theoretical and philosophical questions will cause your working question and research project to become clearer. Consider this chapter as something similar to getting a nice outfit for a fancy occasion. You have to try on a lot of different theories and philosophies before you find the one that fits with what you’re going for. There’s no right way to try on clothes, and there’s no one right theory or philosophy for your project. You might find a good fit with the first one you’ve tried on, or it might take a few different outfits. You have to find ideas that make sense together because they fit with how you think about your topic and how you should study it.

As you read this section, try to think about which assumptions  feel right for your working question and research project. Which assumptions match what you think and believe about your topic? The goal is not to find the “right” answer, but to develop your conceptual understanding of your research topic by finding the right theoretical and philosophical fit.

Theoretical and philosophical fluency

In addition to self-discovery, theoretical and philosophical fluency is a skill that social workers must possess in order to engage in social justice work. That’s because theory and philosophy help sharpen your perceptions of the social world. Just as social workers use empirical data to support their work, they also use theoretical and philosophical foundations. More importantly, theory and philosophy help social workers build heuristics that can help identify the fundamental assumptions at the heart of social conflict and social problems. They alert you to the patterns in the underlying assumptions that different people make and how those assumptions shape their worldview, what they view as true, and what they hope to accomplish. In the next section, we will review feminist and other critical perspectives on research, and they should help inform you of how assumptions about research can reinforce existing oppression.

Understanding these deeper structures is a true gift of social work research. Because we acknowledge the usefulness and truth value of multiple philosophies and worldviews contained in this chapter, we can arrive at a deeper and more nuanced understanding of the social world. Methods can be closely associated with particular worldviews or ideologies. There are necessarily philosophical and theoretical aspects to this, and this can be intimidating at times, but it’s important to critically engage with these questions to improve the quality of research.

Building your ice float

Although it may not seem like it right now, your project will develop a from a strong connection to previous theoretical and philosophical ideas about your topic. It’s likely you already have some (perhaps unstated) philosophical or theoretical ideas that undergird your thinking on the topic. Moreover, the philosophical questions we review here should inform how you understand different theories and practice modalities in social work, as they deal with the bedrock questions about science and human knowledge.

Before we can dive into philosophy, we need to recall our conversation from Chapter 1 about objective truth and subjective truths. Let’s test your knowledge with a quick example. Is crime on the rise in the United States? A recent Five Thirty Eight article highlights the disparity between historical trends on crime that are at or near their lowest in the thirty years with broad perceptions by the public that crime is on the rise (Koerth & Thomson-DeVeaux, 2020). [1] Social workers skilled at research can marshal objective facts, much like the authors do, to demonstrate that people’s perceptions are not based on a rational interpretation of the world. Of course, that is not where our work ends. Subjective facts might seek to decenter this narrative of ever-increasing crime, deconstruct is racist and oppressive origins, or simply document how that narrative shapes how individuals and communities conceptualize their world.

Objective does not mean right, and subjective does not mean wrong. Researchers must understand what kind of truth they are searching for so they can choose a theory(ies), develop a theoretical framework (in quantitative research), select an appropriate methodology, and make sure the research question(s) matches them all. As we discussed in Chapter 1, researchers seeking objective truth (one of the philosophical foundations at the bottom of Figure 5.1) often employ quantitative methods (one of the methods at the top of Figure 5.1). Similarly, researchers seeking subjective truths (again, at the bottom of Figure 5.1) often employ qualitative methods (at the top of Figure 5.1). This chapter is about the connective tissue, and by the time you are done reading, you should have a first draft of a theoretical and philosophical (a.k.a. paradigmatic) framework for your study.

Ontology: Assumptions about what is real and true

In section 1.2, we reviewed the two types of truth that social work researchers seek— objective truth and subjective truths —and linked these with the methods—quantitative and qualitative—that researchers use to study the world. If those ideas aren’t fresh in your mind, you may want to navigate back to that section for an introduction.

These two types of truth rely on different assumptions about what is real in the social world—i.e., they have a different ontology . Ontology refers to the study of being (literally, it means “rational discourse about being”). In philosophy, basic questions about existence are typically posed as ontological, e.g.:

• What is there?
• What types of things are there?
• How can we describe existence?
• What kind of categories can things go into?
• Are the categories of existence hierarchical?

Objective vs. subjective ontologies

At first, it may seem silly to question whether the phenomena we encounter in the social world are real. Of course you exist, your thoughts exist, your computer exists, and your friends exist. You can see them with your eyes. This is the ontological framework of  realism , which simply means that the concepts we talk about in science exist independent of observation (Burrell & Morgan, 1979). [2] Obviously, when we close our eyes, the universe does not disappear. You may be familiar with the philosophical conundrum: “If a tree falls in a forest and no one is around to hear it, does it make a sound?”

The natural sciences, like physics and biology, also generally rely on the assumption of realism. Lone trees falling make a sound. We assume that gravity and the rest of physics are there, even when no one is there to observe them. Mitochondria are easy to spot with a powerful microscope, and we can observe and theorize about their function in a cell. The gravitational force is invisible, but clearly apparent from observable facts, such as watching an apple fall from a tree. Of course, our theories about gravity have changed over the years. Improvements were made when observations could not be correctly explained using existing theories and new theories emerged that provided a better explanation of the data.

As we discussed in section 1.2, culture-bound syndromes are an excellent example of where you might come to question realism. Of course, from a Western perspective as researchers in the United States, we think that the Diagnostic and Statistical Manual (DSM) classification of mental health disorders is real and that these culture-bound syndromes are aberrations from the norm. But what about if you were a person from Korea experiencing Hwabyeong? Wouldn’t you consider the Western diagnosis of somatization disorder to be incorrect or incomplete? This conflict raises the question–do either Hwabyeong   or DSM diagnoses like post-traumatic stress disorder (PTSD) really exist at all…or are they just social constructs that only exist in our minds?

If your answer is “no, they do not exist,” you are adopting the ontology of anti-realism ( or relativism ), or the idea that social concepts do not exist outside of human thought. Unlike the realists who seek a single, universal truth, the anti-realists perceive a sea of truths, created and shared within a social and cultural context. Unlike objective truth, which is true for all, subjective truths will vary based on who you are observing and the context in which you are observing them. The beliefs, opinions, and preferences of people are actually truths that social scientists measure and describe. Additionally, subjective truths do not exist independent of human observation because they are the product of the human mind. We negotiate what is true in the social world through language, arriving at a consensus and engaging in debate within our socio-cultural context.

These theoretical assumptions should sound familiar if you’ve studied social constructivism or symbolic interactionism in MSW courses, most likely in human behavior in the social environment (HBSE). [3] From an anti-realist perspective, what distinguishes the social sciences from natural sciences is human thought. When we try to conceptualize trauma from an anti-realist perspective, we must pay attention to the feelings, opinions, and stories in people’s minds. In their most radical formulations, anti-realists propose that these feelings and stories are all that truly exist.

What happens when a situation is incorrectly interpreted? Certainly, who is correct about what is a bit subjective. It depends on who you ask. Even if you can determine whether a person is actually incorrect, they think they are right. Thus, what may not be objectively true for everyone is nevertheless true to the individual interpreting the situation. Furthermore, they act on the assumption that they are right. We all do. Much of our behaviors and interactions are a manifestation of our personal subjective truth. In this sense, even incorrect interpretations are truths, even though they are true only to one person or a group of misinformed people. This leads us to question whether the social concepts we think about really exist. For researchers using subjective ontologies, they might only exist in our minds; whereas, researchers who use objective ontologies which assume these concepts exist independent of thought.

How do we resolve this dichotomy? As social workers, we know that often times what appears to be an either/or situation is actually a both/and situation. Let’s take the example of trauma. There is clearly an objective thing called trauma. We can draw out objective facts about trauma and how it interacts with other concepts in the social world such as family relationships and mental health. However, that understanding is always bound within a specific cultural and historical context. Moreover, each person’s individual experience and conceptualization of trauma is also true. Much like a client who tells you their truth through their stories and reflections, when a participant in a research study tells you what their trauma means to them, it is real even though only they experience and know it that way. By using both objective and subjective analytic lenses, we can explore different aspects of trauma—what it means to everyone, always, everywhere, and what is means to one person or group of people, in a specific place and time.

Epistemology: Assumptions about how we know things

Having discussed what is true, we can proceed to the next natural question—how can we come to know what is real and true? This is epistemology . Epistemology is derived from the Ancient Greek epistēmē which refers to systematic or reliable knowledge (as opposed to doxa, or “belief”). Basically, it means “rational discourse about knowledge,” and the focus is the study of knowledge and methods used to generate knowledge. Epistemology has a history as long as philosophy, and lies at the foundation of both scientific and philosophical knowledge.

Epistemological questions include:

• What is knowledge?
• How can we claim to know anything at all?
• What does it mean to know something?
• What makes a belief justified?
• What is the relationship between the knower and what can be known?

While these philosophical questions can seem far removed from real-world interaction, thinking about these kinds of questions in the context of research helps you target your inquiry by informing your methods and helping you revise your working question. Epistemology is closely connected to method as they are both concerned with how to create and validate knowledge. Research methods are essentially epistemologies – by following a certain process we support our claim to know about the things we have been researching. Inappropriate or poorly followed methods can undermine claims to have produced new knowledge or discovered a new truth. This can have implications for future studies that build on the data and/or conceptual framework used.

Research methods can be thought of as essentially stripped down, purpose-specific epistemologies. The knowledge claims that underlie the results of surveys, focus groups, and other common research designs ultimately rest on epistemological assumptions of their methods. Focus groups and other qualitative methods usually rely on subjective epistemological (and ontological) assumptions. Surveys and other quantitative methods usually rely on objective epistemological assumptions. These epistemological assumptions often entail congruent subjective or objective ontological assumptions about the ultimate questions about reality.

Objective vs. subjective epistemologies

One key consideration here is the status of ‘truth’ within a particular epistemology or research method. If, for instance, some approaches emphasize subjective knowledge and deny the possibility of an objective truth, what does this mean for choosing a research method?

We began to answer this question in Chapter 1 when we described the scientific method and objective and subjective truths. Epistemological subjectivism focuses on what people think and feel about a situation, while epistemological objectivism focuses on objective facts irrelevant to our interpretation of a situation (Lin, 2015). [4]

While there are many important questions about epistemology to ask (e.g., “How can I be sure of what I know?” or “What can I not know?” see Willis, 2007 [5] for more), from a pragmatic perspective most relevant epistemological question in the social sciences is whether truth is better accessed using numerical data or words and performances. Generally, scientists approaching research with an objective epistemology (and realist ontology) will use quantitative methods to arrive at scientific truth. Quantitative methods examine numerical data to precisely describe and predict elements of the social world. For example, while people can have different definitions for poverty, an objective measurement such as an annual income of “less than $25,100 for a family of four” provides a precise measurement that can be compared to incomes from all other people in any society from any time period, and refers to real quantities of money that exist in the world. Mathematical relationships are uniquely useful in that they allow comparisons across individuals as well as time and space. In this book, we will review the most common designs used in quantitative research: surveys and experiments. These types of studies usually rely on the epistemological assumption that mathematics can represent the phenomena and relationships we observe in the social world.

Although mathematical relationships are useful, they are limited in what they can tell you. While you can use quantitative methods to measure individuals’ experiences and thought processes, you will miss the story behind the numbers. To analyze stories scientifically, we need to examine their expression in interviews, journal entries, performances, and other cultural artifacts using qualitative methods . Because social science studies human interaction and the reality we all create and share in our heads, subjectivists focus on language and other ways we communicate our inner experience. Qualitative methods allow us to scientifically investigate language and other forms of expression—to pursue research questions that explore the words people write and speak. This is consistent with epistemological subjectivism’s focus on individual and shared experiences, interpretations, and stories.

It is important to note that qualitative methods are entirely compatible with seeking objective truth. Approaching qualitative analysis with a more objective perspective, we look simply at what was said and examine its surface-level meaning. If a person says they brought their kids to school that day, then that is what is true. A researcher seeking subjective truth may focus on how the person says the words—their tone of voice, facial expressions, metaphors, and so forth. By focusing on these things, the researcher can understand what it meant to the person to say they dropped their kids off at school. Perhaps in describing dropping their children off at school, the person thought of their parents doing the same thing. In this way, subjective truths are deeper, more personalized, and difficult to generalize.

Putting it all together

As you might guess by the structure of the next two parts of this textbook, the distinction between quantitative and qualitative is important. Because of the distinct philosophical assumptions of objectivity and subjectivity, it will inform how you define the concepts in your research question, how you measure them, and how you gather and interpret your raw data. You certainly do not need to have a final answer right now! But stop for a minute and think about which approach feels right so far. In the next section, we will consider another set of philosophical assumptions that relate to ethics and the role of research in achieving social justice.

Key Takeaways

• Philosophers of science disagree on the basic tenets of what is true and how we come to know what is true.
• Researchers searching for objective truth will likely have a different research design, and methods than researchers searching for subjective truths.
• These differences are due to different assumptions about what is real and true (ontology) and how we can come to understand what is real and true (epistemology).

TRACK 1 (IF YOU ARE CREATING A RESEARCH PROPOSAL FOR THIS CLASS):

Does an objective or subjective epistemological/ontological framework make the most sense for your research project?

• Are you more concerned with how people think and feel about your topic, their subjective truths—more specific to the time and place of your project?
• Or are you more concerned with objective truth, so that your results might generalize to populations beyond the ones in your study?

Using your answer to the above question, describe how either quantitative or qualitative methods make the most sense for your project.

TRACK 2 (IF YOU AREN’T CREATING A RESEARCH PROPOSAL FOR THIS CLASS):

You are interested in researching bullying among school-aged children, and how this impacts students’ academic success.

• If you are using an objective epistemological/ontological framework, what types of research questions might you ask?
• If you are using a subjective epistemological/ontological framework, what types of research questions might you ask?
• Koerth, M. & Thomson-DeVeaux, A. (2020, August 3). Many Americans are convinced crime is rising in the U.S. They're wrong. FiveThirtyEight . Retrieved from: https://fivethirtyeight.com/features/many-americans-are-convinced-crime-is-rising-in-the-u-s-theyre-wrong ↵
• Burrell, G. & Morgan, G. (1979). Sociological paradigms and organizational analysis . Routledge. ↵
• Here are links to two HBSE open textbooks, if you are unfamiliar with social work theories. https://uark.pressbooks.pub/hbse1/ and https://uark.pressbooks.pub/humanbehaviorandthesocialenvironment2/ ↵
• Lin, C. T. (2016). A critique of epistemic subjectivity. Philosophia, 44 (3), 915-920. ↵
• Wills, J. W. (2007).  World views, paradigms and the practice of social science research. Thousand Oaks, CA: Sage. ↵

a single truth, observed without bias, that is universally applicable

one truth among many, bound within a social and cultural context

assumptions about what is real and true

assumptions about how we come to know what is real and true

quantitative methods examine numerical data to precisely describe and predict elements of the social world

qualitative methods interpret language and behavior to understand the world from the perspectives of other people

Doctoral Research Methods in Social Work Copyright © by Mavs Open Press. All Rights Reserved.

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Why Are Assumptions Important?

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Assumptions are the foci for any theory and thus any paradigm. It is important to make assumptions explicit and to make a sufficient number of assumptions to describe the phenomenon at hand. Explication of assumptions is even more crucial in research methods used to test the theories. As Mitroff and Bonoma (Evaluation quarterly 2:235–60, 1978, p. 235) put it, “… the power of an experiment is only as strong as the clarity of the basic assumptions which underlie it. Such assumptions not only underlie laboratory experimentation but social evaluation research as well.” Assumptions can be rated on a scale of articulation from tacit to explicit.

Apparently, assumption is believed to provide an easy or lazy person’s way out of what seems to be—at least at first glance—a perplexing situation … At least, one is not justified in going ahead and making some assumption which moderately expressed is wholly an arbitrary one … Accuracy of interpretation never can be supplanted by assumption. I assume one thing, you assume something else, and the other fellows each assume something different from each of the others. Grant the acceptance of assumption, and then any one of a hundred different solutions is correct. Could anything be more ridiculous? – Bennett ( 1933 )

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