Module 1: Introduction to Public Speaking

Elements of the communication process, encoding and decoding.

Encoding refers to the process of taking an idea or mental image, associating that image with words, and then speaking those words in order to convey a message. So, if you wanted to explain to your aunt the directions to your new apartment, you would picture in your mind the landscape, streets and buildings, and then you would select the best words that describe the route so your aunt could find you.

Decoding is the reverse process of listening to words, thinking about them, and turning those words into mental images. If your aunt were trying to find her way to your apartment, she would listen to your words, associate these words with streets and landmarks that she knows, and then she would form a mental map of the way to get to you. Ramsey’s “Using Language Well” (Chapter 10) provides additional insight into the encoding and decoding process.  

Communicator

The term communicator refers to all of the people in the interaction or speech setting. It is used instead of sender and receiver, because when we are communicating with other people we are not only sending a message, we are receiving messages from others simultaneously. When we speak, we observe others’  nonverbal behavior to see if they understand us and we gauge their emotional state. The information we gain from these observations is known as feedback. Over the telephone, we listen to paralinguistic cues, such as pitch, tone, volume and fillers (i.e., “um,” “uh,” “er,” “like,” and so on). This means that communication is not a one-way process. Even in a public speaking situation, we watch and listen to audience members’ responses. If audience members are interested, agree, and understand us, they may lean forward in their seats, nod their heads, have positive or neutral facial expressions, and provide favorable vocal cues (such as laughter, “That’s right,” “Uh huh,” or “Amen!”). If audience members are bored, disagree, or are confused by our message, they may be texting or looking away from us, shake their heads, have unhappy or confused expressions on their faces, or present oppositional vocal cues (like groans, “I don’t think so,” “That doesn’t make sense,” or “You’re crazy!”). Thus, communication is always a transactional process—a give and take of messages.  

The message involves those verbal and nonverbal behaviors, enacted by communicators, that are interpreted with meaning by others. The verbal portion of the message refers to the words that we speak, while the nonverbal portion includes our tone of voice and other non-vocal components such as personal appearance, posture, gestures and body movements, eye behavior, the way we use space, and even the way that we smell. For instance, the person who gets up to speak wearing a nice suit will be interpreted more positively than a person giving the exact same speech wearing sweats and a graphic t-shirt. Or if a speaker tries to convince others to donate to a charity that builds wells in poor African villages using a monotone voice, she will not be as effective as the speaker who gives the same speech but speaks with a solemn tone of voice. If there is ever a conflict between the verbal and the non-verbal aspects of a message, people will generally believe the nonverbal portion of the message. To test this, tighten your muscles, clench your fists at your sides, pull your eye brows together, purse your lips, and tell someone in a harsh voice, “NO, I’m NOT angry!” See if they believe your words or your nonverbal behavior.

The message can also be intentional or unintentional. When the message is intentional, this means that we have an image in our mind that we wish to communicate to an audience or a person in a conversation, and we can successfully convey the image from our mind to others’ minds with relative accuracy. An unintentional message is sent when the message that we wish to convey is not the same as the message the other person receives. Let’s say you are returning from an outing with your significant other and she or he asks, “Did you have a good time?” You did have a good time but are distracted by a TV commercial when asked, so you reply in a neutral tone, “Sure, I had fun.” Your significant other may interpret your apathetic tone of voice and lack of eye contact to mean that you did not enjoy the evening, when in fact you actually did. Thus as communicators, we cannot always be sure that the message we wish to communicate is interpreted as we intended.

The channel is very simply the means through which the message travels. In face-to-face communication the channel involves all of our senses, so the channel is what we see, hear, touch, smell and perhaps what we taste. When we’re communicating with someone online, the channel is the computer; when texting the channel is the cell phone; and when watching a movie on cable, the channel is the TV. The channel can have a profound impact on the way a message is interpreted. Listening to a recording of a speaker does not have the same psychological impact as listening to the same speech in person or watching that person on television. One famous example of this is the 1960 televised presidential debate between John F. Kennedy and Richard Nixon. According to History.com (2012), on camera, Nixon looked away from the camera at the reporters asking him questions, he was sweating and pale, he had facial hair stubble, and he wore a grey suit that faded into the set background. “Chicago mayor Richard J. Daley reportedly said [of Nixon], ‘My God, they’ve embalmed him before he even died.” [1] Kennedy, on the other hand, looked into the camera, was tanned, wore a dark suit that made him stand out from the background, and appeared to be calm after spending the entire weekend with aides practicing in a hotel room. Most of those who listened to the radio broadcast of the debate felt that it was a tie or that Nixon had won, while 70% of those watching the televised debate felt that Kennedy was the winner.

Kennedy and Nixon before a panel.

“Kennedy Nixon Debate” by United Press International. Public domain.

The next aspect of the model of communication is noise. Noise refers to anything that interferes with message transmission or reception (i.e., getting the image from your head into others’ heads). There are several different types of noise. The first type of noise is physiological noise , and this refers to bodily processes and states that interfere with a message. For instance, if a speaker has a headache or the flu, or if audience members are hot or they’re hungry, these conditions may interfere with message accuracy. The second type of noise is psychological noise. Psychological noise refers to mental states or emotional states that impede message transmission or reception. For example, if someone has just broken up with a significant other, or if they’re worried about their grandmother who is in the hospital, or if they are thinking about their shopping list, this may interfere with communication processes as well. The third type of noise is actual physical noise, and this would be simply the actual sound level in a room. Loud music playing at a party, a number of voices of people talking excitedly, a lawnmower right outside the window, or anything that is overly loud will interfere with communication. The last type of noise is cultural noise. Cultural noise refers to message interference that results from differences in peoples’ worldviews. Worldview is discussed in more detail below, but suffice it to say that the greater the difference in worldview, the more difficult it is to understand one another and communicate effectively.  

Indian woman in Rajasthani clothing and jewelery.

“The 2nd most famous face in Pushkar” by Shreyans Bhansali. CC-BY-NC-SA .

Most people don’t give a lot of thought to the communication process. In the majority of our interactions with others, we are operating on automatic pilot. Although the encoding and decoding process may appear to be fairly straightforward, it is actually much more complicated than it seems. The reason for this is because we all have different worldviews. Worldview is the overall framework through which an individual sees, thinks about, and interprets the world and interacts with it. There are five core components to our worldview.

1. Epistemology is the way that we acquire knowledge and/or what counts as knowledge. Think about the process of conducting research. Thirty years ago, to find a series of facts one had to use a card catalogue and scour the library stacks for books. Now researchers can access thousands of pages of information via their computer from the comfort of their own home. Epistemology is linked to public speaking because it governs audience members’ preferred learning styles and who or what they consider to be credible sources.

2. Ontology refers to our belief system, how we see the nature of reality or what we see as true or false. We may (or may not) believe in aliens from outer space, that butter is bad for you, that the Steelers will win the Superbowl, or that humans will be extinct in 200 years. Speech writers should be careful not to presume that audience members share the same beliefs. If a speaker claims that illness can be aided with prayer, but several people in the audience are atheists, at best the speaker has lost credibility and at worst these audience members could be offended.

3. Axiology represents our value system, or what we see as right or wrong, good or bad, and fair or unfair. One of the ways that you can tell what people value is to ask them what their goals are, or to ask them what qualities they look for in a life partner. Our values represent the things that we hope for—they do not represent reality. Values can have an impact on multiple levels of the public speaking process, but in particular values impact speaker credibility and effectiveness in persuasion. For instance, some cultures value modest dress in women, so a female speaker wearing a sleeveless blouse while speaking could cause her to lose credibility with some audience members. Or if audience members value the freedom to bear arms over the benefits of government regulation, a speaker will have a difficult time convincing these audience members to vote for stricter gun control legislation.

4. Cosmology signifies the way that we see our relationship to the universe and to other people. Cosmology dictates our view of power relationships and may involve our religious or spiritual beliefs. Controversial speech topics (like universal health care and the death penalty) are often related to this aspect of worldview as we must consider our responsibilities to other human beings and our power to influence them. Interestingly, cosmology would also play a role in such logistical points as who is allowed to speak, the order of speakers on a schedule (e.g., from most to least important), the amount of time a speaker has to speak, the seating arrangement on the dais, and who gets the front seats in the audience.

Men in costumes and facepaint at the Superbowl.

“NFL Superfans” by HMJD02. CC-BY-SA .

5. Praxeology denotes our preferred method of completing everyday tasks or our approach to solving problems. Some speech writers may begin working on their outlines as soon as they know they will need to give a speech, while others may wait until a few days before their speech to begin preparing (we do not recommend this approach). Praxeology may also have an impact on a speaker’s preference of delivery style, methods of arranging main points, and choice of slideware (i.e., Power Point versus Prezi).

It is always good to explore the stuff you don’t agree with, to try and understand a different lifestyle or foreign worldview. I like to be challenged in that way, and always end up learning something I didn’t know. – Laura Linney

It is important to understand worldview because it has a profound impact on the encoding and decoding process, and consequently on our ability to be understood by others. Try this simple experiment. Ask two or three people to silently imagine a dog while you imagine a dog at the same time. “Dog” is a very concrete word (a word that describes a tangible object that can be perceived through the senses), and it is one of the first words children in the United States learn in school. Wait a few seconds and then ask each person what type of dog they were thinking of. Was it a Chihuahua? A greyhound? Golden retriever? Rottweiler? Or some other dog? Most likely each person you asked had a different image in his or her mind than you had in yours. This is our worldview at work.

Lasagna

“Lasagna” by David K. CC-BY-SA .

To further illustrate, you may tell a co-worker, “I can’t wait to go home this weekend—we are having lasagna!” Seems like a fairly clear-cut statement, doesn’t it? Unfortunately, it is not. While “lasagna” is also a concrete word, our worldviews cause us to interpret each word in the statement differently. Where is “home?” Who is making the meal? What ingredients will be used in the lasagna? Is this dish eaten as a regular meal or for a special occasion? Will there be leftovers? Are friends invited? Since everyone who has eaten lasagna has had a different experience of the cuisine, we all acquire a different image in our mind when we hear the statement “…we are having lasagna!”

Complicating matters is the fact that the more abstract the word becomes, the more room there is for interpretation. Abstract words (words that refer to ideas or concepts that are removed from material reality) like “peace,” “love,” “immoral,” “justice,” “freedom,” “success,” and “honor” can have a number of different meanings; each of which is predicated on one’s worldview. Communicators have their own unique worldviews that shape both the encoding and decoding processes, which means that we can never be completely understood by another person. People from the Midwest may call carbonated beverages “pop,” while those from the East Coast may say “soda,” and those from Georgia may say “coke.” Even when simple terms are used like “oak tree” or “fire hydrant,” each listener will form a different mental image when decoding the message. Never take communication for granted, and never assume your listener will understand you. It takes hard work to make yourself understood by an audience.

Context is worth 80 IQ points.- Alan Kay

Two men on hand cycles talking.

“Talking technique” by The U.S. Army. CC-BY .

The last element of the communication process is the context in which the speech or interaction takes place. In the 1980’s context was taught as the actual physical setting where communication occurred, such as in a place of worship, an apartment, a workplace, a noisy restaurant, or a grocery store. People communicate differently in each one of these places as there are unwritten rules of communication (called norms ) that govern these settings. More recently the concept of context has evolved and expanded to include the type of relationships we have with others and the communicative rules that govern those relationships. So you do not speak the same way to your best friend as you do to a small child, your parent, your boss, your doctor or a police officer. And you may speak to your best friend differently in your apartment than you do in your parents’ home, and your communication may also change when you are both out with friends on the weekend. In sum, the context refers to the norms that govern communication in different situations and relationships.

  • History.com. (2012). The Kennedy-Nixon Debates. History.com. Retrieved from http://www.history.com/topics/us-presidents/kennedy-nixon-debates ↵
  • Chapter 1 Elements of the Communication Process. Authored by : Lisa Schreiber, Ph.D. and Morgan Hartranft. Provided by : Millersville University, Millersville, PA. Located at : http://publicspeakingproject.org/psvirtualtext.html . Project : The Public Speaking Project. License : CC BY-NC-ND: Attribution-NonCommercial-NoDerivatives
  • the 2nd most famous face in Pushkar. Authored by : Shreyans Bhansali. Located at : https://flic.kr/p/7mWPS6 . License : CC BY-NC-SA: Attribution-NonCommercial-ShareAlike
  • lasagna. Authored by : David K. Located at : https://flic.kr/p/9fmq9J . License : CC BY-SA: Attribution-ShareAlike
  • NFL Superfans. Authored by : HMJD02. Located at : http://commons.wikimedia.org/wiki/File:NFL_Superfans.jpg . License : CC BY-SA: Attribution-ShareAlike
  • The U.S. Army - Talking technique. Provided by : The U.S. Army. Located at : http://commons.wikimedia.org/wiki/File:Flickr_-_The_U.S._Army_-_Talking_technique.jpg . License : CC BY: Attribution
  • Kennedy Nixon Debat 1960. Authored by : United Press International. Provided by : Wikimedia Commons. Located at : http://commons.wikimedia.org/wiki/File:Kennedy_Nixon_Debat_(1960).jpg . License : Public Domain: No Known Copyright

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1 Introduction to the Public Speaking Context

Learning objectives.

  • Identify the three components of getting your message across to others.
  • Describe elements in the transactional model of communication.

Communication is a Process

Communication is a process, not a singular event. A basic definition of communication is “sharing meaning between two or more people.” By definition of a process, we must take a series of actions or steps in order to reach a defined end goal. When we follow this process, we carefully consider how to best present information to reach our goals in a given context. When we do not follow the process, we leave our speaking success up to chance.

How do you get your message heard?

A man holding a megaphone

We live in a world with a lot of noise. Getting your message heard above others depends on three fundamental components: message, skill, and passion .

Message: When what you are saying is clear and coherent, people are more likely to pay attention to it. On the other hand, when a message is ambiguous, people will often stop paying attention. Working through the speechmaking process in the next chapter will help us to create clear and coherent messages.

Effective communication skills:  You may have the best ideas in the world, but if you do not possess the skills to communicate those ideas effectively, you’re going to have a problem getting anyone to listen. In this book, we will address the skills you must possess to effectively communicate your ideas to others.

Passion: One mistake that novice public speakers make is picking topics in which they have no emotional investment. If you are not interested in your message, you cannot expect others to be. Passion is the extra spark that draws people’s attention and makes them want to listen to your message. Your audience can tell if you don’t really care about your topic, and they will just tune you out. We will explore how to choose topics in the next chapter.

Public Speaking Elements

Most who study the speech communication process agree that there are several critical components present in nearly every speech. Understanding these elements can provide us with information that will help us to navigate any speaking context successfully.

All communication is a process composed of certain necessary elements:

  • Senders (encoders)
  • Receivers (decoders)
  • feedback; and

With all these elements working together, the act of communication can be very complex. Let’s examine each element.

Sender: The sender creates a message through the process of encoding. Encoding entails putting thoughts and feelings into words or other symbols to share with the audience.

Receiver: The receiver decodes by listening and understanding those words and symbols and making meaning of them personally.

Context : There are four major types of context happening simultaneously in any communication act.

  • Historical: What has gone on between the sender(s) and receiver(s) before the speech. The historical elements can be positive or negative, recent or further back in time. These contexts can influence the speaker’s credibility with the audience, as well as their understanding.
  • Cultural: This may be ethnic, racial, religious, and/or regional cultures or co-cultures. Culture is defined (Floyd, 2017) as “the system of learned and shared symbols, language, values, and norms that distinguish one group of people from another.”
  • Social: The kind of relationship the sender(s) and receiver(s) are involved in, such as teacher-student, co-workers, employer-employee, or members of the same civic organization, faith, profession, or community.
  • Physical: Where the communication is taking place and the attributes of that location. The physical context can have cultural meaning (a famous shrine or monument) that influences the form and purpose of the communication or attributes that influence audience attention (temperature, seating arrangements, or external noise).

Message: Messages are the content of what you are communicating. They may be informal and spontaneous, such as small talk, or formal, intentional, and planned, such as a commencement address. In public speaking, we focus on the creation of formal and deliberate messages.

Channel: The channel is the means through which the message travels. In face-to-face communication the channel involves all of our senses, so the channel is what we see, hear, touch, smell and perhaps what we taste. When we’re communicating with someone online, the channel is the computer; when texting the channel is the cell phone; and when watching a movie on cable, the channel is the TV.

Noise: Noise refers to anything that interferes with message transmission or reception (i.e., getting the image from your head into others’ heads). There are four types of noise.

  • Physiological noise : Physiological processes and states that interfere with a message. For instance, if a speaker has a headache or the flu, or if audience members are hot or they’re hungry, these conditions may interfere with message accuracy.
  • Psychological noise: This refers to the mental states or emotional states that impede message transmission or reception. For example, audience members may be thinking about what they want to eat for lunch, or about a date they had last night. Or a speaker may be anxious about the speech.
  • Physical noise : This is the actual sound level in a room. There may be noise from the air conditioner or the projector. Or maybe the person next to you clicking their pen.
  • Cultural: Message interference that results from differences in people’s worldviews is cultural noise. The greater the difference in worldview, the more difficult it is to understand one another and communicate effectively.

Feedback: This is the message sent from the receiver back to the sender. Feedback in public speaking is usually nonverbal, such as head movement, facial expressions, laughter, eye contact, posture, and other behaviors that we use to judge audience involvement, understanding, and approval. These types of feedback can be positive (nodding, sitting up, leaning forward, smiling) or less than positive (tapping fingers, fidgeting, lack of eye contact, checking devices). There are times when verbal feedback from the audience is appropriate. You may stop and entertain questions about your content, or the audience may fill out a comment card at the end of the speech.

Outcome: The outcome is the result of the public speaking situation. For example, if you ask an audience to consider becoming bone marrow donors, there are certain outcomes. They will either have more information about the subject and feel more informed; they will disagree with you; they will take in the information but do nothing about the topic; and/or they will decide it’s a good idea to become a donor and go through the steps to do so. If they become potential donors, they will add to the pool of existing donors and perhaps save a life. Thus, either they have changed or the social context has changed, or both.

A man with a microphone talking to an audience.

Now that we have looked at the process of communication, let’s apply it to public speaking. The speaker originates and creates a structured message and sends it through the visual/oral channel using symbols and nonverbal means to the audience members as a group, who provide (mostly nonverbal) feedback. The speaker and audience may or may not be aware of the types of interference or noise that exist, and the speaker may try to deal with them. As a result of public speaking, the audience’s minds, emotions, and/or actions are affected.

The Transactional Model of Public Speaking

Transactional module of communication

The transactional model of communication illustrates the elements in public speaking visually so we can understand how meaning is co-crated. Transactional communication means that there is a continuous and simultaneous exchange of information between people. The process of encoding and decoding is an important consideration because it takes into account misunderstandings. How often have you had a message that you thought you shared effectively only for the receiving party to completely misinterpret your meaning? Although interpreting a speaker’s message may sound easy in theory, in practice many problems can arise. A speaker’s verbal message, nonverbal communication, and mediated presentation aids can make a message either clearer or harder to understand. For example, unfamiliar vocabulary, speaking too fast or too softly, or small print on presentation aids may make it difficult for you to figure out what the speaker means. Conversely, by providing definitions of complex terms, using well-timed gestures, or displaying graphs of quantitative information, the speaker can help you interpret his or her meaning. Once you have interpreted what the speaker is communicating, you then evaluate the message. Was it good? Do you agree or disagree with the speaker? Is a speaker’s argument logical? These are all questions that you may ask yourself when listening to a speech.

The idea that meanings are cocreated between people is based on a concept called the “field of experience.” According to West and Turner, a field of experience involves “how a person’s culture, experiences, and heredity influence his or her ability to communicate with another” (West & Turner, 2010). Our education, race, gender, ethnicity, religion, personality, beliefs, actions, attitudes, languages, social status, past experiences, and customs are all aspects of our field of experience, which we bring to every interaction. For meaning to occur, we must have some shared experiences with our audience; this makes it challenging to speak effectively to audiences with very different experiences from our own. Our goal as public speakers is to build upon shared fields of experience so that we can help audience members interpret our message.

Key Takeaways

  • Getting your message across to others effectively requires attention to message content, skill in communicating content, and your passion for the information presented.
  • The interactional models of communication provide a useful foundation for understanding communication and outline basic concepts such as sender, receiver, context noise, message, channel, feedback, and outcomes.
  • Examining each public speaking situation using the elements of public speaking will help us to create more effective messages for our audience.

Arnett, R. C., & Arneson, P. (1999).  Dialogic civility in a cynical age: Community, hope, and interpersonal relationships . Albany, NY: SUNY Press.

Bakhtin, M. (2001a). The problem of speech genres. (V. W. McGee, Trans., 1986). In P. Bizzell & B. Herzberg (Eds.),  The rhetorical tradition  (pp. 1227–1245). Boston, MA: Bedford/St. Martin’s. (Original work published in 1953.).

Bakhtin, M. (2001b). Marxism and the philosophy of language. (L. Matejka & I. R. Titunik, Trans., 1973). In P. Bizzell & B. Herzberg (Eds.),  The rhetorical tradition  (pp. 1210–1226). Boston, MA: Medford/St. Martin’s. (Original work published in 1953).

Barnlund, D. C. (2008). A transactional model of communication. In C. D. Mortensen (Ed.),  Communication theory  (2nd ed., pp. 47–57). New Brunswick, NJ: Transaction.

DeVito, J. A. (2009).  The interpersonal communication book  (12th ed.). Boston, MA: Allyn & Bacon.

Geissner, H., & Slembek, E. (1986).  Miteinander sprechen und handeln  [Speak and act: Living and working together]. Frankfurt, Germany: Scriptor.

Mortenson, C. D. (1972).  Communication: The study of human communication . New York, NY: McGraw-Hill.

Schramm, W. (1954). How communication works. In W. Schramm (Ed.),  The process and effects of communication  (pp. 3–26). Urbana, IL: University of Illinois Press.

Shannon, C. E., & Weaver, W. (1949).  The mathematical theory of communication . Urbana, IL: University of Illinois Press.

Understanding the Process of Public Speaking. (2021, February 20). https://socialsci.libretexts.org/@go/page/17728

West, R., & Turner, L. H. (2010).  Introducing communication theory: Analysis and application  (4th ed.). New York, NY: McGraw-Hill, p. 13.

Wrench, J. S., McCroskey, J. C., & Richmond, V. P. (2008).  Human communication in everyday life: Explanations and applications . Boston, MA: Allyn & Bacon, p. 17.

Yakubinsky, L. P. (1997). On dialogic speech. (M. Eskin, Trans.).  PMLA ,  112 (2), 249–256. (Original work published in 1923).

Public Speaking Copyright © by Dr. Layne Goodman; Amber Green, M.A.; and Various is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License , except where otherwise noted.

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1.3 The Process of Public Speaking

A young man holding a microphone smiles and gestures with his hand towards the audience.

As noted earlier, all of us encounter thousands of messages in our everyday environments, so getting your idea heard above all the other ones is a constant battle. Some speakers will try gimmicks, but we strongly believe that getting your message heard depends on three fundamental components: message, skill, and passion. The first part of getting your message across is the message itself. When what you are saying is clear and coherent, people are more likely to pay attention to it. On the other hand, when a message is ambiguous, people will often stop paying attention. Our discussions in the first part of this book involve how to have clear and coherent content.

The second part of getting your message heard is having effective communication skills. You may have the best ideas in the world, but if you do not possess basic public speaking skills, you are going to have a problem getting anyone to listen. In this book, we will address the skills you should possess to effectively communicate your ideas to others.

Lastly, if you want your message to be heard, you should communicate passion for your message. One mistake that novice public speakers make is picking topics in which they have no emotional investment. If an audience can tell that you do not really care about your topic, they will just tune you out. Passion is the extra spark that draws people’s attention and makes them want to listen to your message.

In this section, we will examine the process of public speaking by first introducing you to some basic components of public speaking, a few basic models of public speaking and then discussing how public speaking functions as dialogue. To start at the beginning, let us look a little more in depth at some basic terms. Next the models will give you a basic understanding of the communication process and some challenges that you may face as a speaker.

Basic Components of Public Speaking

Source/encoder.

When we communicate, it all starts with an origin. Generally speaking, the source refers to the person sending the message. This role can be called speaker, sender, encoder, or source. Because encoding is the act of sending a message, many communication scholars refer to the sender as the encoder. Because we can send messages while speaking and listening, sometimes using the term “speaker” does not fit the circumstances. We can operate as sources both verbally and nonverbally while speaking and listening during public speaking.

Receiver/Decoder

Usually there is a primary intended audience when we are speaking. In conversation it may just be one or two people, but with public speaking it can be anywhere from a handful of people to thousands of people packed in an arena. These people are thought of as the receivers of the message. This role can be called listener, receiver or decoder. Because decoding is the act of receiving and making sense of a message, communication scholars often refer to the receiver as the decoder. Receivers can receive all sorts of messages whether they are intended or not.

The channel is usually the primary method or medium for communicating and can occur through face to face communication, telephone conversations, texting, letters, mass media, etc. It is important to recognize that the channel you select may have implications for your message. Some messages are best delivered face to face, while some can be handled in a simple email or text message. Which channel is your primary method for communicating? How does public speaking in a face to face setting differ from delivering a speech through a computer screen?

The message is the basic idea or information you are hoping to convey. Messages can present themselves in a variety of ways, but we primarily identify them in two primary categories: verbal and nonverbal. Verbal messages are those that we use language to deliver. They communicate our ideas or information through the use of the words we select to use. The way we word messages can have a major impact on the way the message is received. Nonverbal messages are the ways we communicate without using words. This can involve our vocal characteristics, our gestures, body movements, facial expressions and more. As indicated above, you can tell when someone is excited to talk about a topic versus someone who lacks care and concern for the topic they are discussing.  What kinds of nonverbal behavior indicate a lack of passion in a person’s presentation? Feedback is a specific type of message that indicates the receiver’s response to the information. Feedback can also be presented verbally or nonverbally. When we clap for a speaker or we ask challenging questions, these behaviors communicate feedback to the speaker.

Oftentimes when a source is trying to send a message to a receiver, there is a problem that prevents the message from being received as intended. This problem is generally considered to be noise. Noise is anything that interferes with the message in its transmission or reception of the message. The noise can be external to the participants engaged in communication or it can be internal. Common types of noise include physical noise, physiological noise, psychological noise, and semantic noise. You will learn more about these different types of noise in section 11.4 of this text.

Understanding the basic components of communication will help give you a foundational understanding that will benefit you as you move through this course. Additionally, it is useful to learn about the different views of communication and how they have changed through time as well as the differences of the models between different channels of communication.

Models of Public Speaking

A basic model of human communication is one of the first topics that most communication teachers start with in any class. For our focus on public speaking, we will introduce three widely discussed models in communication: linear, interactional, and transactional.

The linear model of public speaking comes from the work of Claude Shannon and Warren Weaver (1949). The original model mirrored how radio and telephone technologies functioned and consisted of three primary parts: source, channel, and receiver. The source was the part of a telephone a person spoke into, the channel was the telephone itself, and the receiver was the part of the phone where one could hear the other person. Shannon and Weaver also recognized that often there is static that interferes with listening to a telephone conversation, which they called noise.

Although there are a number of problems with applying this model to human communication, it does have some useful parallels to public speaking. In public speaking, the source is the person who is giving the speech, the channel is the speaker’s use of verbal and nonverbal communication , and the receivers are the audience members listening to the speech. As with a telephone call, a wide range of distractions ( noise ) can inhibit an audience member from accurately attending to a speaker’s speech. Avoiding or adapting to these types of noise is an important challenge for public speakers.

The interactional model of communication developed by Wilbur Schramm builds upon the linear model (Schramm, 1954). Schramm added three major components to the Shannon and Weaver model. First, Schramm identified two basic processes of communication: encoding and decoding. Encoding is what a source does when “creating a message, adapting it to the receiver, and transmitting it across some source-selected channel” (Wrench, McCroskey & Richmond, 2008). When you are at home preparing your speech or standing in front of your classroom talking to your peers, you are participating in the encoding process.

The second major process is the decoding process, or “sensing (for example, hearing or seeing) a source’s message, interpreting the source’s message, evaluating the source’s message, and responding to the source’s message” (Wrench, McCroskey & Richmond, 2008). Decoding is relevant in the public speaking context when, as an audience member, you listen to the words of the speech, pay attention to nonverbal behaviors of the speaker, and attend to any presentation aids that the speaker uses. You should then interpret what the speaker is saying.

Although interpreting a speaker’s message may sound easy in theory, in practice many problems can arise. A speaker’s verbal message, nonverbal communication, and mediated presentation aids can all make a message either clearer or harder to understand. For example, unfamiliar vocabulary, speaking too fast or too softly, or small print on presentation aids may make it difficult for you to figure out what the speaker means. Conversely, by providing definitions of complex terms, using well-timed gestures, or displaying graphs of quantitative information, the speaker can help you interpret his or her meaning.

Once you have interpreted what the speaker is communicating, you then evaluate the message. Was it good? Do you agree or disagree with the speaker? Is a speaker’s argument logical? These are all questions that you may ask yourself when evaluating a speech.

The last part of decoding is “responding to a source’s message,” when the receiver encodes a message to send to the source. When a receiver sends a message back to a source, we call this process feedback . Schramm talks about three types of feedback: direct, moderately direct, and indirect (Schramm, 1954). The first type, direct feedback, occurs when the receiver directly talks to the source. For example, if a speech ends with a question-and-answer period, listeners will openly agree or disagree with the speaker. The second type of feedback, moderately direct, focuses on nonverbal messages sent while a source is speaking, such as audience members smiling and nodding their heads in agreement or looking at their watches or surreptitiously sending text messages during the speech. The final type of feedback, indirect, often involves a greater time gap between the actual message and the receiver’s feedback. For example, suppose you run for student body president and give speeches to a variety of groups all over campus, only to lose on student election day. Your audiences (the different groups you spoke to) have offered you indirect feedback on your message through their votes. One of the challenges you may face as a public speaker is how to respond effectively to audience feedback, particularly the direct and moderately direct forms of feedback you receive during your presentation.

One of the biggest concerns that some people have with the interactional model of communication is that it tends to place people into the category of either source or receiver with no overlap. Even with Schramm’s model, encoding and decoding are perceived as distinct for sources and receivers. Furthermore, the interactional model cannot handle situations where multiple sources are interacting at the same time (Mortenson, 1972). To address these weaknesses, Dean Barnlund (2008) proposed a transactional model of communication. The basic premise of the transactional model is that individuals are sending and receiving messages at the same time. Whereas the interactional model has individuals engaging in the role of either source or receiver and the meaning of a message is sent from the source to the receiver, the transactional model assumes that meaning is co-created by both people interacting together.

The idea that meanings are co-created between people is based on a concept called the “field of experience.” According to West and Turner, a field of experience involves “how a person’s culture, experiences, and heredity influence his or her ability to communicate with another” (West & Turner, 2010). Our education, race, gender, ethnicity, religion, personality, beliefs, actions, attitudes, languages, social status, past experiences, and customs are all aspects of our field of experience, which we bring to every interaction. For meaning to occur, we should have some shared experiences with our audience; this makes it challenging to speak effectively to audiences with very different experiences from our own. Our goal as public speakers is to build upon shared fields of experience so that we can help audience members interpret our message.

Dialogic Theory of Public Speaking

Most people think of public speaking as engaging in a monologue where the speaker stands and delivers information and the audience passively listens. Based on the work of numerous philosophers, however, Ronald Arnett and Pat Arneson proposed that all communication, even public speaking, could be viewed as a dialogue (Arnett & Arneson, 1999). The dialogic theory is based on three overarching principles:

  • Dialogue is more natural than monologue.
  • Meanings are in people not words.
  • Contexts and social situations impact perceived meanings (Bakhtin, 2001a; Bakhtin, 2001b).

Let’s look at each of these in turn.

Dialogue vs. Monologue

The first tenet of the dialogic perspective is that communication should be a dialogue and not a monologue. Lev Yakubinsky argued that even public speaking situations often turn into dialogues when audience members actively engage speakers by asking questions. He even claimed that nonverbal behavior (e.g., nodding one’s head in agreement or scowling) functions as feedback for speakers and contributes to a dialogue (Yakubinsky, 1997). Overall, if you approach your public speaking experience as a dialogue, you will be more actively engaged as a speaker and more attentive to how your audience is responding, which will, in turn, lead to more actively engaged audience members.

Meanings Are in People, Not Words

Part of the dialogic process in public speaking is realizing that you and your audience may differ in how you see your speech. Hellmut Geissner and Edith Slembeck (1986) discussed Geissner’s idea of responsibility, or the notion that the meanings of words should be mutually agreed upon by people interacting with each other (Geissner & Slembek, 1986). If you say the word “dog” and think of a soft, furry pet and your audience member thinks of the animal that attacked him as a child, the two of you perceive the word from very different vantage points. As speakers, we should do our best to craft messages that take our audience into account and use audience feedback to determine whether the meaning we intend is the one that is received. To be successful at conveying our desired meaning, we should know quite a bit about our audience so we can make language choices that will be the most appropriate for the context. Although we cannot predict how all our audience members will interpret specific words, we do know that—for example—using teenage slang when speaking to the audience at a senior center would most likely hurt our ability to convey our meaning clearly.

Contexts and Social Situations

Russian scholar Mikhail Bahktin (2001a, 2001b) notes that human interactions take place according to cultural norms and rules. How we approach people, the words we choose, and how we deliver speeches are all dependent on different speaking contexts and social situations. On September 8, 2009, President Barack Obama addressed school children with a televised speech ( https://obamawhitehouse.archives.gov/the-press-office/remarks-president-a-national-address-americas-schoolchildren ). If you look at the speech he delivered to kids around the country and then at his speeches targeted toward adults, you will see lots of differences. These dissimilar speeches are necessary because the audiences (speaking to kids vs. speaking to adults) have different experiences and levels of knowledge. Ultimately, good public speaking is a matter of taking into account the cultural background of your audience and attempting to engage your audience in a dialogue from their own vantage point.

Considering the context of a public speech involves thinking about four dimensions: physical, temporal, social-psychological, and cultural (DeVito, 2009).

Physical Dimension

The physical dimension of communication involves the real or touchable environment where communication occurs. For example, you may find yourself speaking in a classroom, a corporate board room, or a large amphitheater. Each of these real environments will influence your ability to interact with your audience. Larger physical spaces may require you to use a microphone and speaker system to make yourself heard or to use projected presentation aids to convey visual material.

How the room is physically decorated or designed can also impact your interaction with your audience. If the room is dimly lit or is decorated with interesting posters, audience members’ minds may start wandering. If the room is too hot, you will find people becoming sleepy. As speakers, we often have little or no control over our physical environment, but we always need to take it into account when planning and delivering our messages.

Temporal Dimension

According to Joseph DeVito, the temporal dimension “has to do not only with the time of day and moment in history but also with where a particular message fits into the sequence of communication events” (DeVito, 2009). The time of day can have a dramatic effect on how alert one’s audience is. Don’t believe us? Try giving a speech in front of a class around 12:30 p.m. when no one’s had lunch. It is amazing how impatient audience members get once hunger sets in.

In addition to the time of day, we often face temporal dimensions related to how our speech will be viewed in light of societal events. Imagine how a speech on the importance of campus security would be interpreted on the day after a shooting occurred. Compare this with the interpretation of the same speech given at a time when the campus had not had any shootings for years, if ever.

Another element of the temporal dimension is how a message fits with what happens immediately before it. For example, if another speaker has just given an intense speech on death and dying and you stand up to speak about something more trivial, people may downplay your message because it does not fit with the serious tone established by the earlier speech. You never want to be the funny speaker who has to follow an emotional speech where people cried. Most of the time in a speech class, you will have no advance notice as to what the speaker before you will be talking about. Therefore, it is wise to plan on being sensitive to previous topics and be prepared to ease your way subtly into your message if the situation so dictates.

Social-Psychological Dimension

The social-psychological dimension of context refers to “status relationships among participants, roles and games that people play, norms of the society or group, and the friendliness, formality, or gravity of the situation” (DeVito, 2009). You have to know the types of people in your audience and how they react to a wide range of messages.

Cultural Dimension

The final context dimension Joseph DeVito mentions is the cultural dimension (DeVito, 2009). When we interact with others from different cultures, misunderstandings can result from differing cultural beliefs, norms, and practices. As public speakers engaging in a dialogue with our audience members, we should attempt to understand the cultural makeup of our audience so that we can avoid these misunderstandings as much as possible.

Each of these elements of context is a challenge for you as a speaker. Throughout the rest of the book, we will discuss how you can meet the challenges presented by the audience and context and become a more effective public speaker in the process.

Arnett, R. C., & Arneson, P. (1999). Dialogic civility in a cynical age: Community, hope, and interpersonal relationships . Albany, NY: SUNY Press.

Bakhtin, M. (2001a). The problem of speech genres. (V. W. McGee, Trans., 1986). In P. Bizzell & B. Herzberg (Eds.), The rhetorical tradition (pp. 1227–1245). Boston, MA: Bedford/St. Martin’s. (Original work published in 1953.).

Bakhtin, M. (2001b). Marxism and the philosophy of language. (L. Matejka & I. R. Titunik, Trans., 1973). In P. Bizzell & B. Herzberg (Eds.), The rhetorical tradition (pp. 1210–1226). Boston, MA: Medford/St. Martin’s. (Original work published in 1953).

Barnlund, D. C. (2008). A transactional model of communication. In C. D. Mortensen (Ed.), Communication theory (2nd ed., pp. 47–57). New Brunswick, NJ: Transaction.

DeVito, J. A. (2009). The interpersonal communication book (12th ed.). Boston, MA: Allyn & Bacon.

Geissner, H., & Slembek, E. (1986). Miteinander sprechen und handeln [Speak and act: Living and working together]. Frankfurt, Germany: Scriptor.

Mortenson, C. D. (1972). Communication: The study of human communication . New York, NY: McGraw-Hill.

Schramm, W. (1954). How communication works. In W. Schramm (Ed.), The process and effects of communication (pp. 3–26). Urbana, IL: University of Illinois Press.

Shannon, C. E., & Weaver, W. (1949). The mathematical theory of communication . Urbana, IL: University of Illinois Press.

West, R., & Turner, L. H. (2010). Introducing communication theory: Analysis and application (4th ed.). New York, NY: McGraw-Hill, p. 13.

Wrench, J. S., McCroskey, J. C., & Richmond, V. P. (2008). Human communication in everyday life: Explanations and applications . Boston, MA: Allyn & Bacon, p. 17.

Yakubinsky, L. P. (1997). On dialogic speech. (M. Eskin, Trans.). PMLA , 112 (2), 249–256. (Original work published in 1923).

the person who is giving the speech

the speaker's use of verbal and nonverbal communication

the audience members listening to the speech

refers to the production of spoken language to send an intentional message to a listener

the transfer of information through the use of body language including eye contact, facial expressions, gestures and more

a wide range of distractions that can inhibit an audience member from accurately attending to a speaker’s speech

what a source does when “creating a message, adapting it to the receiver, and transmitting it across some source-selected channel” (Wrench, McCroskey & Richmond, 2008)

“sensing (for example, hearing or seeing) a source’s message, interpreting the source’s message, evaluating the source’s message, and responding to the source’s message” (Wrench, McCroskey & Richmond, 2008)

visual images or items to help the speaker communicate or clarify their message

the verbal and/or nonverbal communication conveyed by the speaker

when a receiver sends a message back to a source

basic premise of the transactional model is that individuals are sending and receiving messages at the same time

based on three overarching principles that dialogue is more natural than monologue, meanings are in people not words, and contexts and social situations impact perceived meanings

considering the context of a public speech involves thinking about four dimensions: physical, temporal, social-psychological, and cultural (DeVito, 2009)

involves the real or touchable environment where communication occurs

“has to do not only with the time of day and moment in history but also with where a particular message fits into the sequence of communication events” (DeVito, 2009)

refers to “status relationships among participants, roles and games that people play, norms of the society or group, and the friendliness, formality, or gravity of the situation” (DeVito, 2009)

final context dimension Joseph DeVito mentions; we interact with others from different cultures, misunderstandings can result from differing cultural beliefs, norms, and practices

Introduction to Speech Communication Copyright © 2021 by Individual authors retain copyright of their work. is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License , except where otherwise noted.

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Chapter 1: The Speech Communication Process

Introduction

Overcoming speech anxiety.

“Hey, Karyn, wait up! I need your help!”

“Sure, Darryl–what’s going on?” “

Well, I think you know that I was elected as the treasurer for my fraternity, right?”

“Yeah, congratulations. That means you have an unlimited supply of money now, right? Got a few bucks I can borrow?”

“I wish. I’m more of a glorified bookkeeper. But I need your help. I’m supposed to give a report in front of everyone in the fraternity– including a few alumni–on the money we’ve raised so far this semester. I’m petrified. I didn’t realize the treasurer would have to speak in public! That’ll teach me to run for office, huh?” “What can I do to help you out?”

“Well, aren’t you taking a public speaking class this semester? Have you learned any tips to help me with my nervousness? I’m desperate, and I’ll take any help I can get at this stage.”

“Sure, there are a couple of things you can do. First, you have to realize that it’s normal to be nervous. You’d probably be surprised to find that even the people who don’t seem nervous have a little flutter inside when they speak. And usually people listening to you don’t even see it.”

“Really? I doubt that Todd, our chapter president, has ever been nervous in his entire life! That guy is unreal!”

“You’d be surprised how many people have stage fright. That’s the first helpful thing I can tell you; just about everyone feels some level of nervousness–even famous speakers! But if you can learn to channel that nervousness you feel, the jitters can work to your advantage. You’ll come across as excited and enthusiastic. That wouldn’t be such a bad thing, would it?”

“I guess not. I never thought about it that way. Being nervous is a good thing? You’re saying people won’t even realize I’m nervous? What else can I do?”

“Well, probably one of the biggest things you can do is to prepare. Make sure you do the work before you speak–spend some time thinking about what you want to say, do some research if necessary. Oh, and be sure to practice your speech a few times before you give it to the fraternity. You’ll be a lot more relaxed than someone who just wings it, without planning first. Just knowing that you’re prepared will give you confidence. Better yet–you’ll come across to your audience as super prepared, too.”

“That makes a lot of sense, Karyn.” “Good, glad I could help. Now I’ve got to run or I’ll be late for my next class. Good luck!” “Wait! Now I need you to help me decide what to say! Karyn, come back! What am I going to wear? Call me!”

Most students report feeling anxious about speaking in public. You’re not alone! Studies have shown that the fear of public speaking ranks higher than the fear of death! Wow! That statement alone probably intensifies your anxiety. But you need not fear that anxiety will ruin your presentation. You can actually make it work for you. In this module, we’ll discuss how speech anxiety might manifest itself in your presentations and how normal your anxiety is in relation to other speakers. You’ll also hear some tips for reducing your speech apprehension.

In this module, we will also focus on the origins of public speaking and trace how it has evolved from ancient Greece to the twenty-first century. You might be surprised to learn how relevant public speaking remains despite its ancient beginnings. We’ll look at how speech continues to impact all areas of everyday life, from your career to your social life.

Finally, we’ll outline the components that comprise the speech communication process and identify some of the first basic terms you’ll read about as you begin the journey to becoming a better public speaker. As you start to understand and use the terms and concepts common to public speaking, you’ll soon find that you too can “speak the language.”

Upon completion of this module, the student will be able to:

Identify the elements within the speech communication process Explain the value of a course in public speaking Identify the origins of public speaking Analyze your personal level of speech anxiety as compared to the average learner Discuss suggested tips for overcoming speech anxiety

Hopefully, any fear that you’re anticipating as you prepare to speak has been minimized. Just knowing that you are not alone should be comforting; it is a rare individual who doesn’t feel at least a bit of speech apprehension. If you haven’t already, take the self-assessment above. Your score will help you better define your initial level of anxiety. Then keep in mind that the more you practice a new skill, the more confident you will become.

The speech communication process involves many components, but it’s really not that complicated. There are certainly quite a few new terms and concepts, but learning these is your initiation into a brand new world; you’re joining thousands of others who have also taken these first steps to becoming better public speakers. Now that you know some of the basic vocabulary, you share a language common to all public speakers.

Fundamentals of Public Speaking Copyright © by Lumen Learning is licensed under a Creative Commons Attribution 4.0 International License , except where otherwise noted.

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COMM 1110: Speech Communication: Steps of the Speech Process

  • Learning Activities
  • Steps of the Speech Process
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A speech generally needs to be written further in advance than a research paper so that adequate practice and revision can occur. Preparing for your speech will help with the very common fear of public speaking.  Here are some steps and links to guide you through the process.

Step 1: Understand Your Assignment

  • Read your assignment and ask  your instructor you have questions on what is required.
  • Who is your audience?  What is your purpose?  This this guide your topic, tone, and style.
  • How long is the speech?  Are you using presentation software such as PowerPoint or do you need visuals or props?  How many sources are required?

Step 2: Select and focus your topic. Begin preliminary research

  • See the Topics Research Guide
  • ProCon.org: Hot Topics in the News
  • Locate background information
  • Locate information in books and e-books
  • Consult some databases
  • Locate journal articles
  • Locate visuals (graphics and films)

Step 3: Get Organized

Begin to organize or outline your speech.Group your remarks and evidence to create an informal outline. It may be useful to include: 

  • An introduction (including purpose and overview)
  • Content or body
  • Begin crafting a strong title, opening and key sentences.
  • Speeches from University of North Carolina Writing Center
  • Writing an Effective Title  from U of M's Center for Writing.

Step 4: Step 4: Draft any visuals. Gather additional research.

  • Select evidence to support your ideas such as quotations, statistics , facts, anecdotes, etc.
  • Gather your evidence from credible sources.  Include the source in  your speech.  This will make your speech more authoritative.
  • Do you need help in locating materials?  Ask the librarians for help via chat, e-mail, or phone,
  • Visit the Free Images, Music, and Videos Research Guide
  • Learn more about creating effective visuals
  • Citation help

Step 5: Compose Your Talking Points

  • Start with your most important points.
  • What is the "take home message" you want your audience to understand, believe, accept or do after they hear your speech? Write this out in one or two sentences.What evidence supports your "take home message?"
  • Novelty: an unusual fact or surprising image
  • Conflict: an opposing viewpoints on the issue
  • Humor: an amusing play on words or exaggerated remark
  • Suspense: such as asking a provocative question
  • Consult your outline
  • Create index cards (be sure to number cards)
  • Organize your visuals
  • On the Lisle campus, get help at the Student Success Center to go over your speech or outline for structure, clarity, tone, etc.

Step 6: Plan the Timing of Your Speech.

  • Add timing to your talking points
  • Revise your talking points, PowerPoint slides and transitions.
  • Delete talking points and/or PowerPoint slides that are not crucial. Paring down or eliminating content will enhance clarity and improve the speech overall.  

Step 7: Rehearse Your Speech for Content and Timing.

  • Be aware of your body position, foot placement, breath and eye movement.
  • Videotape or record a rehearsal to identify problems, distracting habits, etc. 
  • Avoid reading every word--you should be presenting not reading.
  • Avoid common verbal habits such as "um", "like", "you know", "kinda", etc.
  • Practice your speech many times until you feel comfortable with the content and timing.
  • Review your assignment to be sure you are meeting all the requirements.

Step 8: Rehearse Your Speech in Front of an Audience.

  • Gather a few friends or classmates and deliver your speech.
  • Try to avoid the following common behaviors: fidgeting, looking at the computer or screen not at audience, rustling your papers, chewing gum, gesturing too much, or pacing.
  • Ask for feedback on your delivery (such as eye contact, hand gestures, speech habits, etc.) and content
  • Ask what they identified as the most important points. Do these match yours?
  • Edit or revise speech based on the feedback.

Step 9: Continue Revising and Prepare for Anticipated Questions

  • If your speech includes a question and answer session with your audience, spend some time to anticipate questions and briefly plan answers.
  • Ask for clarification if you don't understand a question when you are presenting

Step 10: Final Preparations

Continue to rehearse. Prepare to deliver you speech.

  • Make sure you have all your materials together including note cards, outlines, visuals, handouts, bibliography, PowerPoint on Flash drive, etc.
  • Arrive early
  • Practice on the day of your speech so you are comfortable with the content.

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1.2 The Communication Process

Learning objectives.

  • Identify and define the components of the transmission model of communication.
  • Identify and define the components of the interaction model of communication.
  • Identify and define the components of the transaction model of communication.
  • Compare and contrast the three models of communication.
  • Use the transaction model of communication to analyze a recent communication encounter.

Communication is a complex process, and it is difficult to determine where or with whom a communication encounter starts and ends. Models of communication simplify the process by providing a visual representation of the various aspects of a communication encounter. Some models explain communication in more detail than others, but even the most complex model still doesn’t recreate what we experience in even a moment of a communication encounter. Models still serve a valuable purpose for students of communication because they allow us to see specific concepts and steps within the process of communication, define communication, and apply communication concepts. When you become aware of how communication functions, you can think more deliberately through your communication encounters, which can help you better prepare for future communication and learn from your previous communication. The three models of communication we will discuss are the transmission, interaction, and transaction models.

Although these models of communication differ, they contain some common elements. The first two models we will discuss, the transmission model and the interaction model, include the following parts: participants, messages, encoding, decoding, and channels. In communication models, the participants are the senders and/or receivers of messages in a communication encounter. The message is the verbal or nonverbal content being conveyed from sender to receiver. For example, when you say “Hello!” to your friend, you are sending a message of greeting that will be received by your friend.

1.2.0N

Although models of communication provide a useful blueprint to see how the communication process works, they are not complex enough to capture what communication is like as it is experienced.

Chris Searle – Blueprint – CC BY-NC-ND 2.0.

The internal cognitive process that allows participants to send, receive, and understand messages is the encoding and decoding process. Encoding is the process of turning thoughts into communication. As we will learn later, the level of conscious thought that goes into encoding messages varies. Decoding is the process of turning communication into thoughts. For example, you may realize you’re hungry and encode the following message to send to your roommate: “I’m hungry. Do you want to get pizza tonight?” As your roommate receives the message, he decodes your communication and turns it back into thoughts in order to make meaning out of it. Of course, we don’t just communicate verbally—we have various options, or channels for communication. Encoded messages are sent through a channel , or a sensory route on which a message travels, to the receiver for decoding. While communication can be sent and received using any sensory route (sight, smell, touch, taste, or sound), most communication occurs through visual (sight) and/or auditory (sound) channels. If your roommate has headphones on and is engrossed in a video game, you may need to get his attention by waving your hands before you can ask him about dinner.

Transmission Model of Communication

The transmission model of communication describes communication as a linear, one-way process in which a sender intentionally transmits a message to a receiver (Ellis & McClintock, 1990). This model focuses on the sender and message within a communication encounter. Although the receiver is included in the model, this role is viewed as more of a target or end point rather than part of an ongoing process. We are left to presume that the receiver either successfully receives and understands the message or does not. The scholars who designed this model extended on a linear model proposed by Aristotle centuries before that included a speaker, message, and hearer. They were also influenced by the advent and spread of new communication technologies of the time such as telegraphy and radio, and you can probably see these technical influences within the model (Shannon & Weaver, 1949). Think of how a radio message is sent from a person in the radio studio to you listening in your car. The sender is the radio announcer who encodes a verbal message that is transmitted by a radio tower through electromagnetic waves (the channel) and eventually reaches your (the receiver’s) ears via an antenna and speakers in order to be decoded. The radio announcer doesn’t really know if you receive his or her message or not, but if the equipment is working and the channel is free of static, then there is a good chance that the message was successfully received.

Figure 1.1 The Transmission Model of Communication

image

Since this model is sender and message focused, responsibility is put on the sender to help ensure the message is successfully conveyed. This model emphasizes clarity and effectiveness, but it also acknowledges that there are barriers to effective communication. Noise is anything that interferes with a message being sent between participants in a communication encounter. Even if a speaker sends a clear message, noise may interfere with a message being accurately received and decoded. The transmission model of communication accounts for environmental and semantic noise. Environmental noise is any physical noise present in a communication encounter. Other people talking in a crowded diner could interfere with your ability to transmit a message and have it successfully decoded. While environmental noise interferes with the transmission of the message, semantic noise refers to noise that occurs in the encoding and decoding process when participants do not understand a symbol. To use a technical example, FM antennae can’t decode AM radio signals and vice versa. Likewise, most French speakers can’t decode Swedish and vice versa. Semantic noise can also interfere in communication between people speaking the same language because many words have multiple or unfamiliar meanings.

Although the transmission model may seem simple or even underdeveloped to us today, the creation of this model allowed scholars to examine the communication process in new ways, which eventually led to more complex models and theories of communication that we will discuss more later. This model is not quite rich enough to capture dynamic face-to-face interactions, but there are instances in which communication is one-way and linear, especially computer-mediated communication (CMC). As the following “Getting Plugged In” box explains, CMC is integrated into many aspects of our lives now and has opened up new ways of communicating and brought some new challenges. Think of text messaging for example. The transmission model of communication is well suited for describing the act of text messaging since the sender isn’t sure that the meaning was effectively conveyed or that the message was received at all. Noise can also interfere with the transmission of a text. If you use an abbreviation the receiver doesn’t know or the phone autocorrects to something completely different than you meant, then semantic noise has interfered with the message transmission. I enjoy bargain hunting at thrift stores, so I just recently sent a text to a friend asking if she wanted to go thrifting over the weekend. After she replied with “What?!?” I reviewed my text and saw that my “smart” phone had autocorrected thrifting to thrusting ! You have likely experienced similar problems with text messaging, and a quick Google search for examples of text messages made funny or embarrassing by the autocorrect feature proves that many others do, too.

“Getting Plugged In”

Computer-Mediated Communication

When the first computers were created around World War II and the first e-mails exchanged in the early 1960s, we took the first steps toward a future filled with computer-mediated communication (CMC) (Thurlow, Lengel, & Tomic, 2004). Those early steps turned into huge strides in the late 1980s and early 1990s when personal computers started becoming regular features in offices, classrooms, and homes. I remember getting our first home computer, a Tandy from Radio Shack, in the early 1990s and then getting our first Internet connection at home in about 1995. I set up my first e-mail account in 1996 and remember how novel and exciting it was to send and receive e-mails. I wasn’t imagining a time when I would get dozens of e-mails a day, much less be able to check them on my cell phone! Many of you reading this book probably can’t remember a time without CMC. If that’s the case, then you’re what some scholars have called “digital natives.” When you take a moment to think about how, over the past twenty years, CMC has changed the way we teach and learn, communicate at work, stay in touch with friends, initiate romantic relationships, search for jobs, manage our money, get our news, and participate in our democracy, it really is amazing to think that all that used to take place without computers. But the increasing use of CMC has also raised some questions and concerns, even among those of you who are digital natives. Almost half of the students in my latest communication research class wanted to do their final research projects on something related to social media. Many of them were interested in studying the effects of CMC on our personal lives and relationships. This desire to study and question CMC may stem from an anxiety that people have about the seeming loss or devaluing of face-to-face (FtF) communication. Aside from concerns about the digital cocoons that many of us find ourselves in, CMC has also raised concerns about privacy, cyberbullying, and lack of civility in online interactions. We will continue to explore many of these issues in the “Getting Plugged In” feature box included in each chapter, but the following questions will help you begin to see the influence that CMC has in your daily communication.

  • In a typical day, what types of CMC do you use?
  • What are some ways that CMC reduces stress in your life? What are some ways that CMC increases stress in your life? Overall, do you think CMC adds to or reduces your stress more?
  • Do you think we, as a society, have less value for FtF communication than we used to? Why or why not?

Interaction Model of Communication

The interaction model of communication describes communication as a process in which participants alternate positions as sender and receiver and generate meaning by sending messages and receiving feedback within physical and psychological contexts (Schramm, 1997). Rather than illustrating communication as a linear, one-way process, the interaction model incorporates feedback, which makes communication a more interactive, two-way process. Feedback includes messages sent in response to other messages. For example, your instructor may respond to a point you raise during class discussion or you may point to the sofa when your roommate asks you where the remote control is. The inclusion of a feedback loop also leads to a more complex understanding of the roles of participants in a communication encounter. Rather than having one sender, one message, and one receiver, this model has two sender-receivers who exchange messages. Each participant alternates roles as sender and receiver in order to keep a communication encounter going. Although this seems like a perceptible and deliberate process, we alternate between the roles of sender and receiver very quickly and often without conscious thought.

The interaction model is also less message focused and more interaction focused. While the transmission model focused on how a message was transmitted and whether or not it was received, the interaction model is more concerned with the communication process itself. In fact, this model acknowledges that there are so many messages being sent at one time that many of them may not even be received. Some messages are also unintentionally sent. Therefore, communication isn’t judged effective or ineffective in this model based on whether or not a single message was successfully transmitted and received.

Figure 1.2 The Interaction Model of Communication

image

The interaction model takes physical and psychological context into account. Physical context includes the environmental factors in a communication encounter. The size, layout, temperature, and lighting of a space influence our communication. Imagine the different physical contexts in which job interviews take place and how that may affect your communication. I have had job interviews on a sofa in a comfortable office, sitting around a large conference table, and even once in an auditorium where I was positioned on the stage facing about twenty potential colleagues seated in the audience. I’ve also been walked around campus to interview with various people in temperatures below zero degrees. Although I was a little chilly when I got to each separate interview, it wasn’t too difficult to warm up and go on with the interview. During a job interview in Puerto Rico, however, walking around outside wearing a suit in near 90 degree temperatures created a sweating situation that wasn’t pleasant to try to communicate through. Whether it’s the size of the room, the temperature, or other environmental factors, it’s important to consider the role that physical context plays in our communication.

Psychological context includes the mental and emotional factors in a communication encounter. Stress, anxiety, and emotions are just some examples of psychological influences that can affect our communication. I recently found out some troubling news a few hours before a big public presentation. It was challenging to try to communicate because the psychological noise triggered by the stressful news kept intruding into my other thoughts. Seemingly positive psychological states, like experiencing the emotion of love, can also affect communication. During the initial stages of a romantic relationship individuals may be so “love struck” that they don’t see incompatible personality traits or don’t negatively evaluate behaviors they might otherwise find off-putting. Feedback and context help make the interaction model a more useful illustration of the communication process, but the transaction model views communication as a powerful tool that shapes our realities beyond individual communication encounters.

Transaction Model of Communication

As the study of communication progressed, models expanded to account for more of the communication process. Many scholars view communication as more than a process that is used to carry on conversations and convey meaning. We don’t send messages like computers, and we don’t neatly alternate between the roles of sender and receiver as an interaction unfolds. We also can’t consciously decide to stop communicating, because communication is more than sending and receiving messages. The transaction model differs from the transmission and interaction models in significant ways, including the conceptualization of communication, the role of sender and receiver, and the role of context (Barnlund, 1970).

To review, each model incorporates a different understanding of what communication is and what communication does. The transmission model views communication as a thing, like an information packet, that is sent from one place to another. From this view, communication is defined as sending and receiving messages. The interaction model views communication as an interaction in which a message is sent and then followed by a reaction (feedback), which is then followed by another reaction, and so on. From this view, communication is defined as producing conversations and interactions within physical and psychological contexts. The transaction model views communication as integrated into our social realities in such a way that it helps us not only understand them but also create and change them.

The transaction model of communication describes communication as a process in which communicators generate social realities within social, relational, and cultural contexts. In this model, we don’t just communicate to exchange messages; we communicate to create relationships, form intercultural alliances, shape our self-concepts, and engage with others in dialogue to create communities. In short, we don’t communicate about our realities; communication helps to construct our realities.

The roles of sender and receiver in the transaction model of communication differ significantly from the other models. Instead of labeling participants as senders and receivers, the people in a communication encounter are referred to as communicators . Unlike the interaction model, which suggests that participants alternate positions as sender and receiver, the transaction model suggests that we are simultaneously senders and receivers. For example, on a first date, as you send verbal messages about your interests and background, your date reacts nonverbally. You don’t wait until you are done sending your verbal message to start receiving and decoding the nonverbal messages of your date. Instead, you are simultaneously sending your verbal message and receiving your date’s nonverbal messages. This is an important addition to the model because it allows us to understand how we are able to adapt our communication—for example, a verbal message—in the middle of sending it based on the communication we are simultaneously receiving from our communication partner.

Figure 1.3 The Transaction Model of Communication

image

The transaction model also includes a more complex understanding of context. The interaction model portrays context as physical and psychological influences that enhance or impede communication. While these contexts are important, they focus on message transmission and reception. Since the transaction model of communication views communication as a force that shapes our realities before and after specific interactions occur, it must account for contextual influences outside of a single interaction. To do this, the transaction model considers how social, relational, and cultural contexts frame and influence our communication encounters.

Social context refers to the stated rules or unstated norms that guide communication. As we are socialized into our various communities, we learn rules and implicitly pick up on norms for communicating. Some common rules that influence social contexts include don’t lie to people, don’t interrupt people, don’t pass people in line, greet people when they greet you, thank people when they pay you a compliment, and so on. Parents and teachers often explicitly convey these rules to their children or students. Rules may be stated over and over, and there may be punishment for not following them.

Norms are social conventions that we pick up on through observation, practice, and trial and error. We may not even know we are breaking a social norm until we notice people looking at us strangely or someone corrects or teases us. For example, as a new employee you may over- or underdress for the company’s holiday party because you don’t know the norm for formality. Although there probably isn’t a stated rule about how to dress at the holiday party, you will notice your error without someone having to point it out, and you will likely not deviate from the norm again in order to save yourself any potential embarrassment. Even though breaking social norms doesn’t result in the formal punishment that might be a consequence of breaking a social rule, the social awkwardness we feel when we violate social norms is usually enough to teach us that these norms are powerful even though they aren’t made explicit like rules. Norms even have the power to override social rules in some situations. To go back to the examples of common social rules mentioned before, we may break the rule about not lying if the lie is meant to save someone from feeling hurt. We often interrupt close friends when we’re having an exciting conversation, but we wouldn’t be as likely to interrupt a professor while they are lecturing. Since norms and rules vary among people and cultures, relational and cultural contexts are also included in the transaction model in order to help us understand the multiple contexts that influence our communication.

Relational context includes the previous interpersonal history and type of relationship we have with a person. We communicate differently with someone we just met versus someone we’ve known for a long time. Initial interactions with people tend to be more highly scripted and governed by established norms and rules, but when we have an established relational context, we may be able to bend or break social norms and rules more easily. For example, you would likely follow social norms of politeness and attentiveness and might spend the whole day cleaning the house for the first time you invite your new neighbors to visit. Once the neighbors are in your house, you may also make them the center of your attention during their visit. If you end up becoming friends with your neighbors and establishing a relational context, you might not think as much about having everything cleaned and prepared or even giving them your whole attention during later visits. Since communication norms and rules also vary based on the type of relationship people have, relationship type is also included in relational context. For example, there are certain communication rules and norms that apply to a supervisor-supervisee relationship that don’t apply to a brother-sister relationship and vice versa. Just as social norms and relational history influence how we communicate, so does culture.

Cultural context includes various aspects of identities such as race, gender, nationality, ethnicity, sexual orientation, class, and ability. We will learn more about these identities in Chapter 2 “Communication and Perception” , but for now it is important for us to understand that whether we are aware of it or not, we all have multiple cultural identities that influence our communication. Some people, especially those with identities that have been historically marginalized, are regularly aware of how their cultural identities influence their communication and influence how others communicate with them. Conversely, people with identities that are dominant or in the majority may rarely, if ever, think about the role their cultural identities play in their communication.

1.2.5

Cultural context is influenced by numerous aspects of our identities and is not limited to race or ethnicity.

Wikimedia Commons – public domain.

When cultural context comes to the forefront of a communication encounter, it can be difficult to manage. Since intercultural communication creates uncertainty, it can deter people from communicating across cultures or lead people to view intercultural communication as negative. But if you avoid communicating across cultural identities, you will likely not get more comfortable or competent as a communicator. Difference, as we will learn in Chapter 8 “Culture and Communication” , isn’t a bad thing. In fact, intercultural communication has the potential to enrich various aspects of our lives. In order to communicate well within various cultural contexts, it is important to keep an open mind and avoid making assumptions about others’ cultural identities. While you may be able to identify some aspects of the cultural context within a communication encounter, there may also be cultural influences that you can’t see. A competent communicator shouldn’t assume to know all the cultural contexts a person brings to an encounter, since not all cultural identities are visible. As with the other contexts, it requires skill to adapt to shifting contexts, and the best way to develop these skills is through practice and reflection.

Key Takeaways

  • Communication models are not complex enough to truly capture all that takes place in a communication encounter, but they can help us examine the various steps in the process in order to better understand our communication and the communication of others.
  • The transmission model of communication describes communication as a one-way, linear process in which a sender encodes a message and transmits it through a channel to a receiver who decodes it. The transmission of the message many be disrupted by environmental or semantic noise. This model is usually too simple to capture FtF interactions but can be usefully applied to computer-mediated communication.
  • The interaction model of communication describes communication as a two-way process in which participants alternate positions as sender and receiver and generate meaning by sending and receiving feedback within physical and psychological contexts. This model captures the interactive aspects of communication but still doesn’t account for how communication constructs our realities and is influenced by social and cultural contexts.
  • The transaction model of communication describes communication as a process in which communicators generate social realities within social, relational, and cultural contexts. This model includes participants who are simultaneously senders and receivers and accounts for how communication constructs our realities, relationships, and communities.
  • Getting integrated: How might knowing the various components of the communication process help you in your academic life, your professional life, and your civic life?
  • What communication situations does the transmission model best represent? The interaction model? The transaction model?
  • Use the transaction model of communication to analyze a recent communication encounter you had. Sketch out the communication encounter and make sure to label each part of the model (communicators; message; channel; feedback; and physical, psychological, social, relational, and cultural contexts).

Barnlund, D. C., “A Transactional Model of Communication,” in Foundations of Communication Theory , eds. Kenneth K. Sereno and C. David Mortensen (New York, NY: Harper and Row, 1970), 83–92.

Ellis, R. and Ann McClintock, You Take My Meaning: Theory into Practice in Human Communication (London: Edward Arnold, 1990), 71.

Schramm, W., The Beginnings of Communication Study in America (Thousand Oaks, CA: Sage, 1997).

Shannon, C. and Warren Weaver, The Mathematical Theory of Communication (Urbana, IL: University of Illinois Press, 1949), 16.

Thurlow, C., Laura Lengel, and Alice Tomic, Computer Mediated Communication: Social Interaction and the Internet (London: Sage, 2004), 14.

Communication in the Real World Copyright © 2016 by University of Minnesota is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License , except where otherwise noted.

The Basic Elements of the Communication Process

ThoughtCo / Hilary Allison

  • An Introduction to Punctuation
  • Ph.D., Rhetoric and English, University of Georgia
  • M.A., Modern English and American Literature, University of Leicester
  • B.A., English, State University of New York

Whenever you've had a conversation, texted a friend, or given a business presentation, you have engaged in communication . Any time two or more people get together to exchange messages, they are engaging in this basic process. Although it seems simple, communication is actually quite complex and has a number of components.

Communication Process Definition

The term communication process refers to the exchange of information (a message ) between two or more people. For communication to succeed, both parties must be able to exchange information and understand each other. If the flow of information is blocked for some reason or the parties cannot make themselves understood, then communication fails.

The communication process begins with the sender , who is also called the communicator or source . The sender has some kind of information — a command, request, question, or idea — that he or she wants to present to others. For that message to be received, the sender must first encode the message in a form that can be understood, such as by the use of a common language or industry jargon, and then transmit it.

The Receiver

The person to whom a message is directed is called the receiver or the interpreter . To comprehend the information from the sender, the receiver must first be able to receive the sender's information and then decode or interpret it. 

The Message

The message or content is the information that the sender wants to relay to the receiver. Additional subtext can be conveyed through body language and tone of voice. Put all three elements together — sender, receiver, and message — and you have the communication process at its most basic.

Also called the channel , the  medium  is the means by which a message is transmitted. Text messages, for example, are transmitted through the medium of cell phones.

The communication process reaches its final point when the message has been successfully transmitted, received, and understood. The receiver, in turn, responds to the sender, indicating comprehension. Feedback may be direct, such as a written or verbal response, or it may take the form of an act or deed in response (indirect).

Other Factors

The communication process isn't always so simple or smooth, of course. These elements can affect how information is transmitted, received, and interpreted:

  • Noise : This can be any sort of interference that affects the message being sent, received, or understood. It can be as literal as static over a phone line or radio or as esoteric as misinterpreting a local custom.
  • Context : This is the setting and situation in which communication takes place. Like noise, context can have an impact on the successful exchange of information. It may have a physical, social, or cultural aspect to it. In a private conversation with a trusted friend, you would share more personal information or details about your weekend or vacation, for example, than in a conversation with a work colleague or in a meeting.

The Communication Process in Action

Brenda wants to remind her husband, Roberto, to stop by the store after work and buy milk for dinner. She forgot to ask him in the morning, so Brenda texts a reminder to Roberto. He texts back and then shows up at home with a gallon of milk under his arm. But something's amiss: Roberto bought chocolate milk when Brenda wanted regular milk. 

In this example, the sender is Brenda. The receiver is Roberto. The medium is a text message. The code is the English language they're using. And the message itself is "Remember the milk!" In this case, the feedback is both direct and indirect. Roberto texts a photo of milk at the store (direct) and then came home with it (indirect). However, Brenda did not see the photo of the milk because the message didn't transmit (noise) and Roberto didn't think to ask what kind of milk (context).

  • A Receiver's Role in Clear, Effective Communication Is an Important One
  • What Is a Message in Communication?
  • Definition and Examples of Senders in Communication
  • What Does Medium Mean in the Communication Process?
  • What Is Communication?
  • Noise and Interference in Various Types of Communication
  • Science Says You Should Leave the Period Out of Text Messages
  • Feedback in Communication Studies
  • The Definition of Listening and How to Do It Well
  • Text Message Smishing Scams
  • Multiple Literacies: Definition, Types, and Classroom Strategies
  • What Is Wei Xin?
  • What is a Rhetorical Situation?
  • Email Message
  • Definition and Examples of Discourse
  • Texting (Text Messaging)

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8 The Speech Communication Process

Most who study the speech communication process agree that there are several critical components present in nearly every speech. We have chosen in this text to label these components using the following terms:

  • Listener(s)

Interference

As you might imagine, the speaker is the crucial first element within the speech communication process. Without a speaker, there is no process.  The  speaker  is simply the person who is delivering, or presenting, the speech.  A speaker might be someone who is training employees in your workplace. Your professor is another example of a public speaker as s/he gives a lecture. Even a stand-up comedian can be considered a public speaker. After all, each of these people is presenting an oral message to an audience in a public setting. Most speakers, however, would agree that the listener is one of the primary reasons that they speak.

The listener is just as important as the speaker; neither one is effective without the other.  The  listener  is the person or persons who have assembled to hear the oral message.  Some texts might even call several listeners an “audience. ” The listener generally forms an opinion as to the effectiveness of the speaker and the validity of the speaker’s message based on what they see and hear during the presentation. The listener’s job sometimes includes critiquing, or evaluating, the speaker’s style and message. You might be asked to critique your classmates as they speak or to complete an evaluation of a public speaker in another setting. That makes the job of the listener extremely important. Providing constructive feedback to speakers often helps the speaker improve her/his speech tremendously.

Another crucial element in the speech process is the message.  The  message  is what the speaker is discussing or the ideas that s/he is presenting to you as s/he covers a particular topic.  The important chapter concepts presented by your professor become the message during a lecture. The commands and steps you need to use, the new software at work, are the message of the trainer as s/he presents the information to your department. The message might be lengthy, such as the President’s State of the Union address, or fairly brief, as in a five-minute presentation given in class.

The  channel  is the means by which the message is sent or transmitted.  Different channels are used to deliver the message, depending on the communication type or context. For instance, in mass communication, the channel utilized might be a television or radio broadcast. The use of a cell phone is an example of a channel that you might use to send a friend a message in interpersonal communication. However, the channel typically used within public speaking is the speaker’s voice, or more specifically, the sound waves used to carry the voice to those listening. You could watch a prerecorded speech or one accessible on YouTube, and you might now say the channel is the television or your computer. This is partially true. However, the speech would still have no value if the speaker’s voice was not present, so in reality, the channel is now a combination of the two -the speaker’s voice broadcast through an electronic source.

The context is a bit more complicated than the other elements we have discussed so far. The context is more than one specific component. For example, when you give a speech in your classroom, the classroom, or  the physical location of your speech, is part of the context  . That’s probably the easiest part of context to grasp.

But you should also consider that the  people in your audience expect you to behave in a certain manner, depending on the physical location or the occasion of the presentation  . If you gave a toast at a wedding, the audience wouldn’t be surprised if you told a funny story about the couple or used informal gestures such as a high-five or a slap on the groom’s back. That would be acceptable within the expectations of your audience, given the occasion. However, what if the reason for your speech was the presentation of a eulogy at a loved one’s funeral? Would the audience still find a high-five or humor as acceptable in that setting? Probably not. So the expectations of your audience must be factored into context as well.

The cultural rules -often unwritten and sometimes never formally communicated to us -are also a part of the context. Depending on your culture, you would probably agree that there are some “rules ” typically adhered to by those attending a funeral. In some cultures, mourners wear dark colors and are somber and quiet. In other cultures, grieving out loud or beating one’s chest to show extreme grief is traditional. Therefore,  the rules from our culture  -no matter what they are -play a part in the context as well.

Every speaker hopes that her/his speech is clearly understood by the audience. However, there are times when some obstacle gets in the way of the message and interferes with the listener’s ability to hear what’s being said.  This is  interference  , or you might have heard it referred to as “noise. ”  Every speaker must prepare and present with the assumption that interference is likely to be present in the speaking environment.

Interference can be mental, physical, or physiological.  Mental interference  occurs when the listener is not fully focused on what s/he is hearing due to her/his own thoughts.  If you’ve ever caught yourself daydreaming in class during a lecture, you’re experiencing mental interference. Your own thoughts are getting in the way of the message.

A second form of interference is  physical interference  . This is noise in the literal sense -someone coughing behind you during a speech or the sound of a mower outside the classroom window. You may be unable to hear the speaker because of the surrounding environmental noises.

The last form of interference is  physiological  . This type of interference occurs when your body is responsible for the blocked signals. A deaf person, for example, has the truest form of physiological interference; s/he may have varying degrees of difficulty hearing the message. If you’ve ever been in a room that was too cold or too hot and found yourself not paying attention, you’re experiencing physiological interference. Your bodily discomfort distracts from what is happening around you.

The final component within the speech process is feedback. While some might assume that the speaker is the only one who sends a message during a speech, the reality is that the  listeners in the audience are sending a message of their own, called  feedback  .  Often this is how the speaker knows if s/he is sending an effective message. Occasionally the feedback from listeners comes in verbal form – questions from the audience or an angry response from a listener about a key point presented. However, in general, feedback during a presentation is typically non-verbal -a student nodding her/his head in agreement or a confused look from an audience member. An observant speaker will scan the audience for these forms of feedback, but keep in mind that non-verbal feedback is often more difficult to spot and to decipher. For example, is a yawn a sign of boredom, or is it simply a tired audience member?

Generally, all of the above elements are present during a speech. However, you might wonder what the process would look like if we used a diagram to illustrate it. Initially, some students think of public speaking as a linear process -the speaker sending a message to the listener -a simple, straight line. But if you’ll think about the components we’ve just covered, you begin to see that a straight line cannot adequately represent the process, when we add listener feedback into the process. The listener is sending her/his own message back to the speaker, so perhaps the process might better be represented as circular. Add in some interference and place the example in context, and you have a more complete idea of the speech process.

Fundamentals of Public Speaking Copyright © by Lumen Learning is licensed under a Creative Commons Attribution 4.0 International License , except where otherwise noted.

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Chapter Two – The Communication Process

Models of communication.

It should be clear by now that public speaking happens all around us in many segments of our lives. However, to truly understand what is happening within these presentations, we need to take a step back and look at some of the key components of the communication process.

Linear Model of Communication

The first theoretical model of communication was proposed in 1949 by Shannon and Weaver for Bell Laboratories. [1] This three-part model was intended to capture the radio and television transmission process. However, it was later adapted to human communication and is now known as the linear model of communication. The first part of the model is the sender, and this is the person who is speaking. The second part of the model is the channel, which is the apparatus for carrying the message (i.e., the phone or TV). The third part of the model is the receiver, and this is the person who picks up the message. In this model, communication is seen as a one-way process of transmitting a message from one person to another person. This model can be found in Figure 1.1. If you think about situations when you communicate with another person face-to-face or when you give a speech, you probably realize that this model is inadequate — communication is much more complicated than firing off a message to others.

Linear Model of Communication. Sender to channel to receiver.

“Figure 1.1”  by Public Speaking Project.  CC-BY-NC-ND .

Transactional Model of Communication

Models of communication have evolved significantly since Shannon and Weaver first proposed their well- known conceptual model over sixty years ago. One of the most useful models for understanding public speaking is Barnlund’s transactional model of communication. [2]  In the transactional model, communication is seen as an ongoing, circular process. We are constantly affecting and are affected by those we communicate with. The transactional model has a number of interdependent processes and components, including the encoding and decoding processes, the communicator, the message, the channel and noise. Although not directly addressed in Barnlund’s (2008) original transactional model, participants’ worldviews and the context also play an important role in the communication process. See Figure 1.2 for an illustration.

The transactional model of communication. It shows two people. They are surrounded by blobs to represent noise. The two people’s communication is within a context. Each person has five circles above their head to represent their individual worldview. The circles are labeled axiology, ontology, epistemology, praxeology, and cosmology. One person is the communicator. The communicator gives the message through a channel formed between both people. The remaining person gives feedback back to the communicator through the same channel.

“Figure 1.2”  by Public Speaking Project.  CC-BY-NC-ND .

He who would learn to fly  one day must first learn to  stand and walk and run and  climb and dance; one cannot  fly into flying. ~ Friedrich Nietzsche

Elements of the Communication Process

Encoding and decoding.

Encoding  refers to the process of taking an idea or mental image, associating that image with words, and then speaking those words in order to convey a message. So, if you wanted to explain to your aunt the directions to your new apartment, you would picture in your mind the landscape, streets and buildings, and then you would select the best words that describe the route so your aunt could find you.

Decoding  is the reverse process of  listening to words, thinking about them, and turning those words into mental images. If your aunt were trying to find her way to your apartment, she would listen to your words, associate these words with streets and landmarks that she knows, and then she would form a mental map of the way to get to you.

Communicator

The term  communicator refers to all of the people in the interaction or speech setting. It is used instead of sender and receiver, because when we are communicating with other people, we are not only sending a message, but we are also receiving messages from others simultaneously. When we speak, we observe others’ nonverbal behavior  to see if they understand us and we gauge their emotional state. The information we gain from these observations is known as feedback . Over the telephone, we listen to paralinguistic cues, such as pitch, tone, volume and fillers (i.e., “um,” “uh,” “er,” “like,” and so on). This means that communication is not a one-way process. Even in a public speaking situation, we watch and listen to audience members’ responses. If audience members are interested, agree, and understand us, they may lean forward in their seats, nod their heads, have positive or neutral facial expressions, and provide favorable vocal cues (such as laughter, “That’s right,” “Uh huh,” or “Amen!”). If audience members are bored, disagree, or are confused by our message, they may be texting or looking away from us, shake their heads, have unhappy or confused expressions on their faces, or present oppositional vocal cues (like groans, “I don’t think so,” “That doesn’t make sense,” or “You’re crazy!”). Thus, communication is always a transactional process—a give and take of messages.

The  message involves those verbal and nonverbal behaviors, enacted by communicators, that are interpreted with meaning by others. The verbal portion of the message refers to the words that we speak, while the nonverbal portion includes our characteristics of our voice and other non-vocal components such as personal appearance, posture, gestures and body movements, eye behavior, the way we use space, and even the way that we smell. For instance, the person who gets up to speak wearing a nice suit will be interpreted more positively than a person giving the exact same speech wearing sweats and a graphic t-shirt. Or if a speaker tries to convince others to donate to a charity that builds wells in poor African villages using a monotone voice, she will not be as effective as the speaker who gives the same speech but speaks with a solemn tone of voice. If there is ever a conflict between the verbal and the non-verbal aspects of a message, people will generally believe the nonverbal portion of the message. To test this, tighten your muscles, clench your fists at your sides, pull your eyebrows together, purse your lips, and tell someone in a harsh voice, “NO, I’m NOT angry!” See if they believe your words or your nonverbal behavior.

The message can also be intentional or unintentional. When the message is intentional, this means that we have an image in our mind that we wish to communicate to an audience or a person in a conversation, and we can successfully convey the image from our mind to others’ minds with relative accuracy. An unintentional message is sent when the message that we wish to convey is not the same as the message the other person receives. Let’s say you are returning from an outing with your significant other and they ask, “Did you have a good time?” You  did have a good time but are distracted by a TV commercial when asked, so you reply in a neutral tone, “Sure, I had fun.” Your significant other may interpret your apathetic tone of voice and lack of eye contact to mean that you did not enjoy the evening, when in fact you actually did. Thus, as communicators, we cannot always be sure that the message we wish to communicate is interpreted as we intended.

The  channel  is very simply the means through which the message travels. In face-to-face communication the channel involves all of our senses, so the channel is what we see, hear, touch, smell and perhaps what we taste. When we’re communicating with someone online, the channel is the computer; when texting the channel is the cell phone; and when watching a movie on cable, the channel is the TV. The channel can have a profound impact on the way a message is interpreted. Listening to a recording of a speaker does not have the same psychological impact as listening to the same speech in person or watching that person on television. One famous example of this is the 1960 televised presidential debate between John F. Kennedy and Richard Nixon. According to History.com (2012), on camera, Nixon looked away from the camera at the reporters asking him questions, he was sweating and pale, he had facial hair stubble, and he wore a grey suit that faded into the set background. “Chicago mayor Richard J. Daley reportedly said [of Nixon], ‘My God, they’ve embalmed him before he even died.” [3]  Kennedy, on the other hand, looked into the camera, was tanned, wore a dark suit that made him stand out from the background, and appeared to be calm after spending the entire weekend with aides practicing in a hotel room. Most of those who listened to the radio broadcast of the debate felt that it was a tie or that Nixon had won, while 70% of those watching the televised debate felt that Kennedy was the winner.

Kennedy and Nixon before a panel.

“Kennedy Nixon Debate”  by United Press International. Public domain.

The next aspect of the model of communication is noise.  Noise  refers to anything that interferes with message transmission or reception (i.e., getting the image from your head into others’ heads). There are several different types of noise. The first type of noise is  physiological noise , and this refers to bodily processes and states that interfere with a message. For instance, if a speaker has a headache or the flu, or if audience members are hot or they’re hungry, these conditions may interfere with message accuracy. The second type of noise is psychological noise.  Psychological noise  refers to mental states or emotional states that impede message transmission or reception. For example, if someone has just broken up with a significant other, or if they’re worried about their grandmother who is in the hospital, or if they are thinking about their shopping list, this may interfere with communication processes as well. The third type of noise is actual  physical noise,  and this would be simply the actual sound level in a room. Loud music playing at a party, a number of voices of people talking excitedly, a lawnmower right outside the window, or anything that is overly loud will interfere with communication. The last type of noise is cultural noise.  Cultural noise refers to message interference that results from differences in peoples’ worldviews. Worldview is discussed in more detail below but suffice it to say that the greater the difference in worldview, the more difficult it is to understand one another and communicate effectively.

Indian woman in Rajasthani clothing and jewelery.

“The 2nd most famous face in Pushkar”  by Shreyans Bhansali.  CC-BY-NC-SA .

Most people don’t give a lot of thought to the communication process. In the majority of our interactions with others, we are operating on automatic pilot. Although the encoding and decoding process may appear to be fairly straightforward, it is actually much more complicated than it seems. The reason for this is because we all have different worldviews.  Worldview  is the overall framework through which an individual sees, thinks about, and interprets the world and interacts with it. There are five core components to our worldview.

1. Epistemology  is the way that we acquire knowledge and/or what counts as knowledge. Think about the process of conducting research. Thirty years ago, to find a series of facts one had to use a card catalogue and scour the library stacks for books. Now researchers can access thousands of pages of information via their computer from the comfort of their own home. Epistemology is linked to public speaking because it governs audience members’ preferred learning styles and who or what they consider to be credible sources.

2. Ontology  refers to our belief system, how we see the nature of reality or what we see as true or false. We may (or may not) believe in aliens from outer space, that butter is bad for you, that the Steelers will win the Superbowl, or that humans will be extinct in 200 years. Speech writers should be careful not to presume that audience members share the same beliefs. If a speaker claims that illness can be aided with prayer, but several people in the audience are atheists, at best the speaker has lost credibility and at worst these audience members could be offended.

3. Axiology  represents our value system, or what we see as right or wrong, good or bad, and fair or unfair. One of the ways that you can tell what people value is to ask them what their goals are, or to ask them what qualities they look for in a life partner. Our values represent the things that we hope for—they do not represent reality. Values can have an impact on multiple levels of the public speaking process, but in particular values impact speaker credibility and effectiveness in persuasion. For instance, some cultures value modest dress in women, so a female speaker wearing a sleeveless blouse while speaking could cause her to lose credibility with some audience members. Or if audience members value the freedom to bear arms over the benefits of government regulation, a speaker will have a difficult time convincing these audience members to vote for stricter gun control legislation.

4. Cosmology  signifies the way that we see our relationship to the universe and to other people. Cosmology dictates our view of power relationships and may involve our religious or spiritual beliefs. Controversial speech topics (like universal health care and the death penalty) are often related to this aspect of worldview as we must consider our responsibilities to other human beings and our power to influence them. Interestingly, cosmology would also play a role in such logistical points as who is allowed to speak, the order of speakers on a schedule (e.g., from most to least important), the amount of time a speaker has to speak, the seating arrangement on the dais, and who gets the front seats in the audience.

Men in costumes and facepaint at the Superbowl.

“NFL Superfans”  by HMJD02.  CC-BY-SA .

5. Praxeology  denotes our preferred method of completing everyday tasks or our approach to solving problems. Some speech writers may begin working on their outlines as soon as they know they will need to give a speech, while others may wait until a few days before their speech to begin preparing (we do not recommend this approach). Praxeology may also have an impact on a speaker’s preference of delivery style, methods of arranging main points, and choice of slideware (i.e., Power Point versus Prezi).

It is always good to explore the stuff you don’t agree with, to try and understand a different lifestyle or foreign worldview. I like to be challenged in that way, and always end up learning something I didn’t know. – Laura Linney

It is important to understand worldview because it has a profound impact on the encoding and decoding process, and consequently on our ability to be understood by others. Try this simple experiment. Ask two or three people to silently imagine a dog while you imagine a dog at the same time. “Dog” is a very  concrete word  (a word that describes a tangible object that can be perceived through the senses), and it is one of the first words children in the United States learn in school. Wait a few seconds and then ask each person what type of dog they were thinking of. Was it a Chihuahua? A greyhound? Golden retriever? Rottweiler? Or some other dog? Most likely each person you asked had a different image in his or her mind than you had in yours. This is our worldview at work.

Lasagna

“Lasagna”  by David K.  CC-BY-SA .

To further illustrate, you may tell a co-worker, “I can’t wait to go home this weekend—we are having lasagna!” Seems like a fairly clear-cut statement, doesn’t it? Unfortunately, it is not. While “lasagna” is also a concrete word, our worldviews cause us to interpret each word in the statement differently. Where is “home?” Who is making the meal? What ingredients will be used in the lasagna? Is this dish eaten as a regular meal or for a special occasion? Will there be leftovers? Are friends invited? Since everyone who has eaten lasagna has had a different experience of the cuisine, we all acquire a different image in our mind when we hear the statement “…we are having lasagna!”

Complicating matters is the fact that the more abstract the word becomes, the more room there is for interpretation.  Abstract words  (words that refer to ideas or concepts that are removed from material reality) like “peace,” “love,” “immoral,” “justice,” “freedom,” “success,” and “honor” can have a number of different meanings; each of which is predicated on one’s worldview. Communicators have their own unique worldviews that shape both the encoding and decoding processes, which means that we can never be completely understood by another person. People from the Midwest may call carbonated beverages “pop,” while those from the East Coast may say “soda,” and those from Georgia may say “coke.” Even when simple terms are used like “oak tree” or “fire hydrant,” each listener will form a different mental image when decoding the message. Never take communication for granted, and never assume your listener will understand you. It takes hard work to make yourself understood by an audience.

Context is worth 80 IQ points .- Alan Kay

Two men on hand cycles talking.

“Talking technique”  by The U.S. Army.  CC-BY .

The last element of the communication process is the  context  in which the speech or interaction takes place. In the 1980’s context was taught as the actual physical setting where communication occurred, such as in a place of worship, an apartment, a workplace, a noisy restaurant, or a grocery store. People communicate differently in each one of these places as there are unwritten rules of communication (called  norms ) that govern these settings. More recently the concept of context has evolved and expanded to include the type of relationships we have with others and the communicative rules that govern those relationships. So, you do not speak the same way to your best friend as you do to a small child, your parent, your boss, your doctor or a police officer. And you may speak to your best friend differently in your apartment than you do in your parents’ home, and your communication may also change when you are both out with friends on the weekend. In sum, the context refers to the norms that govern communication in different situations and relationships.

  • Shannon, C. E., & Weaver, W. (1949).  The mathematical theory of communication . Urbana: University of Illinois Press. ↵
  • Barnlund, D. C. (2008).  A transactional model of communication . In. C. D. Mortensen (Eds.), Communication theory (2nd Ed), pp. 47 – 57. New Brunswick, New Jersey: Transaction.  ↵
  • History.com. (2012). The Kennedy-Nixon Debates. History.com. Retrieved from http://www.history.com/topics/us-presidents/kennedy-nixon-debates   ↵

LICENSES AND ATTRIBUTIONS

Cc licensed content, shared previously.

  • Chapter 1 Models of Communication.  Authored by : Lisa Schreiber, Ph.D. and Morgan Hartranft.  Provided by : Millersville University, Millersville, PA.  Located at :  http://publicspeakingproject.org/psvirtualtext.html .  Project : Public Speaking Project.  License :  CC BY-NC-ND: Attribution-NonCommercial-NoDerivatives
  • Chapter 1 Elements of the Communication Process.  Authored by : Lisa Schreiber, Ph.D. and Morgan Hartranft.  Provided by : Millersville University, Millersville, PA.  Located at :  http://publicspeakingproject.org/psvirtualtext.html .  Project : The Public Speaking Project.  License :  CC BY-NC-ND: Attribution-NonCommercial-NoDerivatives
  • the 2nd most famous face in Pushkar.  Authored by : Shreyans Bhansali.  Located at :  https://flic.kr/p/7mWPS6 .  License :  CC BY-NC-SA: Attribution-NonCommercial-ShareAlike
  • lasagna.  Authored by : David K.  Located at :  https://flic.kr/p/9fmq9J .  License :  CC BY-SA: Attribution-ShareAlike
  • NFL Superfans.  Authored by : HMJD02.  Located at :  http://commons.wikimedia.org/wiki/File:NFL_Superfans.jpg .  License :  CC BY-SA: Attribution-ShareAlike
  • The U.S. Army – Talking technique.  Provided by : The U.S. Army.  Located at :  http://commons.wikimedia.org/wiki/File:Flickr_-_The_U.S._Army_-_Talking_technique.jpg .  License :  CC BY: Attribution

PUBLIC DOMAIN CONTENT

  • Kennedy Nixon Debate 1960. Authored by : United Press International.  Provided by : Wikimedia Commons.  Located at :  http://commons.wikimedia.org/wiki/File:Kennedy_Nixon_Debat_(1960).jpg .  License :  Public Domain: No Known Copyright

Principles of Public Speaking Copyright © 2022 by Katie Gruber is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License , except where otherwise noted.

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Social Sci LibreTexts

1.2: Basic Process Models of Communication

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  • Page ID 90671

  • Daniel Usera & contributing authors
  • Austin Community College

LEARNING OUTCOMES

  • Identify and define the basic components of different communication models.
  • Discuss how various communication models can be applied to real-world situations.

BASIC PROCESS MODELS OF COMMUNICATION

Imagine you are learning how to build your own computer. You are familiar with how to use computer technology and on a functional level you understand how computers work. Have you ever taken the time to examine and learn the process of computing to understand the series of actions necessary to make them work?

Learning about the communication process is like learning about any other process. We are familiar with different ways we communicate through channels like the spoken word or text messaging. What are some of the processes that shape communication? How can we understand these processes to become more competent communicators?

Understanding interpersonal communication is enhanced by internalizing processes of interaction. To continue this process, we turn to interaction models that elucidate the unique phenomena involved in human communication. The basic process models covered in this module do not include every model but focus on important models pertinent to grasping communication.

Transmission models

Transmission models of communication focuses on the transportation of message(s) from one communicator to another to disseminate knowledge over space (Sapienza, et. al., 2016). Transmission models are focuse on communication as a linear process where the sender is projecting a message to a target without much consideration to ongoing process or feedback loops as described in other models.

In 1949 mathematician Claude Shannon and engineer Warren Weaver developed a basic transmission model of communication that serves as a foundational tool to understanding the communication process (Shannon & Weaver, 1949). The Shannon and Weaver model breaks communication down into five parts- Sender, Encoder, Channel, Decoder, Receiver (Figure 1).

speech communication process

Figure \(\PageIndex{1}\): Shannon-Weaver’s Model of Communication

Note . Notice how the sender and receiver both undergo the transaction simultaneously.

The sender is the original information source of the message. Encoder refers to the transmitter that converts the message into signals. Channel is the means by which the message is conveyed. Decoder is the location of the signal that converts the message. Receiver is the intended target of the message. As a message passes from sender to receiver, it can be impeded by noise , which can alter or distort the message meant for the receiver.

For example, let’s say that Blake is a chemistry professor who is explaining the periodic table in class. Blake would represent the sender or information source.

Blake’s means of encoding or transmitting would be his brain converting the ideas into a message. The channel professor Blake is using is their voice accompanied by writing a diagram on the board.

The decoders would be the ears and eyes of the students in the class. The receivers or destinations are the brains of the students. In this chemistry class there is an abundance of noise that is inhibiting the transmission of the message that Professor Blake is sending. Jamie and Dakota are mischievous class clown types who are intent on derailing the learning experience by making various animal noises at their lab station.

Alex is more interested in watching YouTube videos on a phone with one earbud in and one out, feigning attention to Professor Blake’s message. Meanwhile, Jordan who is desperately attempting to learn chemistry is internally enraged at the inattentive classmates and periodically sneers and makes gestures imploring others to be silent.

In mass mediated communication, messages are encoded into various channels. In a State of the Union address, the President of the United States has a target audience- the American public. The President and his team craft the speech over a period to be delivered to Congress and broadcast live to a television audience. This speech will be simultaneously broadcast through radio and internet channels.

The process described above differs from the immediate interpersonal context of transaction because it is not as dependent on immediate feedback. Yes, people will respond in real time through discussions and social media posts. However, this has no impact on the original message created as it was designed as a one-way communication event. How the President’s message is interpreted will differ significantly due to subjective interpretations based on identity.

Even in a process that is more one-way than immediately interactive, human beings are still communicating meaning to each other. Understanding the differences in structure, code and channel help us gain insight in how these processes influence our interactions on a macro and micro level. In a State of the Union address the President is speaking to the entire country with specific ideas and declarations to embolden ardent supporters.

All of these examples show how noise can impede the quality of a message. Now that we have briefly discussed the Shannon and Weaver model, we will turn to Berlo’s adaptation of the Shannon and Weaver model.

Berlo’s SMCR Model

In 1960, David Berlo expanded the Shannon and Weaver model to more accurately reflect the communication process (Turaga, 2016). Berlo’s model is divided into four basic components: source, message, and channel and receiver. In each pillar of Berlo’s model are subcategories that describe the interaction process in greater detail (Figure 2).

speech communication process

Figure \(\PageIndex{2}\): Berlo’s SMCR Model of Communication

Adapted from Berlo's SMCR Model of Communication, by Communication Theory ( https://www.communicationtheory.org/...communication/ )

The source is the origin of the message. Source can also be analogous to sender as the messenger provides the initial context of the interaction. The source must have basic communication skills such as reading, speaking and listening to be an effective communicator. In addition, the attitude of the sender is important in developing a relationship with the audience. The sender must also be knowledgeable regarding the subject matter she/he is discussing.

Inherent in every message are the social systems (values, beliefs, religion) the sender is immersed in, which impacts the rhetorical choices the sender makes. Culture also influences the sender’s message as messages can be interpreted differently depending on an individual’s cultural background.

The first element to consider in a message is content. What is included in the message from beginning to end? Elements are additional aspects such as gestures and signs, that accompany the transmission of the message. Treatment is the way the message is sent, similar to gift wrapping of a present where the message itself is wrapped inside the treatment.

Structure refers to the framework of the message or how the message is constructed. Code refers to form, i.e. text or language that the message is conveyed in.

Similar to the Shannon and Weaver model, channel refers to the medium in which the message is delivered. In order for the message to be received it must be perceived by one or more of the five senses: sight, hearing, smell, touch or taste. Most often, messages are conveyed through sight and sound but non-verbal elements such as touch, taste or smell can also convey meaning, as any chef or dancer will tell you.

Receiver is the person, destination or decoder of the message. As we discussed with the sender, attitude, knowledge, social systems and culture must be considered in understanding how this process works.

Berlo’s model is a simplistic description of the communication process. All messages begin with a person of origin and destination. Let’s return to our scenario involving Professor Blake’s chemistry class. Professor Blake needs to relay and important message to students involving next week’s test. Blake wants to inform them about changes to the study guide but has noticed a few of the students were absent in the last class meeting.

Professor Blake is the source and the message describes the important changes. To ensure continuity, Blake decides to send the message through the channel of email. The message is marked “URGENT” in capital letters to increase the chances the students will open it.

The tag “URGENT” is an example of an element to punctuate the message. Despite the fact Blake has been frustrated lately with some of the students in class, Blake makes sure to use an upbeat tone to not display frustration. Good teachers need to be balanced and exhibit patience.

Always remember attitude is important in developing and maintaining a relationship with the audience. If Professor Blake does not get the desired feedback then changes may need to be made to the communication channel or code.

Transactional model

The transactional model of communication is a more simplified model for understanding the communication process. Developed by Dean Barnlund (2008), the transactional model can be understood as a circular model of communication, more focused on the simultaneous interaction of participants than a linear process (Figure 3).

Both sender and receiver are continually affected by the messages being sent and received back and forth. The transactional model reflects an exchange of ideas, meaning and feelings. Similar to a relationship between a business owner and a client, communication depends on the giving and receiving of information or content.

speech communication process

Figure \(\PageIndex{3}\): Transactional Model of Communication

Note . Observe that the Transactional Model recognizes feedback in communication, suggesting the joint activity and meaning-making that occurs between interlocutors.

In the transactional model, communication is simultaneous and interdependent. Riley is a physical therapist who helps clients recover from injuries. Much of Riley’s job is to understand the pain and discomfort of the clients in order to effectively help them recuperate. In this situation, both Riley and the clients must exchange information in order to accomplish mutual goals. Riley wants to help the clients recover and the clients want to feel better.

Riley’s newest client, Cameron is a challenge to help. Cameron has suffered from several injuries from playing soccer, including a few concussions. The problem is Cameron does not like to verbally disclose the injuries because of the desire to continue playing. This unwillingness to disclose injuries makes it difficult for Riley to properly treat Cameron.

In this situation, both Riley and Cameron are dependent on each other to reach the desired outcome. They both have different goals. While Riley wants to do the job properly and ensure Cameron’s health and safety, Cameron is reluctant to disclose information in order to stay on the field. Each person in this situation must mitigate the other’s feelings, ideas and goals in real time to come to a shared meaning or mutually beneficial outcome.

The transactional model of communication emphasizes the role of feedback and the ongoing negotiation of participants in an interpersonal context. How is communication different in situations that are less personal and immediate? To help answer this question, we turn to the transmission model of communication.

Now that we have discussed the idea of communication as transmission we turn to a discussion of rituals. Often, our communication practices depend on a repetitive dynamic of sharing meaning through symbolic interaction and the reinforcement of cultural values.

Ritual model

The ritual model of communication focuses on the sharing of information and preserving that information over time (Figure 5). Ritual communication relies on shared belief systems (Carey, 2009).

speech communication process

Figure \(\PageIndex{4}\): Ritual model

Note . The ritual model emphasizes how communicators draw from outside sources to establish the meaning of everyday messages.

Developed by James Carey, the ritual model considers symbolism, shared practices and codes which produce a cultural identity. An audience is more participant than receiver in an ongoing dance of familiar steps. Communication is not a simple process of sending a message to a receiver. Communication is shaped by the process itself, rather than the content of the message.

Take the evening news for example. Often these broadcasts begin with morbid subjects like the coverage of a murder or kidnapping. Then the broadcast will cover the weather, sports and a human-interest story. Viewers have an expectation of how this format will proceed because of the familiarity of the format.

Content does not change much from broadcast to broadcast as the same types of stories are plugged into the recognizable format. Evening news broadcasts may be viewed while the family eats dinner and discusses the day’s proceedings. Engagement with the evening news serves as cultural currency for the consumer and the messages therein become conversation points to expand on in everyday conversations. Thus, communication content is shaped directly by the evening news ritual.

In closing, we have covered three types of models of communication to understand how interactions work and are affected by feedback and context. Our everyday interactions are shaped by a variety of factors that can alter the meaning or understanding of content. Often, the same message can be understood more effectively by changing the code or channel in which it is presented. By learning process models, we can more effectively encode and decode messaging to become more competent communicators.

LEARNING ACTIVITIES

Activity 1: Personal Model of Interpersonal Communication

In small groups of 3-5 students, have them develop their own model of interpersonal communication. Include all of the components that are necessary to describe how communication between people works. The model could be a drawing or an object (such as a toaster or slinky toy) that symbolizes the communication process. Prepare to share the model with the class, explaining in detail about the model.

Activity 2: Barriers to Communication

In small groups of 3-5 students, assign each group a different communication context (i.e., verbal, written and/or online). Have them discuss within their group potential communication barriers for their context and ways to reduce those barriers. They should be prepared to discuss their answers with the class. During this discuss, the instructor should highlight common barriers that overlap the varied contexts for further discussion about the communication process (in general).

Examples of different communication contexts that may be used in this activity include:

· Verbal : interpersonal conversations with friends, family, co-workers, acquaintances and others; presentations in public settings; and communication business situations.

· Written : writing a personal letter; text messaging with family, friends or others; and business writing such as a proposal, memo or presentation.

· Online : emailing family or friends; using social media to connect with friends or others; communicating with others via instant messaging or video conferencing software.

Barnlund, D. C. (2008). A transactional model of communication. In. C. D. Mortensen (Ed.), Communication Theory (2 nd ed., pp. 47-57). Routledge.

Carey, J.W. (2009). A cultural approach to communication. In Communication as Culture (pp. 11-28). Routledge.

Sapienza, Z.S., et. al. (2016). The transmission model of communication: Toward a multidisciplinary explication. A Review of General Semantics, 73 (4).

Shannon, C.E., & Weaver, W. (1949). The mathematical theory of communication . University of Illinois Press.

Turaga, R. (2016). Organizational Models of Communication. IUP Journal of Soft Skills , 10 (2), 56-65.

  • Sender: The original information source of the message.
  • Encoding: The translation of an idea into a message that can be understood by the receiver.
  • Decoding: The translation of the message into meaning by the receiver.
  • Channel: The means by which the message is conveyed.
  • Receiver: The intended target audience of the message.
  • Noise: Interference that impedes the transmission of a message.
  • Source: The origin of the message.
  • Element: An additional aspect that accompanies the transmission of the message (i.e., a gesture or sign).
  • Treatment: The manner in which the message is sent.
  • Structure: The framework of the message and how the message is constructed.
  • Code: The text or language the message is conveyed in.

Multimedia 1: Barnlund’s Transactional Model of Communication

Watch this animated video about Barnlunds Transactional Model. How does it compare and contrast with the other models of communication?

Watch it here: https://www.youtube.com/watch?v=VrFXNRzfJKU

Multimedia 2: Communication as Culture, a conversation with James Carey

Watch this conversation with renowned scholar, James Carey, as he discuss the ritual model of communciation. What are some concepts that he mentions that add to what was mentioned in this chapter?

You can view it here: https://www.youtube.com/watch?v=-Mozx7z6ues

speech communication process

AI's Next Big Step: Detecting Human Emotion and Expression

T he AI field has made remarkable progress with incomplete data. Leading generative models like Claude, Gemini, GPT-4, and Llama can understand text but not emotion. These models can't process your tone of voice, rhythm of speech, or emphasis on words. They can't read your facial expressions. They are effectively unable to process any of the non-verbal information at the heart of communication. And to advance further, they'll need to learn.

Though much of the AI sector is currently focused on making generative models larger via more data, compute, and energy, the field's next leap may come from teaching emotional intelligence to the models. The problem is already captivating Mark Zuckerberg and attracting millions in startup funding, and there's good reason to believe progress may be close.

"So much of the human brain is just dedicated to understanding people and understanding your expressions and emotions, and that's its own whole modality, right?" Zuckerberg  told podcaster Dwarkesh Patel  last month. "You could say, okay, maybe it's just video or an image. But it's clearly a very specialized version of those two."

One of Zuckerberg's former employees might be the furthest along in teaching emotion to AI. Alan Cowen, CEO of Hume AI, is a former Meta and Google researcher who's built AI technology that can read the tune, timber, and rhythm of your voice, as well as your facial expressions, to discern your emotions. 

As you speak with Hume's bot, EVI, it processes the emotions you're showing -- like excitement, surprise, joy, anger, and awkwardness -- and expresses its responses with 'emotions' of its own. Yell at it, for instance, and it will get sheepish and try to diffuse the situation. It will display its calculations on screen, indicating what it's reading in your voice and what it's giving back. And it's quite sticky. Across 100,000 unique conversations, the average interaction between humans and EVI is 10 minutes long, a company spokesperson said.

"Every word carries not just the phonetics, but also a ton of detail in its tune, rhythm, and timbre that is very informative in a lot of different ways," Cowen told me on  Big Technology Podcast  last week. "You can predict a lot of things. You can predict whether somebody has depression or Parkinson's to some extent, not perfectly... You can predict in a customer service call, whether somebody's having a good or bad call much more accurately."

Hume, which raised  $50 million in March , already offers the technology that reads emotion in voices via its API, and it has working tech that reads facial expressions that it has yet to release. The idea is to deliver much more data to AI models than they would get by simply transcribing text, enabling them to do a better job of making the end user happy. "Pretty much any outcome," Cowen said, "it benefits to include measures of voice modulation and not just language."

Text is indeed a lacking communication medium. Whenever anything gets somewhat complicated in text interactions, humans tend to get on a call, send a voice note, or meet in person. We use emojis or write things like "heyy" in a text to connote some emotion, but they have their limits, Cowen said. Text is a good way to convey complex thoughts (as we're doing here, for instance) but not to exchange them. To communicate effectively, we need non-verbal signals.

Voice assistants like Siri and Alexa have been so disappointing, for instance, because they transcribe what people say and strip all emotion out when digesting the meaning. Generative AI bots' ability to deliver quality experiences in their current form is notable, but it also shows how much better they can get, given how much information they lack.

To program 'emotional intelligence' into machine learning models, the Hume team had more than 1 million people use survey platforms and rate how they're feeling, and connected that to their facial expressions and speech. "We had people recording themselves and rating their expressions, and what they're feeling, and responding to music, and videos, and talking to other participants," Cowen said. "Across all of this data, we just look at what's consistent between different people."

Today, Hume's technology can predict how people will respond before it replies, and uses that to modulate its response. "This model basically acquires all of the abilities that come with understanding and predicting expression," Cowen said. "It can predict if you're going to laugh at something -- which means it has to understand something about humor that it didn't understand before -- or it can predict if you're going to be frustrated or if you're going to be confused."

The current set of AI products has been understandably limited given the incomplete information they're working with, but that could change with emotional intelligence. AI friends or companions could become less painful to speak with, even as a New York Times columnist has already  found a way  to make friends with 18 of them. Elderly care, Cowen suggested, could improve with AI that looks out for people's everyday problems, and is also there as a companion. 

Ultimately, Cowen's vision is to build AI into products, allowing an AI assistant to read your speech, emotion, and expressions, and guide you through the experience. Imagine a banking app, for instance, that takes you to the correct pages to transfer money, or adjusts your financial plan, as you speak with it. "When it's really customer service, and it's really about a product," Cowen said, "the product should be part of the conversation, should be integrated with it."

Increasingly, AI researchers are discussing the likelihood of  slamming into a resource wall  given the limits on the amount of data, compute, and energy they can throw at the problem. Model innovation, at least in the short term, seems like the most likely way to get around some of the constraints. And while programming emotional intelligence into AI may not be the exact way to advance the field, it should have a chance. And it shows a way forward, toward building deeper intelligence into this already impressive technology.

This article is from  Big Technology , a newsletter by Alex Kantrowitz.

The post AI's Next Big Step: Detecting Human Emotion and Expression appeared first on TheWrap .

Meta CEO Mark Zuckerberg (Getty Images)

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  4. ELEMENTS OF SPEECH COMMUNICATION PROCESS by Najaa Hamdan on Prezi

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  5. Process of speech communication

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  6. The Basic Elements of the Communication Process

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  1. Oral Communication in Context

  2. Speech Communication Assistive Technology (AT)

  3. Speech Communication Class SPC2065- Introduction Video

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  5. SPEECH COMMUNICATION (SA1: Speech Presentation) Jessica Paredes Sec.191

  6. Fundamentals of Speech Communication- Introduction

COMMENTS

  1. The Speech Communication Process

    Learn the six components of the speech communication process: speaker, listener, message, channel, context, interference, and feedback. See how each element affects the effectiveness of public speaking and how to overcome common challenges.

  2. 3.6: The Speech Communication Process

    Speaker. As you might imagine, the speaker is the crucial first element within the speech communication process. Without a speaker, there is no process. The speaker is simply the person who is delivering, or presenting, the speech. A speaker might be someone who is training employees in your workplace. Your professor is another example of a ...

  3. The Speech Communication Process

    This video explains the Speech Communication Process as described in the Art of Public Speaking by Stephen E. Lucas. This is the most commonly discussed mod...

  4. Elements of the Communication Process

    The last element of the communication process is the context in which the speech or interaction takes place. In the 1980's context was taught as the actual physical setting where communication occurred, such as in a place of worship, an apartment, a workplace, a noisy restaurant, or a grocery store.

  5. 1.2 The Process of Public Speaking

    Learn how to get your message across to others through message, skill, and passion. Explore the interactional and transactional models of public speaking and the dialogical theory of communication.

  6. Introduction to the Public Speaking Context

    Learn the basic elements of communication and how they apply to public speaking. Explore the components of message, skill, passion, context, channel, noise, feedback, and outcome in the speechmaking process.

  7. 1.4: Elements of the Communication Process

    The last element of the communication process is the context in which the speech or interaction takes place. In the 1980's context was taught as the actual physical setting where communication occurred, such as in a place of worship, an apartment, a workplace, a noisy restaurant, or a grocery store.

  8. 1.3 The Process of Public Speaking

    Learn the fundamentals of public speaking, such as source, receiver, channel, message, feedback, and noise. Explore three models of communication: linear, interactional, and transactional.

  9. 3: Module 1: The Speech Communication Process

    3.6: The Speech Communication Process; 3.7: Speech Anxiety; 3.8: Greetings and Introductions; 3.9: Discussion Board; 3: Module 1: The Speech Communication Process is shared under a not declared license and was authored, remixed, and/or curated by LibreTexts. Back to top; 2.1: I Need Help;

  10. Introduction

    The speech communication process involves many components, but it's really not that complicated. There are certainly quite a few new terms and concepts, but learning these is your initiation into a brand new world; you're joining thousands of others who have also taken these first steps to becoming better public speakers. Now that you know ...

  11. 1

    The difference is between a descriptive product model of language in SFL (Bühler's Sprachwerk), and a communicative process model of speech actions, which looks at communicative functions between speakers and listeners in speech interaction (Bühler's Sprechhandlungen). It is the difference between the linguist's versus the psychologist's view ...

  12. The Speech Communication Process

    Learn the six components of the speech communication process: speaker, listener, message, channel, context, interference, and feedback. See how each element affects the effectiveness of public speaking and how to overcome common challenges.

  13. PDF Speech Communication

    Speech Communication S peech communication involves the ability to understand and be understood. One of life's most important functions is the ability ... Five elements are involved in the speech communication process: a speaker, a message, a channel (through which the message is sent), an audi-ence, and a response. Each time a speaker ...

  14. Steps of the Speech Process

    A speech generally needs to be written further in advance than a research paper so that adequate practice and revision can occur. Preparing for your speech will help with the very common fear of public speaking. Here are some steps and links to guide you through the process.

  15. Chapter Two

    The last element of the communication process is the context in which the speech or interaction takes place. In the 1980's context was taught as the actual physical setting where communication occurred, such as in a place of worship, an apartment, a workplace, a noisy restaurant, or a grocery store.

  16. Speech

    Speech is the faculty of producing articulated sounds, which, when blended together, form language. Human speech is served by a bellows-like respiratory activator, which furnishes the driving energy in the form of an airstream; a phonating sound generator in the larynx (low in the throat) to transform the energy; a sound-molding resonator in ...

  17. 1.2 The Communication Process

    The internal cognitive process that allows participants to send, receive, and understand messages is the encoding and decoding process. Encoding is the process of turning thoughts into communication. As we will learn later, the level of conscious thought that goes into encoding messages varies. Decoding is the process of turning communication ...

  18. 3.1: Module Introduction

    The speech communication process involves many components, but it's really not that complicated. There are certainly quite a few new terms and concepts, but learning these is your initiation into a brand new world; you're joining thousands of others who have also taken these first steps to becoming better public speakers. Now that you know ...

  19. The Basic Elements of the Communication Process

    The communication process reaches its final point when the message has been successfully transmitted, received, and understood. The receiver, in turn, responds to the sender, indicating comprehension. Feedback may be direct, such as a written or verbal response, or it may take the form of an act or deed in response (indirect).

  20. 8 The Speech Communication Process

    8 The Speech Communication Process There are a number of models used to demonstrate the process of public speaking. Many researchers have worked to create a visual image or representation of the communication process so that you can more easily understand the different components and how they work together. The terms used by different authors ...

  21. Speech Communication

    Speech Communication is an interdisciplinary journal whose primary objective is to fulfil the need for the rapid dissemination and thorough discussion of basic and applied research results. In order to establish frameworks to inter-relate results from the various areas of the field, emphasis will be placed on viewpoints and topics of a ...

  22. Welcome to the Purdue Online Writing Lab

    To do this, the OWL team is always exploring possibilties for a better design, allowing accessibility and user experience to guide our process. As the OWL undergoes some changes, we welcome your feedback and suggestions by email at any time. Please don't hesitate to contact us via our contact page if you have any questions or comments.

  23. Chapter Two

    The last element of the communication process is the context in which the speech or interaction takes place. In the 1980's context was taught as the actual physical setting where communication occurred, such as in a place of worship, an apartment, a workplace, a noisy restaurant, or a grocery store.

  24. Delineating neural contributions to electroencephalogram-based speech

    Speech Brain-computer interfaces (BCIs) have emerged as a pivotal technology in facilitating communication for individuals with speech impairments. Utilizing electroencephalography (EEG) for noninvasive speech BCIs offers an accessible and affordable solution, potentially benefiting a broader audience. However, EEG-based speech decoding remains controversial especially for overt speech, due to ...

  25. CMS Finalizes a New Prior Authorization and Health Information Exchange

    A new rule from CMS focuses on improved data sharing through technology to ease the prior authorization process for providers, patients, and payers. ... Making effective communication, a human right, accessible and achievable for all. ... ASHA is educating CMS on audiology and speech-language pathology services while seeking additional guidance ...

  26. 1.2: Basic Process Models of Communication

    In 1949 mathematician Claude Shannon and engineer Warren Weaver developed a basic transmission model of communication that serves as a foundational tool to understanding the communication process (Shannon & Weaver, 1949). The Shannon and Weaver model breaks communication down into five parts- Sender, Encoder, Channel, Decoder, Receiver (Figure 1).

  27. AI's Next Big Step: Detecting Human Emotion and Expression

    These models can't process your tone of voice, rhythm of speech, or emphasis on words. They can't read your facial expressions. They are effectively unable to process any of the non-verbal ...