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Root Cause Analysis with 5 Whys Technique (With Examples)

Sebastian Traeger

By Sebastian Traeger

Updated: April 23, 2024

Reading Time: 7 minutes

What Is the 5 Whys Technique?

Example of the 5 whys technique, how to conduct a 5 whys analysis in 5 steps, when to use a 5 whys analysis, using 5 whys template, tips for mastering the 5 whys technique, frequently asked questions about 5 whys.

With over two decades in business – spanning strategy consulting, tech startups and executive leadership – I am committed to helping your organization thrive.

At Reliability, we’re on a mission to help enhance strategic decision-making and operational excellence through the power of Root Cause Analysis, and I hope this article will be helpful! 

Our goal is to help you better understand 5 whys techniques by offering insights and practical tips based on years of experience. Whether you’re new to doing RCAs or a seasoned pro, we trust this will be useful in your journey towards working hard and working smart.

The 5 Whys Technique is like peeling an onion – it helps you uncover the underlying reasons behind a problem, layer by layer. By repeatedly asking “why” at least five times, this method digs deep to reveal the root cause of an issue. It’s a simple yet powerful problem-solving approach that aims to get to the heart of the matter rather than just addressing surface-level symptoms.

5 Whys Technique: A method that involves iteratively asking “why” five times to unveil the fundamental cause of a problem.

5 Why Example

In essence, the 5 Whys Technique is not just about fixing what’s broken on the surface; it’s about understanding and addressing the deeper issues that lead to problems in the first place.

The 5 Whys Technique is like a detective, uncovering the truth behind recurring problems. Let’s take a look at how this method works in two different scenarios.

Case Study: Manufacturing Defects

Imagine a company that keeps encountering the same manufacturing defects despite various attempts to fix them. By using the 5 Whys Technique, they discovered that the defects were not caused by faulty machinery, as previously assumed, but rather by human error due to unclear operating instructions. This realization led to improved training procedures and clear work guidelines, ultimately eliminating the defects.

Application in Service Industry

Now, consider a service industry struggling with frequent customer complaints and service failures. Through the 5 Whys Technique, it was revealed that these issues stemmed from inadequate staffing levels during peak hours. By addressing this root cause, such as hiring additional staff or adjusting schedules, the service quality can significantly improve, leading to higher customer satisfaction.

These examples illustrate how the 5 Whys Technique can be applied across different sectors to identify and address underlying issues effectively.

Step 1: Identify the Problem

Before diving into a 5 Whys analysis, it’s crucial to clearly identify the problem or issue at hand . This step sets the stage for the entire process and ensures that the focus remains on addressing the right concern. Take the time to gather relevant data, observe patterns, and consult with team members or stakeholders to gain a comprehensive understanding of the problem.

Step 2: Ask ‘Why’ Five Times

Once the problem is clearly defined, it’s time to start peeling back the layers. The process involves asking “why” five times, not necessarily limited to five questions but enough to delve deeper into the underlying causes of the problem . Each “why” serves as a gateway to uncovering additional factors contributing to the issue. This iterative approach helps in identifying not just one cause, but multiple interconnected elements that may be at play.

By consistently probing deeper with each “why,” you can reveal hidden complexities and nuances that may have been overlooked initially. This method allows for a more thorough understanding of the situation, paving the way for effective solutions that address root causes rather than surface-level symptoms.

This structured approach encourages critical thinking and enables teams to move beyond quick fixes towards sustainable improvements.

The 5 Whys Technique is a versatile problem-solving approach that can be applied in various scenarios to uncover root causes and drive continuous improvement. Here are two key situations where the 5 Whys Analysis can be particularly beneficial:

Recurring Issues

  • The 5 Whys Technique is especially useful when dealing with recurring issues. Whether it’s a manufacturing defect that keeps resurfacing or a persistent customer complaint in the service industry, this method helps identify the underlying reasons behind these repetitive problems. By repeatedly asking “why,” it becomes possible to trace the issue back to its root cause, allowing for targeted solutions that prevent reoccurrence.

Process Improvement

  • Organizations constantly strive to enhance their processes and workflows for increased efficiency and quality. When seeking to improve existing procedures, the 5 Whys Technique serves as a valuable tool. By systematically analyzing the factors contributing to inefficiencies or bottlenecks, teams can gain insights into how processes can be optimized at their core. This method enables organizations to make informed decisions about process improvements based on a deep understanding of the underlying issues.

In both cases, the 5 Whys Analysis offers a structured yet flexible approach to delve into complex problems, making it an indispensable tool for driving meaningful change and progress within organizations.

When it comes to conducting a 5 Whys analysis, utilizing a structured template can greatly facilitate the process and ensure a comprehensive investigation into the root cause identification. Using RCA software such as EasyRCA can benefit the team by streamlining your 5-why process. Here’s how organizations can benefit from using a template:

Screenshot of 5 Why Root Cause Analysis Software - EasyRCA 5 Why Template

Benefits of Using a Template

  • Streamlined Process: A well-designed 5 Whys template provides a clear framework for conducting the analysis, guiding teams through the iterative questioning process. This streamlines the investigation, making it easier to navigate and ensuring that no crucial aspects are overlooked.
  • Thorough Investigation: By following a predefined template, teams are prompted to explore various facets of the problem systematically. This ensures that all relevant factors are considered, leading to a more thorough and insightful investigation into the underlying causes.
  • Consistent Approach: Templates offer a standardized approach to conducting 5 Whys analyses within an organization. This consistency promotes uniformity in problem-solving methods across different teams or departments, enhancing overall efficiency and effectiveness.

Customizing the Template

Organizations have the flexibility to customize 5 Whys templates according to their specific needs and industry requirements. This adaptability allows for tailoring the template to address unique challenges and incorporate industry-specific considerations. Customization may include:

  • Adding Industry-Specific Prompts: Tailoring the template by incorporating prompts or questions relevant to particular industries or types of issues being analyzed.
  • Incorporating Visual Aids: Enhancing the template with visual aids such as flow charts or diagrams can help teams better understand and communicate complex causal relationships.
  • Iterative Refinement: Regularly reviewing and refining the template based on feedback and evolving organizational needs ensures that it remains aligned with current processes and challenges.

Customizing the template empowers organizations to harness the full potential of the 5 Whys Technique in addressing diverse problems while aligning with their unique operational contexts.

Encouraging Open Communication

In mastering the 5 Whys Technique as a problem-solving method, creating an environment that fosters open communication is paramount. When team members feel comfortable expressing their perspectives and insights, it leads to a more comprehensive exploration of the underlying causes of a problem. Encouraging open communication allows for diverse viewpoints to be considered, providing a holistic understanding of the issue at hand.

By promoting an atmosphere where individuals are empowered to voice their observations and concerns, the 5 Whys analysis can benefit from a rich tapestry of ideas and experiences. This inclusive approach not only enhances the depth of the analysis but also cultivates a sense of ownership and collective responsibility for addressing root causes within the team or organization.

Continuous Improvement Mindset

A key aspect of mastering the 5 Whys Technique is embracing a continuous improvement mindset. Rather than viewing problems as isolated incidents, this approach encourages teams to see them as opportunities for growth and development. By instilling a culture of continuous improvement, organizations can leverage the insights gained from 5 Whys analyzes to drive positive change across various aspects of their operations.

Fostering a mindset focused on continuous improvement entails actively seeking feedback, evaluating processes, and implementing iterative enhancements based on the findings. It involves an ongoing commitment to learning from past experiences and leveraging that knowledge to proactively address potential issues before they escalate. Embracing this mindset ensures that the 5 Whys Technique becomes ingrained in the organizational ethos, leading to sustained progress and resilience in problem-solving efforts.

As we wrap up our exploration of the 5 Whys Technique, let’s address some common questions that may arise regarding this powerful problem-solving method.

What is the primary goal of the 5 Whys Technique?

The primary goal of the 5 Whys Technique is to uncover the root cause of a problem by iteratively asking “why” at least five times. This approach aims to move beyond surface-level symptoms and address the underlying issues that lead to recurring problems.

Is the 5 Whys Technique limited to specific industries or sectors?

No, the 5 Whys Technique is versatile and can be applied across various industries and sectors. Whether it’s manufacturing, healthcare, service, or technology, this method offers a structured yet flexible approach to identifying root causes and driving continuous improvement.

How does the 5 Whys Technique contribute to continuous improvement?

By delving into the fundamental reasons behind problems, the 5 Whys Technique provides organizations with valuable insights for driving continuous improvement. It not only helps in resolving immediate issues but also fosters a culture of ongoing enhancement and development within an organization.

Can the 5 Whys Technique be used for complex problems with multiple contributing factors?

Yes, while initially designed as a simple and straightforward method, the 5 Whys Technique can certainly be applied to complex problems with multiple interconnected factors. By systematically probing deeper into each layer of causality, this technique enables a comprehensive understanding of intricate issues.

I hope you found this guide to 5 whys technique insightful and actionable! Stay tuned for more thought-provoking articles as we continue to share our knowledge. Success is rooted in a thorough understanding and consistent application, and we hope this article was a step in unlocking the full potential of Root Cause Analysis for your organization.

Reliability runs initiatives such as an online learning center focused on the proprietary PROACT® RCA methodology and EasyRCA.com software. For additional resources, visit Reliability Resources .

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How to Use the 5 Whys Technique for a Root Cause Analysis

Written by MasterClass

Last updated: Jun 7, 2021 • 4 min read

Root cause analysis (RCA) is a common process for discovering the origin of a business problem. While there are many RCA problem-solving techniques, one popular and easy technique is the 5 Whys method. Performing a 5 Whys analysis is one of the most efficient ways to both discover the root cause of a problem and ensure that steps are taken to prevent it from happening again.

the 5 why is a problem solving method used to

the 5 why is a problem solving method used to

The 5 Whys Process We Use to Understand the Root of Any Problem

Photo of Courtney Seiter

Former Director of People @ Buffer

Sometimes things don’t go according to plan. Tools break, wires get crossed, the best-laid plans fall apart.

And on those occasions, it helps to know exactly what happened—so it doesn’t happen again.

Moments like these are when we at Buffer turn to a simple but remarkably effective process: The 5 Whys.

It’s just as it sounds: A discussion of the unexpected event or challenge that follows one train of thought to its logical conclusion by asking “Why?” five times to get to the root of what happened.

But it’s also a lot deeper than that, too. Let’s take a look at the origin and history of this unique process, and I’ll tell you a bit about how it works for us on our remote team at Buffer—and how it could work for you, too.

The origin of the 5 Whys

The 5 Whys technique was developed and fine-tuned within the Toyota Motor Corporation as a critical component of its problem-solving training.

Taiichi Ohno, the architect of the Toyota Production System in the 1950s, describes the method in his book Toyota Production System: Beyond Large-Scale Production as “the basis of Toyota’s scientific approach . . . by repeating why five times, the nature of the problem as well as its solution becomes clear.”

Ohno encouraged his team to dig into each problem that arose until they found the root cause. “Observe the production floor without preconceptions,” he would advise. “Ask ‘why’ five times about every matter.”

Here’s an example Toyota offers of a potential 5 Whys that might be used at one of their plants.

Toyota 5 whys example

Today, the method is used far beyond Toyota, and it’s particularly popular in the world of lean development. A lot of what we know at Buffer  in implementing the 5 Whys has come from The Lean Startup ‘s Eric Ries, who does an amazing job describing the 5 Why’s in these two posts.

How the 5 Whys process works

At our startup, we perform a “5 Whys” after something unexpected has occurred—and that means we perform them a lot! We keep a “5 Whys” folder in our team’s Dropbox Paper account, and the folder has 20+ notes files and counting (not to mention the 5 Whys docs that might not be categorized into the folder). ‘Fires’ of various sizes are inevitable—and probably the only constant in the life of a startup.

We’ve held these discussions in every facet of Buffer, from engineering to happiness to marketing and more, and the same process holds true no matter whether the problem is technical or more human-based. Here’s how Eric Ries explains:

“Five Whys involves holding meetings immediately following the resolution of problems the company is facing. These problems can be anything: development mistakes, site outages, marketing program failures, or even internal missed schedules. Any time something unexpected happens, we could do some root cause analysis.”

It’s important to note that the purpose of the 5 whys isn’t to place blame , but rather to uncover the root cause of why something unexpected occurred. Additionally, it helps a team create small, incremental steps so that the same issue doesn’t happen again (to anyone).

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At Buffer, the habit of conducting 5 Whys originated from the engineering team. Here’s how our former CTO Sunil Sadasivan describes the changes that have resulted from making these a routine part of how we operate:

“What I really like about this is that it lets us worry about issues when they happen, and it helps us work towards ensuring they won’t happen again. At the same time, it lets us not have to worry about issues that haven’t happened.  I now trust if something comes up that we didn’t foresee, we’ll conduct a 5 whys and learn from it.  We let the 5 whys dictate what documentation we need in place or adjustments to make in our on-boarding process.”

Want to try it for yourself?

The 5 main steps to the the 5 Whys

the 5 why is a problem solving method used to

Step 1: Invite anyone affected by the issue

As soon as the problem or situation is identified (and all immediate concerns are dealt with), invite anyone at all on the team who was affected or noticed the issue to be involved in a 5 Whys meeting. As a remote team , we hold ours via Zoom.

Step 2: Select a 5 Whys master for the meeting

The 5 Whys master will lead the discussion, ask the 5 whys, and assign responsibility for the solutions the group comes up with. The rest of those involved will answer those questions and discuss.

In our experience, anyone can be a 5 Whys master — there are no special qualifications, and it doesn’t have to be the leader of the project or the originator of the issue. We’ve also found that it’s a good idea for the 5 Whys master to take notes for the meeting, unless he or she would like to assign someone else to this.

Step 3: Ask “why” five times

Dig at least five levels deep into the issue with five levels of “whys.” This seems like the simplest part but can in fact get a bit tricky! Getting the right question to start with, the first why, seems to be the key.

When we conduct our 5 Whys, it can feel natural and almost beneficial to go down all potential paths and be really comprehensive. However, this can widen the scope of how much learning and corrective actions need to occur. This is meant to be a ‘lean’ process in which picking one path allows us to perform just the amount of corrective actions needed to solve a problem.

We often have to tell ourselves we just need to pick one and go with it. If the same problem seems to occur again, then we can do another choosing the other route.

Together, we work through each of those five whys and discover actionable steps that have been or will be taken.

Step 4: Assign responsibility for solutions

At the end of the exercise, we go through each why question-and-answer pairing and come up with five related “corrective actions” that we all agree on. The master assigns responsibility for the solutions to various participants in the discussion.

Step 5: Email the whole team the results

After each 5 Whys process, someone involved in the meeting will write down what was discussed in the clearest, plainest language as possible.  Then we add it to a Paper folder and—in one of the most important steps of the whole process—email the whole team with the results.

This makes sense to do, and not just for a company like Buffer that focuses on transparency. It’s super useful for everyone on your team to stay in the loop and understand any steps you’re taking as the result of a 5 Whys.

Eric Ries explains why the email is so important:

The advantage of sharing this information widely is that it gives everyone insight into the kinds of problems the team is facing, but also insight into how those problems are being tackled. And if the analysis is airtight, it makes it pretty easy for everyone to understand why the team is taking some time out to invest in problem prevention instead of new features. If, on the other hand, it ignites a firestorm – that’s good news too. Now you know you have a problem: either the analysis is not airtight, and you need to do it over again, or your company doesn’t understand why what you’re doing is important. Figure out which of these situations you’re in, and fix it.

Put it all together and the process looks like this:

5-why Process Flowchart

Some real-life 5 Whys examples

To take the 5 Whys from theoretical to actual, here’s a look at a few moments in Buffer’s history that have called for a 5 Whys meeting.

In early 2014, we had a brief systemwide outage. Here’s a look at the 5 Whys the team conducted:

Buffer 5 whys example

And the corrective actions that resulted:

Buffer 5 whys corrective actions

Here’s an example from the customer happiness world. One of our Happiness Heroes wanted to understand how he might have handled a customer’s problem better, so he performed a modified 5 Whys as a reflection and shared it with the team.

5 whys support

I have learned so much from viewing these examples and being part of 5 Whys processes. It’s been great to develop a habit of reflecting anytime something unexpected happens and taking incremental steps so that we change what happens the next time around.

The 5 Whys in daily life

Although the 5 Whys is most widely used for manufacturing/development use, I’ve found that it is also quite applicable to daily life in any situation where one might seek deeper understanding—of a problem, a challenge or even a motivation behind an action.

This quick graphic from Start of Happiness provides a great example:

5-Whys-Problem-Solving

Ever since learning about the 5 Whys, I find myself  asking “why?” a lot more often.

Over to you

What sort of process do you use to get to the root of unexpected situations or challenges in your work or life? Have you ever tried the 5 Whys?

I’d love to hear your insights in the comments!

P.S. If you liked this post, you might enjoy our Open blog newsletter . Receive each new post delivered right to your inbox! Sign up here .

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The Simple Yet Powerful 5 Whys Method for Effective Problem-Solving

Updated: May 16, 2023 by Lori Kinney

the 5 why is a problem solving method used to

As a child, you were always asking your parents “Why this?” “Why that?” “Why can’t I do this?” “Why can’t I do that?” Little did you know that you were preparing yourself to be a problem-solver looking for root causes when you would grow up. 

This article will discuss what is the 5 Why method of looking for a problem’s root cause, how to correctly ask the questions, and what benefits and best practices there might be to help you do a better job of improving your processes. 

Overview: What are the 5 Whys? 

The 5 Whys technique was developed in the 1930s by Sakichi Toyoda, the Japanese industrialist, inventor, and founder of Toyota Industries. The 5 Whys technique is an iterative, team-driven process that interrogates the problem by asking Why(?) a number of times, usually 5, thus driving the search to uncover the root cause of a problem.

Rather than using the phrase “solutions” once the root cause is found, the 5 Whys uses the term “countermeasures.” A countermeasure is action-oriented and seeks to prevent the problem from happening again, whereas a solution may just seek to deal with the symptoms.

Here is the 5 Why technique in a nutshell:

First, you must have a defined problem.  Put together a team to address the problem. Then:

  • List: Using a white board, flip chart, butcher paper, or other visual display, list five potential reasons for your problem.
  • Evaluate: Using data, subject matter experts, or experience, evaluate each of the five potential reasons.
  • Select: Select the one reason that seems to be the most likely potential cause.  
  • List again: Now list five potential reasons for the potential cause that you selected.
  • Evaluate again: Evaluate those five new potential reasons.
  • Select again: Again, select the one reason that seems to have the most potential as a root cause.

Repeat the process of list, evaluate, and select as many times as needed until you feel that the root cause has been uncovered. The 

Unfortunately, many organizations don’t do the 5 Whys the correct way. Often, they:

  • Look at the problem
  • Offer one potential cause
  • Ask “Why?” for that one cause
  • And continue one at a time 

In the end, you will have only explored five potential causes. Doing it with the list, evaluate, and select approach, you will have assessed 25 potential causes by listing five for each iteration.

3 benefits of the 5 Whys 

This technique has been around since the 1930s. It has been shown to work and can be successfully applied to many situations. 

1. It is a simple yet powerful tool

With just the use of a flip chart and a few markers, a group of people can usually get to the root cause of a problem relatively quickly. 

2. A sking “why” 5 times focuses the team on getting to the root cause

Using this approach in a disciplined fashion will get you to focus on the causes and prevent you from jumping to conclusions as to the solution. 

3. Helps engage the people who deal with the problem   

Getting input from the people who deal with the problem and making them part of the solution can result in better buy-in and engagement. 

Why are the 5 Whys important to understand? 

While the 5 Why technique is simple, you must understand the proper mechanics of the method so that you get the best results possible.

It encourages collaborative problem-solving

Getting the team to collaboratively work together is not only important for the 5 Why problem solving session but for any future activities that would improve the process.

You want to focus on improvement, not blame  

Do not allow such causes as “ human error,” “employee attitude,” “communication,” and other generic and ill-defined reasons to be used as the root cause.  

Understand the importance of having support from leadership  

Hopefully, in the end, the team will come up with a number of countermeasures that will remove the root cause(s) of a problem. It will usually fall upon leadership to provide the resources to make the change. Avoid future frustration by having management on board with this technique from the beginning. 

An example of the 5 Whys in use 

An example is in order.

You are on your way home from work, and your car stops:

  • Why did your car stop? Because it ran out of gas.
  • Why did it run out of gas? Because I didn’t buy any gas on my way to work.
  • Why didn’t you buy any gas this morning? Because I didn’t have any money.
  • Why didn’t you have any money? Because I lost it all last night in a poker game.

This example should illustrate the importance of digging down beneath the most proximate cause of the problem. Failure to determine the root cause assures that you will be treating the symptoms of the problem instead of its cause, in which case, the disease will return — that is, you will continue to have the same problems over and over again.

Also note that the actual numbers of whys is not important as long as you get to the root cause. One might also ask, “Why did you lose all your money in the poker game last night?”

Here’s another example. The Washington Monument was disintegrating:

  • Why? Use of harsh chemicals
  • Why? To clean pigeon poop
  • Why so many pigeons? They eat spiders and there are a lot of spiders at monument
  • Why so many spiders? They eat gnats and lots of gnats at monument
  • Why so many gnats? They are attracted to the light at dusk.

Countermeasure: Turn on the lights at a later time.

3 best practices when thinking about the 5 Whys 

Doing the 5 Whys is simple, but not easy. Keep the team on task and take advantage of the team members’ knowledge, experience, and enthusiasm.

1. Don’t try to do this alone; use a group of people involved in the process  

Five heads are better than one. Select a diverse group of team members to get the widest perspective. 

2. Focus on counter measures rather than solutions  

The solution to a headache is to take two aspirin. The countermeasure to a headache is to find out what is causing it and remove it. 

3. Be open and respectful of everyone’s input and participation  

Everyone’s idea has value. You never know who might hold the hidden gem. Listen and be respectful so people will feel comfortable offering their ideas — you’ll also have better buy-in once you find the root cause. 

Frequently Asked Questions (FAQ) about the 5 Whys

Can i ask more than 5 whys  .

Yes. You can ask more than five or less than five. The key is, how many questions does it take to get to what appears to be the root cause.

Can I use the computer to do the 5 Why exercise?  

It’s recommended that you use something more tactile like flip charts. This way, you can tear them off and hang them on the wall for everyone to see. The more visual you make the work, the better.

Should my manager run the 5 Why session or someone else?

Since the manager often has a stake in the outcome of the process, it might be best to use a neutral facilitator who can help keep the team on task, ask the right questions, and not get defensive when the potential causes are mentioned.

The 5 Whys wrapped up

The 5 Whys is an iterative, team-based approach to asking questions about the potential causes of a problem. Once the problem is defined, the potential causes should be listed, evaluated, and selected, and then repeated as many times as necessary to get to the root cause. 

Once the root cause(s) is identified, the team should recommend specific, action-oriented countermeasures to mitigate or eliminate the root cause of the problem. Remember, don’t just address the symptoms; you must find the underlying cause, otherwise the problem will resurface sometime in the future.

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Lori Kinney

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The 5 Whys is a problem-solving technique used to identify the root cause of a problem by asking "why" five times. Product Glossary 5 Whys Also called: Five Why Analysis, 5 Why Technique, 5 Why Root Cause Analysis, 5 Why Problem Solving, and 5 Why Methodology See also: Assumptions Collection , Fishbone Diagram , Five Whys , Starbursting , Why-How Laddering Relevant metrics: Number of Problems Identified, Number of Root Causes Identified, Number of Solutions Implemented, Number of Problems Resolved, and Time to Resolve Problems In this article 5 Whys: A Problem-Solving Tool for Root Cause Analysis

The 5 Whys is a problem-solving tool used to identify the root cause of a problem. It is a simple yet effective technique that can be used to identify the underlying cause of a problem, allowing for the development of an effective solution. The 5 Whys is a process of asking “why” five times in order to get to the root cause of a problem.

The 5 Whys is a useful tool for problem-solving and root cause analysis. It can be used in a variety of situations, such as when trying to identify the cause of a customer complaint, a production issue, or a quality issue. It can also be used to identify the root cause of a problem in a process or system.

The tool can work very well in identifying the root cause of a problem quickly and efficiently. By asking “why” five times, it allows for a deeper understanding of the problem and its underlying causes. This understanding can then be used to develop an effective solution.

Being useful to quickly identify the root cause of a problem in a variety of situations and in turn develop an effecting solution, it is both simple and effective. Asking “why” five times allows for a deeper understanding of the problem and its underlying causes.

Example of applying the 5 Whys

Where did 5 whys come from.

The term 5 Whys is a problem-solving technique developed by Sakichi Toyoda, the founder of Toyota Motor Corporation. It is a simple yet effective tool used to identify the root cause of a problem. The technique involves asking “why” five times in order to get to the root cause of the problem. The idea is that by asking “why” five times, the problem can be identified and solved more quickly and efficiently. The 5 Whys technique is based on the idea that most problems can be solved by asking “why” five times. This technique is used in many industries, including manufacturing, engineering, and software development. It is also used in the fields of quality management and process improvement.

Applying the 5 Whys Method for Problem-Solving

The premise of the 5 Whys method is that asking “why” five times will lead to the root cause of the problem. Its effectiveness however, depends on the questions you ask. Be thorough, open-minded, consider alle possible causes, and ask questions that are relevant to the problem. Patience can help, as can take time to ask the necessary questions.

  • Step 1 of the 5 Whys is to identify the problem. This can be done by asking questions such as “What is the problem?” or “What is the issue?”
  • Step 2 is to ask “Why?” and answer the question. This is done by asking “Why is this happening?” or “What is causing this problem?”
  • Step 3 is to repeat the process until the root cause is identified. This is done by continuing to ask “Why?” until the underlying cause of the problem is identified.

Benefits of Implementing the 5 Whys

  • Increased Efficiency . The 5 Whys technique helps to quickly identify the root cause of a problem, allowing teams to focus their efforts on the most effective solutions. This can help to reduce the amount of time and resources spent on solving the issue.
  • Improved Problem-Solving . By asking “why” five times, teams can gain a better understanding of the underlying cause of a problem. This can help to ensure that the right solutions are implemented, leading to better outcomes.
  • Improved Communication . The 5 Whys technique encourages teams to communicate more effectively. By asking “why” five times, teams can gain a better understanding of the issue and come to a consensus on the best solution.
  • Improved Teamwork . The 5 Whys technique encourages teams to work together to identify the root cause of a problem. This can help to foster collaboration and improve team morale.
  • Improved Quality . By identifying the root cause of a problem, teams can ensure that the right solutions are implemented. This can help to improve the quality of products and services, leading to better customer satisfaction.

Challenges of Implementing the 5 Whys

  • Time . The process can be time-consuming, as it requires a deep dive into the root cause of a problem. This can be difficult to do in a short amount of time, especially if the problem is complex.
  • Resources . The right people, data, and tools available might be necessary for the method to be successful. Without the right resources, it can be difficult to discover the rights questions to ask.
  • Communication . The 5 Whys process requires effective communication between team members to be successful - it is a collaborate method where participants build on each others input.
  • Focus . The 5 Whys process requires focus and discipline to be successful. Without focus, it can be difficult to get to the root cause of a problem.

The 5 Whys technique is not a substitute for other problem-solving techniques, such as brainstorming or root cause analysis. It should be used in conjunction with other problem-solving techniques to ensure that the root cause of a problem is identified and addressed.

In the early 2000s, Toyota used the 5 Whys technique to identify the root cause of a problem with the accelerator pedal in some of its vehicles. By asking “why” five times, Toyota was able to identify that the problem was caused by a design flaw in the accelerator pedal.

Microsoft used the 5 Whys technique to identify the root cause of a problem with its Windows operating system. By asking “why” five times, Microsoft was able to identify that the problem was caused by a bug in the software code.

Amazon used the 5 Whys technique to identify the root cause of a problem with its online shopping website. By asking “why” five times, Amazon was able to identify that the problem was caused by a design flaw in the website’s user interface.

Apple used the 5 Whys technique to identify the root cause of a problem with its iPhone. By asking “why” five times, Apple was able to identify that the problem was caused by a hardware issue with the phone’s battery.

  • What is the problem that needs to be solved?
  • What is the root cause of the problem? Hint The root cause of the problem is the underlying cause of the issue.
  • What are the potential causes of the problem? Hint The potential causes of the problem could be related to the environment, technology, processes, people, or other factors.
  • What data or evidence do I have to support my hypothesis? Hint The data or evidence needed to support the hypothesis could include surveys, interviews, observations, or other forms of data collection.
  • What are the potential solutions to the problem? Hint The potential solutions to the problem could include changes to the environment, technology, processes, people, or other factors.

You might also be interested in reading up on:

  • Assumptions Collection
  • Fishbone Diagram
  • Starbursting
  • Why-How Laddering
  • John E. Sviokla @JohnSviokla
  • John Cutler @johncutlefish
  • Jared Spool @jmspool
  • Jeff Gothelf @jboogie
  • Eric Ries @ericries
  • 14 Management Principles from the World's Greatest Manufacturer by Taiichi Ohno, The Toyota Way (2003)
  • Value Stream Mapping to Create Value and Eliminate MUDA by John Shook, Learning to See (1999)
  • The Story of Lean Production by Daniel T. Jones, The Machine That Changed the World (1990)
  • Lean Production Simplified by James P. Womack, Daniel T. Jones, and Daniel Roos, The Machine That Changed the World (2005)
  • How to Implement the Toyota Production System in Your Organization by Jeffrey K. Liker, The Toyota Way (2004)

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5 Whys is the practice of asking why repeatedly whenever a problem is encountered in order to get beyond the obvious symptoms to discover the root cause.

For instance, Taiichi Ohno gives this example about a machine that stopped working (Ohno 1988, p. 17):

  • Why did the machine stop? There was an overload and the fuse blew.
  • Why was there an overload? The bearing was not sufficiently lubricated.
  • Why was it not lubricated? The lubrication pump was not pumping sufficiently.
  • Why was it not pumping sufficiently? The shaft of the pump was worn and rattling.
  • Why was the shaft worn out? There was no strainer attached and metal scraps got in.

Without repeatedly asking why, managers would simply replace the fuse or pump and the failure would recur. The specific number five is not the point. Rather it is to keep asking until the root cause is reached and eliminated.

5 Whys Illustrated

The 5 Why Funnel

When to Use the 5 Whys

Management should use the 5 Why problem-solving method with Gap from Standard problems. This is problem-solving that focuses on:

  • specific problem definition
  • setting goals
  • root cause analysis
  • establishment of countermeasures
  • checks, standards, and follow-up activities

The aim is to prevent the problem from recurring by eliminating its underlying causes.

In general, there are three types of root-cause analysis:

  • One-variable-at-a-time (OVAT)
  • Multivariate-at-a-time (MVAT)

No advanced math skills are required for logic-based analysis such as 5 Whys. However, the ability to think critically, especially in terms of inductive logic (broad generalization from specific observation), deductive logic (general premise to specific conclusion), and abductive logic (general observation to hypothesis), is necessary.

Diagram of the three types of root cause analysis

Art of Lean on Problem-Solving Video Series with Art Smalley

the 5 why is a problem solving method used to

Take a deep dive into problem-solving in this eight-part video series by expert Art Smalley.

  • Coaching Problem-Solving
  • Lessons from NBA Coaches
  • Lessons from Martial-Arts
  • Military and Science Leadership
  • Tuckman’s Model of Team Formation
  • Team-Building Tools and Practices
  • Dreyfus Model and Stages of Learning
  • Toyota Coaching Practices

Additional Resources

  • Gemba Coach: 5 Whys
  • Approaching Problem-Solving More Effectively
  • Change Your “Pet” Problem-Solving Method

See: Kaizen ; Plan, Do, Check, Act (PDCA)

Privacy Overview

5 Whys: Examples, explanations, and how to find the causes of problems

the 5 why is a problem solving method used to

At some point, we’ve all experienced a problem with a process or strategy at work. But figuring out why the problem exists can be a daunting task. When you sit your teammates down for a discussion, emotions run high and miscommunication is common.

The 5 Whys is a powerful, easy-to-use technique for getting at the root of a problem. It empowers you and your team to understand why a problem persists and to decide on a path forward.

  • What is the 5 Whys framework?

The 5 Whys is a popular problem-solving method that individuals and teams use to understand the potential causes of a specific issue. Years ago, Toyota developed the approach to help them get at the heart of complex mechanical issues, so you know it’s legitimate! The technique is easy to use: you ask why a problem happened, and then you ask four more times. By asking “why” on a step-by-step basis, you can get to the root cause of a defect, failure, challenge, or malfunction.

  • When and Why the 5 Whys Analysis is Used

The 5 Whys framework is useful in a variety of situations. People love it because it helps you have a focused discussion and avoid getting distracted by other topics. You just start with a problem statement, ask why the problem exists, and keep moving through the exercise until you’ve uncovered the problem.

Here are some scenarios where you might find the 5 Whys approach to be useful.

Working on complex products

Remember, the 5 Whys technique was originally developed by Toyota. The car manufacturer needed a clear-cut way of dealing with a product that has thousands of parts. But that doesn’t mean the technique only works for large physical goods. Many organizations use the 5 Whys approach when software malfunctions, when a key deliverable with many moving parts doesn’t work properly, or when a multi-step process breaks down.

Solving complex problems

When a problem is so complex that engineers, designers, or decision-makers are scratching their heads, the 5 Whys approach may serve you well. Maybe your complicated marketing strategy didn’t hit your targets, or an important API isn’t working. Instead of getting overwhelmed, the 5 Whys framework helps you wrap your head around the problem.

Dealing with consistent problems

Maybe the problem doesn’t seem complex, but it keeps coming up. Or maybe you’ve tried multiple solutions and none seem to work. Rather than burning precious time and money on yet another risky bandaid, try the 5 Whys to finally discover what’s going on.

  • How to conduct a 5 Whys analysis in 6 steps

One of the great things about the 5 Whys framework is that it’s easy to understand. Unlike many other problem-solving techniques, which can be difficult to grasp, you can explain the 5 Whys to your team in minutes. Follow these guidelines any time you need to use the approach.

Step 1 – Form your problem statement.

Start by asking your team what problem you’re about to analyze. Everyone should get a chance to articulate the problem so you’re all on the same page. Sometimes, you might find yourself using the 5 Whys approach to uncover the root of a difficult or charged obstacle. If that’s the case, give your team the time and space to be honest with each other and to have difficult conversations. Write down the problem statement for everyone to reference.

Step 2 – Ask “why has this happened?” 5 times.

Don’t be too literal with it. Feel free to amend the “why” statement to something like “Why does this keep happening?” or “Why are we having this problem?” Keep going until you’ve asked “why” five or more times. It might feel unnatural, but eventually, you’ll push through any awkwardness to uncover the root of the problem.

Step 3 – Jot down logical causes.

Okay, now you have a pretty good handle on your problem. Write down any logical causes that have followed from your 5 Whys analysis. Regardless of whether those causes came from your first “why” or your fifth, make a detailed note of them. Discuss the causes with your team and make sure you’re all agreed.

Step 4 – Hypothesize an answer.

Now that you have your logical cause, it’s time to come up with some potential solutions. At this stage, you’re just having a conversation. You don’t need to come up with the perfect solution in this meeting. Have everyone go around the room and say (or write down) a possible solution. Ask everyone to vote on the most actionable one.

Step 5 – Test your hypothesis.

Put your solution to the test with some experiments. If you’ve decided that a marketing campaign failed because you didn’t choose the correct target audience, then maybe you can come up with some A/B tests to vet possible solutions. Aim for low-stakes tests that you can use to draw meaningful conclusions.

Step 6 – Repeat until solved.

Iterate until you’ve solved the problem! Don’t be discouraged if it doesn’t happen right away. Sometimes, it might take multiple rounds of “whys” followed by many rounds of testing to uncover a solution. Keep an open line of communication among your teammates and don’t give up.

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  • A simple 5 Whys example

The 5 Whys is an adaptable, easy-to-use framework for uncovering the root of a problem. Organizations and teams of all sizes use the framework to overcome complex, high-stakes challenges. Here’s a quick example to help you bring this method of analysis to your own team.

Let’s say your team has been working on an app for many months. You rolled out a beta version late last quarter. You were supposed to ship the app to the rest of your users at the beginning of this quarter, but a problem arose: a bunch of your early users complained of a fatal error that caused the app to crash. As a result, you couldn’t ship it, and your customers were disappointed.

Step 1 — Write down your problem statement. 

As we mentioned above, the first step in following the 5 Whys framework is to clearly and succinctly define what problem you’re trying to solve. The entire group should be clear about this issue. In this case, the problem statement is: your app wasn’t ready to ship to your customers.

Step 2 — Start with the broadest possible question.

Start with the broadest possible question. Then aim to answer it. Why wasn’t the app ready for your customers? It wasn’t ready because there was a bug in the code that caused it to crash.

Drill down into that question. Why was there a bug in the code that caused it to crash? There was a bug in the code because the engineers didn’t get user feedback in time to fix it.

Keep drilling down. Why didn’t the engineers get that user feedback? They didn’t get the feedback because the development team didn’t provide an easy way for users to submit their feedback.

Continue drilling down, asking more and more precise questions as you get closer to the answer. Why didn’t the development team provide an easy way for users to leave feedback? They didn’t provide an easy way for users to leave feedback because they weren’t clear on deadlines for the project.

Ask “why” at least one more time. Why wasn’t the development team clear on deadlines for the project? They weren’t clear on deadlines because they weren’t meeting with stakeholders often enough to know when the timeline changed.

Step 3 – Write down logical issues.

Now you have enough information to write down logical causes. It seems that this problem stemmed from a lack of communication between stakeholders. That caused the development team and engineering team to become misaligned.

Step 4 – Once you’re ready, you can come up with a possible solution to this problem.

Once you’re ready, you can come up with a possible solution to this problem. In the future, internal stakeholders will hold weekly check-ins to make sure they’re aligned on where the project is headed.

Step 5 – Put that hypothesis into action.

Here’s where you get to test out your hypothesis and see what effects it has. Moving forward, start holding weekly check-ins and see what happens. If miscommunication and confusion goes down, you’ll know you’re on the right track.Step 6 – Adjust your strategy, if needed

Resist the urge to consider a problem “solved” and move on immediately. It’s important to revisit how the solution is functioning in the weeks ahead, continually checking in with everyone on the team to see how they’re feeling about it. You may need to tweak your strategy over time.

  • How 5 Whys helped solve the problem

This example clearly showcases the power of the 5 Whys. What looked like a problem with code turned out to be a symptom of miscommunication.

Although this is just a hypothetical, we all know stuff like this happens every day. But it’s often difficult to uncover the root causes of a problem without months and months of exploration. With the 5 Whys, you can overcome costly challenges in a much shorter amount of time.

  • Try the 5 Whys template for free

Clearly, asking “why?” isn’t just a technique used by persistent 4-year-olds – it’s actually a quick and easy way to identify a root cause. Countless teams across different industries have had great results using this framework. Save time, collaborate with your team, and solve hard problems with Miro’s free 5 Whys template .

  • How Miro helps distributed teams collaborate

Working with a remote team can be challenging — but it also offers unparalleled opportunities for creativity and collaboration. Miro’s online whiteboard helps teams overcome cultural divides, communication silos, geographic barriers, and micro-cultures to empower you to stay connected and do great things.

Miro has a variety of templates and tools for teams to help you and your team:

  • Create a mind map
  • Manage a scrum board
  • Create user story maps and customer journey maps
  • Work with sticky notes, even if you aren’t in the same room
  • Generate flow charts and diagrams
  • Run brainstorming sessions

And lots more… try Miro for remote collaboration today!

Miro is your team's visual platform to connect, collaborate, and create — together.

Join millions of users that collaborate from all over the planet using Miro.

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Guide: 5 Whys

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Author: Daniel Croft

Daniel Croft is an experienced continuous improvement manager with a Lean Six Sigma Black Belt and a Bachelor's degree in Business Management. With more than ten years of experience applying his skills across various industries, Daniel specializes in optimizing processes and improving efficiency. His approach combines practical experience with a deep understanding of business fundamentals to drive meaningful change.

5 Whys is a problem-solving technique used to get to the root cause of problems by asking the question of Why multiple times, but often 5 times giving it the name “5 Whys”. This allows people to address the root cause of issues instead of the symptoms of the root causes which is often what is seen as the problem. 

Like a doctor diagnosing an issue such as neck pain, a painkiller will only address the symptoms of the neck pain and not the root cause of the pain. By getting to the root cause you can ensure a long-term fix to the root cause of the neck pain which could be caused by seating positions and not taking painkillers which is a short-term fix.

What is the 5 Whys?

The 5 Whys is a root cause analysis problem-solving technique that aims to identify the root cause of a problem by repeatedly asking the question “Why?” five times or until the core issue is unveiled. Developed within the Toyota Production System , it’s one of fundamental tools in the Lean Six Sigma methodology.

Here’s how it works:

  • Begin with a clear and concise problem statement.
  • Ask “Why?” the problem occurred. Document the answer.
  • If this answer doesn’t identify the root cause, ask “Why?” again and document the subsequent answer.
  • Continue this process until you’ve either asked “Why?” five times or the root cause has been identified.

5 Whys Root Cause

Lets go through an example, let’s say a machine stopped working:

  • Why? – The machine’s fuse blew.
  • Why? – The machine was overloaded.
  • Why? – There wasn’t adequate training on machine capacity.
  • Why? – Training materials were outdated.
  • Why? – There’s no review process for updating training materials.

In this case, the root cause is the lack of a review process for training materials, and addressing this will prevent similar issues in the future. Only treating the symptom in this situation would have been to change the fuse, for it then to regularly blow and cause additional downtime.

This is a good example where a machine stopping working’s root cause is cause by an issue what would not be obvious is first glace at the symptom of the problem and provides a clear example that root cause analysis is important to ensure that solutions are not jumped to before a through root cause analysis is conducted. 

the 5 why is a problem solving method used to

Why is the 5 Whys Important?

Understanding the 5 Whys is important because identifying symptoms of a problem is not the same as uncovering its root cause. If you only address symptoms this provides only temporary solution to the problem. However, understanding and resolving the root cause can prevent the issue from reoccurring.

The 5 Whys Problem-Solving technique is also useful for:

  • Problem Prevention: By identifying the root cause of the problem, businesses can implement long-term solutions, leading to more robust systems and processes and prevent the problem reoccurring.
  • Cost-Efficiency: Addressing root causes is often more cost-effective in the long run as it prevents recurrence and the associated costs of repeated problem-solving which usually involves the same people constantly firefighting the same issues such as repeated machine breakdowns.
  • Improved Processes: Regular use of the 5 Whys to identify the root causes of problems can highlight weaknesses in processes, leading to continuous improvement and optimization processes.
  • Empowerment: The use of 5 Whys by individuals a positive culture that promotes a deeper understanding of systems and processes, empowering teams to take ownership and responsibility in addressing issues.

How to Conduct a 5 Whys Root Cause Analysis?

Step 1: define the problem.

This is an important step as if the problem is not defined effectively it could result in focusing in the wrong problem. A good method for this could be to use the 5W1H Is/Is Not Problem solving technique to gain a common understanding of that the problem is.

When stating the problem you are going to conduct a 5 Whys on it is important to be specific about the issue and avoid ambiguous descriptions. Additionally, where data and information is available this should be collected and used as evidence that points to the actual problem rather than opinions of the problem. 

Step 2: Ask the First “Why?”

Now you have a clear problem definition you should ask the question “Why did that happen?” This should be done to understand the problem without making assumptions and should be done with supporting facts and data that backs up the initial answer to the question.

Step 3: Continue to Ask Why?

Now you should have an answer to the first why. This should form the next step and ask why did that happen. This ensures you dont settle for the inisital surface-level answer or symptoms of the real problem and pushes you to understand the underlying issues.

When you continue to ask why you should:

  • Continuously question the previous answer
  • Challenge answer that seem like assumptions and lack evidence to support them to avoid going down the wrong route. 

Step 4: Continue the Process

  • Keep the questioning focused on the problem
  • If you feel the questioning is going off track revert back to what the initial problem definition.
  • Ensure each answer provided logically leads to the next “Why?”
  • The 5 Whys process then concludes when further questions leads to no further valuable answers are given or the when the root cause of the issues becomes clear.

Step 5 Implement Solutions

Once you have identified the root cause the you need to address it by implementing a solution to prevent the problem reoccuring.

This should be a case of developing an actionable solution that address the root cause of the issue and not preventing the symptoms as addressing the symptom will likely cause the issue to reappear elsewhere.

Make sure you test the solutions to ensure they are effective in addressing the root cause, you should then continue to monitor the process over time to confirm the problem did not reappear in the same place or elsewhere.

If the problem does not re appear congratulations you have solved the problem!

An Example of 5 Whys Analysis

Below is a good example of a 5 Whys analysis done in a situation where there was a production downtime.

5 Whys Corrective and Preventive Actions Lean Six Sigma Tools Example of a 5 whys analysis bening done on production down time

To summarize, the 5 Whys process is an effective problem-solving tool that can assist businesses in identifying the root cause of a problem and developing effective solutions. Teams can delve deep into underlying issues and develop targeted solutions that address the root cause of the problem by asking “why” multiple times.

The five steps of the 5 Whys process – defining the problem, asking “why” once, asking “why” more times, developing a solution, implementing the solution, provide a clear framework for problem-solving and can help ensure that the problem is effectively resolved. The 5 Whys process encourages teams to think critically and systematically, resulting in long-term solutions that are effective, targeted, and sustainable.

  • Benjamin, S.J., Marathamuthu, M.S. and Murugaiah, U., 2015. The use of 5-WHYs technique to eliminate OEE’s speed loss in a manufacturing firm.   Journal of Quality in Maintenance Engineering ,  21 (4), pp.419-435.

A: The 5 Whys technique is a problem-solving method that involves asking “why” multiple times to uncover the root cause of a problem or issue.

A: The 5 Whys technique involves repeatedly asking “why” to identify the underlying cause of a problem. After asking “why” five times or until the root cause is revealed, you can develop effective solutions to address the issue.

A: The primary purpose of the 5 Whys technique is to identify and address the root cause of a problem. It helps organizations and individuals go beyond surface-level symptoms and understand the deeper issues affecting their processes or systems.

A: The 5 Whys technique is best used when you encounter a problem or issue that needs to be resolved. It is particularly useful for complex problems, recurring issues, or situations where multiple factors contribute to the problem.

A: Yes, the 5 Whys technique can be applied to any industry or field. It is commonly used in manufacturing, engineering, healthcare, software development, project management, and various other sectors.

A: While the technique is called the “5 Whys,” the number of “whys” you need to ask may vary. The goal is to keep asking “why” until you reach the root cause of the problem, which may require more or fewer than five iterations.

A: Yes, there are a few limitations to consider when using the 5 Whys technique. It relies on the skill and knowledge of the people involved, and it may oversimplify complex problems. Additionally, it assumes a linear cause-and-effect relationship, which may not always be accurate.

A: Yes, the 5 Whys technique can be used in a group setting. In fact, involving multiple perspectives can enhance the effectiveness of the technique and lead to more comprehensive problem-solving.

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Daniel Croft

Hi im Daniel continuous improvement manager with a Black Belt in Lean Six Sigma and over 10 years of real-world experience across a range sectors, I have a passion for optimizing processes and creating a culture of efficiency. I wanted to create Learn Lean Siigma to be a platform dedicated to Lean Six Sigma and process improvement insights and provide all the guides, tools, techniques and templates I looked for in one place as someone new to the world of Lean Six Sigma and Continuous improvement.

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  • About 5 Whys
  • Related Topics
  • Quality Resources /

Five Whys and Five Hows

Quality Glossary Definition: Five whys

The five whys and five hows  techniques constitute a questioning process designed to drill down into the details of a problem or a solution and peel away the layers of symptoms. The technique was originally developed by Sakichi Toyoda who stated that "by repeating why five times, the nature of the problem as well as its solution becomes clear." The five whys are used for drilling down into a problem and the five hows are used to develop the details of a solution to a problem. Both are designed to bring clarity and refinement to a problem statement or a potential solution and get to the root cause or root solution.

When to Use

While both methods are techniques to expand the horizon of a team searching for answers, there are distinct uses for five whys and five hows . However, both of these two techniques force a team to develop a better and more detailed understanding of a problem or solution and will be helpful in the root cause analysis  process.

  • Use the five whys technique when you want to push a team investigating a problem to delve into more details of the root causes. The five whys can be used with brainstorming  or the cause-and-effect diagram .
  • Use the  five hows technique  to develop more details of a solution to a problem under consideration. The  five hows   can be used with brainstorming and a solution-focused cause-and-effect diagram.

Materials needed:  Chart paper and pen/markers.

  • Draw a box at the top of a piece of flip chart paper and clearly write down the problem or solution to be explored.
  • Below the statement box draw five lines in descending order.
  • Ask "why" or "how" five times and write the answers on the lines drawn from number one to five.
  • It may take less or more than five times to reach the root cause or solution. 

Five whys technique example

Too much TV and video games

Few community-sponsored recreation programs

No family recreational activities

No safe play area

Lack of resources

Five hows technique example

Less TV and video games

More community-sponsored recreation programs

More family recreational activities

Safe play areas

Additional resources

Five Whys and Five Hows Resources

You can also search articles , case studies , and publications  for five whys and five hows resources.

Digging For The Root Cause ( Six Sigma Forum Magazine ) Six Sigma training covers five popular identification tools, including the five whys technique, because some aspects of these tools are usually overlooked, such as when and where to stop and how to differentiate multiple causes through a weighing system that prevents loss of focus.

The Art of Root Cause Analysis ( Quality Progress ) A Master Back Belt discusses the process, the benefits, and the problems of using the five whys technique for root cause analysis.

Five Whys and a Why Not ( Quality Progress ) This article discusses adding a "why not?" question to the five whys line of questioning, arguing that the method will be significantly enhanced while still maintaining the simplicity of the original method.

Why Ask Why? ( Quality Progress ) Using the five whys technique is valuable to discovering latent causes because identifying them early can prevent other organizational issues.

Turning ‘Who’ Into ‘How’ ( Quality Progress ) When things go wrong, the goal should be to move away from trying to determine "who" was at fault and quickly transition into a problem-solving mindset of "how" to make things better.

Excerpted from The Public Health Quality Improvement Handbook , ASQ Quality Press.

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the 5 why is a problem solving method used to

Root Cause Analysis – The 5 Whys Technique

This elementary and often effective approach to problem-solving promotes deep thinking through questioning, and can be adapted quickly and applied to most problems. For example, asking “Why?” may be a favorite technique of your three-year-old child in driving you crazy, but it could teach you a valuable problem-solving technique.

“If you don’t ask the right questions, you don’t get the right answers. A question asked in the right way often points to its answer. Asking questions is the ABC of diagnosis. Only the inquiring mind solves problems.” – Edward Hodnett

The “5 Whys” is a simple problem-solving technique that helps you to get to the root of a problem quickly, which was originally developed by Sakichi Toyota. It was used within the Toyota Motor Corporation during the evolution of its manufacturing methodologies. It is a critical component of problem-solving training, delivered as part of the induction into the Toyota Production System.

How to Conduct 5 Whys Analysis?

When you’re looking to solve a problem, start at the result and work backward (toward the root cause), continually asking: “Why?” You’ll need to repeat this over and over until the root cause of the problem becomes apparent.

Root Cause Analysis

The 5 Whys strategy involves looking at any problem and asking: “Why?” and “What caused this problem?” Very often, the answer to the first “why” will prompt another “why” and the answer to the second “why” will prompt another and so on; hence the name the 5 Whys strategy.

The 5 Whys exercise is vastly improved when applied by a team and there are five basic steps to conducting it:

  • Write down the specific problem. Writing the issue helps you formalize the problem and describe it completely. It also helps a team focus on the same problem.
  • Ask “Why” the problem happens and write the answer down below the problem.
  • If the answer you just provided doesn’t identify the root cause of the problem that you wrote down in Step 1, ask “Why” again and write that answer down.
  • Loopback to step 3 until the team is in agreement that the problem’s root cause is identified. Again, this may take fewer or more times than five Whys.
  • After settling on the most probable root cause of the problem and obtaining confirmation of the logic behind the analysis, develop appropriate corrective actions to remove the root cause from the system.

Five Whys worksheet

Edit this Diagram

5 Whys Example

The vehicle will not start. (The problem)

  • Why? – The battery is dead. (First why)
  • Why? – The alternator is not functioning. (Second why)
  • Why? – The alternator belt has broken. (Third why)
  • Why? – The alternator belt was well beyond its useful service life and not replaced. (Fourth why)
  • Why? – The vehicle was not maintained according to the recommended service schedule. (Fifth why, a root cause)

Note: A 5 Whys analysis sometime could be taken further to a sixth, seventh, or higher level, but five iterations of asking why are generally sufficient to get to a root cause.

5-Whys Criticisms

Here are each of the criticisms as listed on the Wikipedia:

  • Stopping at symptoms, not the root cause
  • Limited by the investigator’s knowledge.
  • Not asking the right Why questions.
  • Not repeatable – Different people build different 5 Whys.
  • The tendency to isolate a single root cause

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5 whys

The Power of the Five Whys: Drilling Down to Effectively Problem-Solve

It’s a fact of life that things don’t always go according to plan. When facing mistakes or challenges, asking “why”—especially if you do it repeatedly—can help uncover deeper layers of understanding so you can identify potential solutions.

The “Five Whys” method (also called “5 Whys Root Cause Analysis”) can specifically help in examining beliefs, behaviors, and patterns to shine a light on areas for improvement. The Five Whys have other benefits too, including encouraging collaboration and communication since this strategy promotes open dialogue among team members or partners. It also helps generate effective and lasting solutions that can prevent similar issues from resurfacing in the future.

What Is the “5 Whys” Method?

The power of asking “why”.

“Effective problem solving can help organizations improve in every area of their business, including product quality, client satisfaction, and finances.” Jamie Birt , Career Coach

When the 5 Whys Should Be Used

“Curiosity has been identified as a characteristic of high-performing salespeople, and having a tool and system that fosters curiosity in your team is extremely helpful.” Alexander Young, Forbes

Any time a problem needs to be clarified and solved, the Five Whys can help. This flexible technique can be adapted to different situations, including personal and professional ones. For example, it’s useful when there are complications within businesses that are causing a loss of profits or when arguments occur among family members or partners. Eric Ries from Harvard Business Review points out that start-ups can especially benefit from the Five Whys to test and refine procedures, ideas, products, and processes.

Here are examples of situations in which the Five Whys can be utilized:

How to Utilize the 5 Whys Technique

“The beauty of the [Five Whys] tool is in its simplicity. Not only is it universally applicable, it also ensures that you don’t move to action straight away without fully considering whether the reason you’ve identified really is the cause of the problem.” Think Design

Follow these steps to implement the Five Whys:

2. Ask “Why?”: Start by asking why the problem occurred. Answer your own question. The answer becomes the basis for the next “why” question.

4. Analyze and Take Action: Once you have identified the root cause, analyze potential solutions and take appropriate action.

To test if the root cause is correct, ask yourself the following: “If you removed this root cause, would this problem be resolved?”

Potential Solutions:

Five Whys Examples

Example 1: machine breakdown, example 2: orders not being fulfilled on time, other ways of improving problem-solving.

“Great leaders are, at their core, great problem-solvers. They take proactive measures to avoid conflicts and address issues when they arise.” Alison Griswold , Business and Economics Writer

Problem-solving is a skill that can be developed and improved over time. The Five Whys method is most effective when used in conjunction with other problem-solving tools and when utilized in a collaborative environment that encourages open communication and a willingness to honestly explore underlying causes. For the method to work well, “radical candor” needs to be utilized, and constructive feedback needs to be accepted.

Want to learn more about problem-solving using critical thinking? Check out this article:

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MindManager Blog

The five whys method: how to unlock innovative ideas   

July 13, 2023 by MindManager Blog

In this article, we’ll delve into the powerful method of the five whys, which seamlessly combines brainstorming and problem-solving techniques . Find out how this method can help you determine the reasons behind problems, untangle issues, and devise clever solutions.  

What is the five whys root cause analysis?  

The five whys root cause analysis is a problem-solving technique used to identify the causes of an issue by asking, “Why?” repeatedly. It aims to uncover factors contributing to a problem rather than addressing surface-level details.   

The process involves starting with a problem statement and asking “Why?” to understand the immediate cause. The answer to the first “Why?” is then used to ask the second “Why?”. This recurring questioning continues until you reach the root cause of the problem or until it is no longer productive.  

The five whys method is used to dig deeper into a problem. By repeatedly asking “Why?” you can uncover apparent causes and less obvious factors contributing to the issue.  

Why use the five whys method? 

The five whys approach is effective for several reasons: 

  • It promotes a thorough investigation of the problem, preventing rash conclusions and superficial explanations.  
  • It encourages you to investigate underlying causes rather than surface level ideas. This helps you to address the problem at its core and leads to more effective and sustainable solutions.  
  • It stimulates critical thinking and analysis because it requires individuals to think objectively about each answer to determine if it’s a symptom or a real cause. This mindset helps find the root causes and prevent the problem from reoccurring. 
  • It facilitates learning and continuous improvement. By understanding the problem in full, organizations can enforce targeted actions. This improves processes, systems, and decision-making to prevent similar issues in the future.  

Overall, the five whys root cause analysis is a powerful tool for problem-solving. By promoting detailed investigation, critical thinking, and learning, the method helps to develop effective strategies for improvement.    

The five whys method in ten steps 

The five whys methodology typically requires a team of individuals with diverse expertise and perspectives. This can include stakeholders, subject matter experts, and individuals responsible for enforcing the solutions. 

The result of the five whys method is the ability to label a problem’s root cause and create a road map for action. By addressing the root cause, the five whys technique also prevents se recurrence of the problem, improve processes, and foster a culture of continuous improvement within the organization. 

The key steps in the five whys methodology are as follows: 

Step 1: State the problem 

Clearly articulate the problem or issue that needs to be addressed.   

Step 2: Build a team of brainstormers 

Gather a cross-functional team of individuals with knowledge and experience related to the problem.   

Step 3: Ask “Why?” at least five times 

Begin by asking why the problem occurred, and then continue asking “Why?” for each successive answer, delving deeper into the causes of the problem. Aim to reach the root cause by the fifth “Why?”.   

Step 4: Analyze, examine, and brainstorm 

Once the team identifies the root cause, analyze it and brainstorm to explore potential solutions.   

Step 5: Confirm the root cause of the issue 

Validate the identified root cause by assessing its alignment with the problem and the available evidence. Ensure that it is a genuine cause and not just a symptom. 

Step 6: Enforce corrective actions 

Develop and implement appropriate corrective actions that directly address the root cause. These actions should prevent the problem from recurring.   

Step 7: Monitor, observe, and evaluate the results 

Continuously monitor the effectiveness of the implemented solutions and assess their impact on resolving the problem. 

Step 8: Revise and repeat 

If the problem persists or new issues arise, repeat the five whys process to reassess and adjust the analysis and solutions accordingly.   

Step 9: Communicate and document your findings 

Maintain clear communication within the team and document the problem, root cause, and implemented solutions for future reference and organizational learning.   

Step 10: Encourage continuous improvement 

Encourage a culture of ongoing problem-solving and learning within the organization. Use the five whys process insights to improve processes, systems, and decision-making. 

Five whys example: Identifying a root cause problem  

As stated, the five whys method helps identify the root cause of an issue. In this example, the five whys help a team get to the bottom of a production problem. 

The problem : The production line in a manufacturing company is experiencing frequent breakdowns, leading to delays and reduced productivity. The team uses the five whys to understand the problem from the inside out.  

Q: Why did the production line break down?  

A: Because a critical machine overheated and shut down. 

Q: Why did the machine overheat and shut down?  

A: Because the cooling system failed to function properly. 

Q: Why did the cooling system fail to function properly?  

A: Because the coolant levels were consistently low. 

Q: Why were the coolant levels consistently low?  

A: Because there was a leak in the coolant reservoir. 

Q: Why was there a leak in the coolant reservoir?  

A: Because the reservoir was damaged due to improper maintenance. 

Root Cause : The root cause of the production line breakdown is the lack of proper maintenance, resulting in a damaged coolant reservoir and a coolant leakage. 

Based on this analysis, the company can now focus on implementing corrective actions that address the root cause. This may involve improving the maintenance schedule, conducting regular inspections, and repairing or replacing damaged equipment.  

By addressing the root cause, the company can prevent future breakdowns and improve the overall efficiency and productivity of the production line. 

Five whys example: Brainstorming a solution  

The five whys technique can be used to brainstorm to find the best solution to a problem. Below is a brainstorming example of how the five whys can be used: 

Problem : The sales of a new product have been declining rapidly. The team uses the five why method to brainstorm and find a solution.   

Q: Why are the sales of the new product declining?  

A: Because customers are finding the price too high compared to similar products in the market.   

Q: Why do customers find the price too high?  

A: Because they perceive the value provided by the product to be lower than its price.   

Q: Why do customers perceive the value to be low?  

A: Because the product lacks certain features that competitors’ products offer. 

Q: Why does the product lack those features?  

A: Because the development team did not conduct thorough market research to identify customer needs and preferences.   

Q: Why didn’t the development team conduct thorough market research?  

A: Because there was a lack of resources and time allocated for proper market analysis.   

Solution : Based on the five whys analysis, increasing sales of the new product could involve the following: 

  • Conducting comprehensive market research to identify customer needs and preferences. 
  • Incorporating the missing features that competitors’ products offer. 
  • Reevaluating the pricing strategy to align with the perceived value of customers. 
  • Allocating adequate resources and time for market analysis and product development. 

By addressing these solutions, the company can improve the product’s competitiveness, better meet customer expectations, and potentially increase sales. 

The five whys method helps in brainstorming by revealing the underlying causes and guiding the identification of appropriate solutions. 

The five whys tips checklist   

If you’re looking to use the five whys method for brainstorming or solving a problem, use these tips to help:   

  • Dig deeper with “How?”. In addition to repeatedly asking “Why?”, incorporate “How?” questions to explore the process that led to the problem.    
  • Encourage participation from all team members. Ensure that all team members have an opportunity to add their insights and perspectives. 
  • Avoid assigning blame. The method is not about finding fault or blaming individuals. Instead, focus on understanding the systemic causes and identifying solutions collaboratively.   
  • Use visual aids. Utilize visual aids such as flowcharts, diagrams, or mind maps to visualize cause-and-effect relationships.  
  • Seek outside perspectives. If necessary, involve external experts or advisors who can provide fresh insights and challenge existing ideas.   
  • Consider multiple root causes. Be open to the possibility that there may not be a definitive root cause. Explore multiple causes to gain a complete understanding. 

Supercharge your brainstorming with the five whys method! Explore MindManager, the ultimate mind mapping tool, to unlock innovative ideas and enhance collaboration.  

Elevate your ideation sessions and maximize your team’s potential. Sign up for a free trial  now and unleash the power of the five whys brainstorming method with MindManager! 

Five whys frequently asked questions (FAQs) 

Below are three commonly asked questions about the five whys technique and how you and your team can use it to solve problems.   

What is the five whys root cause analysis?   

The five whys root cause analysis is a method that involves asking “Why?” over and over to uncover the underlying cause of a problem.  

By continuously diving deeper into the causes, you can identify the actual root cause and provide insights for problem-solving and preventive measures. 

What are the key steps in the five whys method?  

The ten key steps in the five whys method include: 

  • State the problem. 
  • Build a team of brainstormers. 
  • Ask “Why” at least five times. 
  • Analyze, examine, and brainstorm. 
  • Confirm the root cause of the issue. 
  • Enforce corrective actions. 
  • Monitor, observe, and evaluate the results. 
  • Revise and repeat. 
  • Communicate and document your findings. 
  • Encourage continuous improvement.   

What types of problems can five whys help solve?  

The five whys method can help solve various problems across many domains. It is particularly effective for addressing complex or recurring issues that require deeper understanding and systematic problem-solving.  

It can be applied to problems related to: 

  • Product defects 
  • Process inefficiencies 
  • Customer complaints 
  • Service failures 
  • Project delays 
  • Interpersonal conflicts.  

By identifying the underlying causes and root issues, the five whys method enables organizations to implement targeted solutions and prevent the problems from recurring. 

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What are the Five Whys? A Tool For Root Cause Analysis

What are the five whys.

Five whys (5 whys) is a problem-solving method that explores the underlying cause-and-effect of particular problems.

The primary goal is to determine the root cause of a defect or a problem by successively asking the question “Why?”. The number ‘5’ here comes from the anecdotal observation that five iterations of asking why is usually sufficient enough to reveal the root cause.

In some cases, it may take more or fewer whys, depending on the depth of the root cause.

https://tulip.widen.net/content/tnupuidev2

Why The Five Whys?

The main benefit of the Five Whys is that it is one of the most powerful assessment methods of all non-statistical analyses. It can uncover and trace back to problems that were not very clear or obvious.

It is simple, and it works.

The Benefits of Five Whys

  • Helps identify the root cause of a problem
  • Understand how one process can cause a chain of problems
  • Determine the relationship between different root causes
  • Highly effective without complicated evaluation techniques

When Should You Use This Method?

  • For simple to moderately difficult problems
  • More complex problems may require this method in combination with some others
  • When problems involve human factors or interactions. So any time human error is involved in the process.

How to Complete a Five Whys Root Cause Analysis

  • Begin with a specific problem. What is it that you are having an issue with? This can also help the team focus on the same problem.
  • Ask why the problem happened and write the answer down below the specific problem you listed in step one.
  • Keep asking “ why” to each of the successive answers you write down until you reach the root cause of the problem.
  • Again, this may take more or less than five “ why”s . Make sure your team sees eye-to-eye with each of the questions being answered as well as the final root cause.

Key Things to Keep in Mind

  • Distinguish causes from symptoms or causal factors
  • To make sure that you are attributing the correct answer to each “ why” , try working backwards. (Answer to the “ Why?” + “and therefore” + the Problem Identified for that Question)
  • You can break down your answers as much as you like. The more the better.
  • Answers should always be based on facts and data
  • Last but not least, assess the process, not the people.

Toyota Five Whys

The Five Whys method was originally developed by Sakichi Toyoda , the founder of Toyota Industries. This method became widely used in Toyota Motor Corporation and is still used frequently to this day. Taiichi Ohno, the architect of the Toyota Production System, describes the five whys as “the basis of Toyota’s scientific approach.”

Along with their other “go and see” philosophies, the five whys method is used along with other famous concepts such as kaizen , poka-yoke , and jidoka .

Five Whys Example

Here’s an example of how this works:

ProblemThere is a puddle of water on the floor.
Why?The overhead pipe is leaking.
Why?There is too much water pressure in the pipe.
Why?There is a faulty control valve.
Why?Control valves have not been tested.
Why?Control valves are not on the maintenance schedule.

The Root Cause reveals the source of the problem. By coming up with a solution for the root cause, there is a high chance that all of the whys leading up to the final answer will naturally get resolved.

Five Whys Tools

The simplest way of conducting the Five Whys test is to simply write it down on a piece of paper. However, the fishbone, or the Ishikawa diagram , can help during the initial process of identifying problems. The diagram can reveal problems that may need the five whys for a deeper look. Then, you can gather all of the root-cause-effect relationships and evaluate which of them had the greatest impact on the original problem.

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Getting to the Root of a Problem Quickly

Have you ever had a problem that refused to go away? No matter what you did, sooner or later it would return, perhaps in another form.

Stubborn or recurrent problems are often symptoms of deeper issues. "Quick fixes" may seem convenient, but they often solve only the surface issues and waste resources that could otherwise be used to tackle the real cause.

In this article and in the video, below, we look at the 5 Whys technique (sometimes known as 5Y). This is a simple but powerful tool for cutting quickly through the outward symptoms of a problem to reveal its underlying causes, so that you can deal with it once and for all.

Click here   to view a transcript of this video.

Origins of the 5 Whys Technique

Sakichi Toyoda, the Japanese industrialist, inventor, and founder of Toyota Industries, developed the 5 Whys technique in the 1930s. It became popular in the 1970s, and Toyota still uses it to solve problems today.

Toyota has a "go and see" philosophy. This means that its decision making is based on an in-depth understanding of what's actually happening on the shop floor   , rather than on what someone in a boardroom thinks might be happening.

The 5 Whys technique is true to this tradition, and it is most effective when the answers come from people who have hands-on experience of the process or problem in question.

The method is remarkably simple: when a problem occurs, you drill down to its root cause by asking "Why?" five times. Then, when a counter-measure becomes apparent, you follow it through to prevent the issue from recurring.

The 5 Whys uses "counter-measures," rather than "solutions." A counter-measure is an action or set of actions that seeks to prevent the problem from arising again, while a solution may just seek to deal with the symptom. As such, counter-measures are more robust, and will more likely prevent the problem from recurring.

When to Use a 5 Whys Analysis

You can use 5 Whys for troubleshooting, quality improvement, and problem solving, but it is most effective when used to resolve simple or moderately difficult problems.

It may not be suitable if you need to tackle a complex or critical problem. This is because 5 Whys can lead you to pursue a single track, or a limited number of tracks, of inquiry when, in fact, there could be multiple causes. In cases like these, a wider-ranging method such as Cause and Effect Analysis   or Failure Mode and Effects Analysis   may be more effective.

This simple technique, however, can often direct you quickly to the root cause of a problem. So, whenever a system or process isn't working properly, give it a try before you embark on a more in-depth approach – and certainly before you attempt to develop a solution.

The tool's simplicity gives it great flexibility, too, and 5 Whys combines well with other methods and techniques, such as Root Cause Analysis   . It is often associated with Lean Manufacturing   , where it is used to identify and eliminate wasteful practices. It is also used in the analysis phase of the Six Sigma   quality improvement methodology.

How to Use the 5 Whys

The model follows a very simple seven-step process:

1. Assemble a Team

Gather together people who are familiar with the specifics of the problem, and with the process that you're trying to fix. Include someone to act as a facilitator   , who can keep the team focused on identifying effective counter-measures.

2. Define the Problem

If you can, observe the problem in action. Discuss it with your team and write a brief, clear problem statement that you all agree on. For example, "Team A isn't meeting its response time targets" or "Software release B resulted in too many rollback failures."

Then, write your statement on a whiteboard or sticky note, leaving enough space around it to add your answers to the repeated question, "Why?"

3. Ask the First "Why?"

Ask your team why the problem is occurring. (For example, "Why isn't Team A meeting its response time targets?")

Asking "Why?" sounds simple, but answering it requires serious thought. Search for answers that are grounded in fact: they must be accounts of things that have actually happened, not guesses at what might have happened.

This prevents 5 Whys from becoming just a process of deductive reasoning, which can generate a large number of possible causes and, sometimes, create more confusion as you chase down hypothetical problems.

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Your team members may come up with one obvious reason why, or several plausible ones. Record their answers as succinct phrases, rather than as single words or lengthy statements, and write them below (or beside) your problem statement. For example, saying "volume of calls is too high" is better than a vague "overloaded."

4. Ask "Why?" Four More Times

For each of the answers that you generated in Step 3, ask four further "whys" in succession. Each time, frame the question in response to the answer you've just recorded.

Try to move quickly from one question to the next, so that you have the full picture before you jump to any conclusions.

The diagram, below, shows an example of 5 Whys in action, following a single lane of inquiry.

Figure 1: 5 Whys Example (Single Lane)

5 Whys

The 5 Whys method also allows you to follow multiple lanes of inquiry. An example of this is shown in Figure 2, below.

In our example, asking "Why was the delivery late?" produces a second answer (Reason 2). Asking "Why?" for that answer reveals a single reason (Reason 1), which you can address with a counter-measure.

Similarly, asking "Why did the job take longer than expected?" has a second answer (Reason 2), and asking "Why?" at this point reveals a single reason (Reason 1). Another "Why?" here identifies two possibilities (Reasons 1 and 2) before a possible counter-measure becomes evident.

There is also a second reason for "Why we ran out of printer ink" (Reason 2), and a single answer for the next "Why?" (Reason 1), which can then be addressed with a counter-measure.

Figure 2: 5 Whys Example (Multiple Lanes)

5 Whys

Step 5. Know When to Stop

You'll know that you've revealed the root cause of the problem when asking "why" produces no more useful responses, and you can go no further. An appropriate counter-measure or process change should then become evident. (As we said earlier, if you're not sure that you've uncovered the real root cause, consider using a more in-depth problem-solving technique like Cause and Effect Analysis   , Root Cause Analysis   , or FMEA   .)

If you identified more than one reason in Step 3, repeat this process for each of the different branches of your analysis until you reach a root cause for each one.

The "5" in 5 Whys is really just a " rule of thumb   ." In some cases, you may need to ask "Why?" a few more times before you get to the root of the problem.

In other cases, you may reach this point before you ask your fifth "Why?" If you do, make sure that you haven't stopped too soon, and that you're not simply accepting "knee-jerk" responses.

The important point is to stop asking "Why?" when you stop producing useful responses.

As you work through your chain of questions, you may find that someone has failed to take a necessary action. The great thing about 5 Whys is that it prompts you to go further than just assigning blame , and to ask why that happened. This often points to organizational issues or areas where processes need to be improved.

6. Address the Root Cause(s)

Now that you've identified at least one root cause, you need to discuss and agree on the counter-measures that will prevent the problem from recurring.

7. Monitor Your Measures

Keep a close watch on how effectively your counter-measures eliminate or minimize the initial problem. You may need to amend them, or replace them entirely. If this happens, it's a good idea to repeat the 5 Whys process to ensure that you've identified the correct root cause.

Appreciation

A similar question-based approach known as "appreciation" can help you to uncover factors in a situation that you might otherwise miss.

It was originally developed by the military to assist commanders in gaining a comprehensive understanding of any fact, problem or situation. But you can also apply it in the workplace.

Starting with a fact, you first ask the question, "So what?" – in other words, what are the implications of that fact? Why is this fact important?

You then continue asking that question until you've drawn all possible conclusions from it.

The major difference between this and the 5 Whys technique is that appreciation is often used to get the most information out of a simple fact or statement, while 5 Whys is designed to drill down to the root of a problem.

Bear in mind that appreciation can restrict you to one line of thinking. For instance, once you've answered your first "So what?" question, you might follow a single line of inquiry to its conclusion. To avoid this, repeat the appreciation process several times over to make sure that you've covered all bases.

The 5 Whys strategy is a simple, effective tool for uncovering the root of a problem. You can use it in troubleshooting, problem-solving, and quality-improvement initiatives.

Start with a problem and ask why it is occurring. Make sure that your answer is grounded in fact, and then ask the question again. Continue the process until you reach the root cause of the problem, and you can identify a counter-measure that will prevent it from recurring.

Bear in mind that this questioning process is best suited to simple or moderately difficult problems. Complex problems may benefit from a more detailed approach, although using 5 Whys will still give you useful insights.

Infographic

You can see our infographic on the 5 Whys method here:

Use the 5 Whys to Get to the Root of Your Problems Infographic

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Comments (77)

  • Over a month ago BillT wrote Hi hunyakvera, Thanks for your observant feedback. Sakichi Toyoda died in October of 1930, and is the creator of the 5 Whys. Also, he is stated as the founder of Toyota as he challenged his son to start a business that applied the principles of Lean and the 5 Whys. His son Kiichiro first continued with the loom company, and then decided he could do the same for any company, primarily a car company that he called Toyota. BillT Mind Tools Team
  • Over a month ago hunyakvera wrote Hi! Great article. However Sakichi Toyoda died in the year 1930, so i don't see how he could have developed this technique in the 1930s. Either 1930 in his last year of life, or the date is wrong. Also, he wasn't the founder of Toyota. His son was. However, he was the founder of Toyoda companies, but not Toyota
  • Over a month ago Midgie wrote Hi MGlasscock, Welcome to the Club! Indeed this 5 Whys approach is a great technique to get to the bottom of things! It would be great to meet you so come on over to the Forums and introduce yourself. Also if you have any questions, just let us know and we will be happy to help. Midgie Mind Tools Team

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Brain Power

How to use the 5 whys to get to the root cause of any problem.

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Do you take long to solve career or business problems? It may be time to learn how to use the 5 Whys to make the process simpler.

Maybe you believe that you need to know 1000 techniques to solve problems faster. The truth is that there isn’t a single technique that can solve all your problems. But despite this reality, you can still solve most of your problems in an effective way.

How? By leveraging Sakichi Toyoda’s 5 Whys technique. Toyoda used this technique for the Toyota production system, but you can apply it to most of your problems [1] . So, stop trying to memorize dozens of techniques and get ready to work smarter!

Table of Contents

What is the 5 whys method, how to ask the 5 whys efficiently, an example of the 5 whys, when do the 5 whys not work, the bottom line, more problem solving techniques.

With the 5 Whys technique, you have to ask 5 questions.

Simple, right? Whenever you’re facing a problem, ask what may have contributed to the current results. Then, continue asking 5 times, or until you reach the root cause.

The 5 Whys | Find the Root Cause of a Problem Fast

How do you know that this technique works? Well, Toyota has successfully implemented this technique to improve their assembly line. Now imagine what it can do to help you solve common problems [2] !

The 5 Whys process isn’t complex, but it’ll take time to get used to. If you’re like most, you tend to jump at finding solutions when solving problems. Instead, start by asking one question each time you’re facing a problem.

It can be for anything minor such as being stuck in traffic. In this case, your first question would be why you didn’t avoid traffic. Ask a single question for all your problems, and continue adding more until you ask 5 by default.

Eventually, you’ll know when to ask the 5 Whys and find a root cause to most of your problems. But, you don’t always have to work alone. When you work with unfamiliar topics, work with team members to brainstorm answers.

If you want to know how to be a great team player, check out this article .

For example, if you’re troubleshooting a bad marketing campaign for your business, work with your marketing team to find a solution. As a business owner, you’ll wear many hats but won’t be able to find a root cause to most of your problems alone.

Before you start asking the 5 Whys, you need to prepare to get the best results. Here’s the flow process for solving a real-world problem:

1. Get the Right Resources

You don’t know what you don’t know. So, gather information through books and online resources before solving a problem. You’ll find yourself researching more often for topics you’re not familiar with.

If you don’t prepare, you’ll limit yourself to an ineffective root cause.

You can also surround yourself with people who specialize in certain areas. This way you can work together with your group to find the best root cause of a problem.

Your goal here is to feel comfortable with the questions you’re working with. Avoid answering questions you’re unsure of because you’ll most likely end up with a bad root cause.

2. Understand the Problem

Before you solve any problem, it’s important to know the nature of the problem you’re solving. This will help you avoid finding an irrelevant root cause.

When you define the problem, you’ll also avoid confusion when working with teams. For example, when working in teams, often it’s easy to assume that everyone is working on the same problem. But this isn’t always the case and can cause teams working to solve two different problems.

3. Ask Your First 5 Questions

Once you’ve spent enough time preparing, ask your first question. Instead of giving quick answers, brainstorm which answers will bring the most value. Each question depends on its predecessor, so give meaningful answers.

The rule of thumb here is to keep repeating why five times until you’ve found a potential root cause . Typically, 5 questions or less is enough to solve the most common problems, but don’t limit yourself to 5 questions if it’s genuinely necessary to ask more.

Instead, keep asking questions until you can’t anymore.

4. Find Your Root Cause

The main goal for using the 5 Whys framework is to end up with a root cause for the issue you’re experiencing. You should come up with an answer that helps you understand when/why the problem occurs.

It’s also used to address high-level issues so that you can track your progress afterward. By addressing high-level issues, you’ll solve problems quicker before addressing the root cause.

Learning about the 5 Whys framework is great, but having real-world examples is better. Here’s an example you can use as a template for when you’re solving real-world problems:

Problem: Employers haven’t called me back for an interview for the past 3 months

  • Question 1 : Why is my resume not getting noticed by employers? Because it’s too generic and not showing any special skills for the roles you’re applying to.
  • Question 2: Why is my resume too generic? Because I want it to appeal to many professions.
  • Question 3: Why do I want to apply to many professions? Because I want to increase my chances of getting hired.
  • Question4: Why would applying to several professions increase my odds at getting hired? Because I wouldn’t limit myself to available job openings at one specific profession.
  • Question 5: Why would I limit myself to job openings available? Because there is a high demand for my profession.

In this scenario, you’d stop at question 5 because you’ve found a potential root cause.

Since there’s a lot of competition for your industry, your resume needs to stand out. Who do you think an employer will hire, a jack of all trades or an expert in their profession?

Whenever you’re working with a problem, take time to brainstorm the best questions. That’s because it’ll impact the quality of the root cause you’ll end up with.

As you’ve seen, the 5 Whys isn’t complicated and can be used for many kinds of problems , but it takes a lot of effort to execute correctly. When done right, it can help you find the culprit to most of your common problems. The problem is that this technique isn’t suited for every situation.

Unreplicable Results

You won’t be able to replicate the same results. Think about it: you’re creating your own questions and answering them in a unique way. No one else would be able to replicate your results for the most part.

This means that even two teams working in the same environment will come up with two separate answers.

Limited by the Knowledge Available

As mentioned before, gather enough information when solving an unknown problem. The problem is that you won’t always have the best resources available. Because of this, you’ll limit yourself to the quality of your answers.

If you’re ever facing an unknown topic, try a different problem-solving technique.

Focusing on a Single Root Cause

The main goal behind using the 5 Whys is to come up with a single root cause. But all problems don’t always have a single solution. For example, a marketing campaign can have a best, good, and worst case scenario.

These limitations don’t make the 5 Whys a bad technique to use. Instead, they let you know how to use this technique more effectively.

The 5 Whys works best for improving processes and solving simple problems, but it falls short when working with complex problems. That’s why you’ll need to know other alternatives .

For example, a company’s low customer response rate may be due to several factors. In this case, you’d choose a technique that’s better suited to solve complex problems. Determine which problems you face the most to know which techniques will help you the most.

Imagine conquering issues most people give up on.

People would look at you and assume that you know 1000 ways to solve a problem. The truth is that not much has changed since you’d struggled with solving problems.

But you’re now using a proven system that’s made your life easier.

You’re a problem-solving machine.

If you don’t believe this can be your reality, you’re wrong. You have what it takes to solve your problems, but you’ll need to practice. Start by asking one question today as you face a problem.

Then, keep doing the same until you’re asking several questions for each of your problems. You won’t master the 5 Whys analysis overnight, but, with enough practice, this technique will feel more natural.

  • 6 Effective Ways to Enhance Your Problem Solving Skills
  • Causal Analysis: Effective Techniques to Problem Solving
  • What Is Creativity? We All Have It, and Need It
  • Goal Setting: The Ultimate Guide

Featured photo credit: Startaê Team via unsplash.com

[1]^Harvard Business Review:
[2]^Harvard Business Review:

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How the Time Flow System Works

5 whys: The Power of Asking "Why?" Five Times

5 whys: The Power of Asking "Why?" Five Times

The Power of Asking "Why?" Five Times: A Deep Dive into the 5 Whys Method

In any problem-solving process, it's essential to identify the root cause of the issue to solve it effectively. That's where the 5 Whys method comes in.

This simple yet powerful technique involves asking "why?" five times to get to the heart of the problem. By doing so, you can address the underlying cause of the issue and develop long-term solutions.

In this article, we'll explore the 5 Whys method and its benefits. We'll also provide you with practical tips on how to use it effectively in your personal and professional life.

What is the 5 Whys method?

The 5 Whys method is a problem-solving technique that was first introduced by Sakichi Toyoda, the founder of Toyota Industries, in the 1930s. The idea behind the method is to ask "why?" five times in a row to get to the root cause of a problem. Each subsequent "why?" builds on the answer to the previous question, allowing you to delve deeper into the issue.

How does the 5 Whys method work?

Let's say that your car won't start. You might ask yourself, "Why won't my car start?" Your first answer might be, "The battery is dead." You would then ask yourself, "Why is the battery dead?" Your second answer might be, "The alternator is not charging the battery.

" You would then ask yourself, "Why is the alternator not charging the battery?" Your third answer might be, "The alternator belt is broken ." You would then ask yourself, "Why is the alternator belt broken?" Your fourth answer might be,

"The belt was well past its replacement date, and I didn't get it replaced." You would then ask yourself, "Why didn't I get the belt replaced?" Your fifth and final answer might be, "I forgot about it."

By asking "why?" five times, you have identified the root cause of the problem: forgetting to replace the alternator belt. Now you can take steps to prevent this problem from happening in the future.

What are the benefits of the 5 Whys method?

What are the benefits of the 5 Whys method?

The 5 Whys method offers several benefits, including:

Identifying the root cause of the problem

By asking "Why?" five times, you can get to the heart of the issue and identify the underlying cause of the problem . This allows you to develop effective long-term solutions rather than just addressing the symptoms of the issue.

Encouraging critical thinking

The 5 Whys method encourages critical thinking by forcing you to examine the issue from different angles. It helps you avoid jumping to conclusions and making assumptions.

Promoting teamwork

The 5 Whys method is an excellent tool for team problem-solving. By involving multiple team members in the process, you can get a broader perspective on the issue and come up with more effective solutions.

How to use the 5 Whys method effectively

To use the 5 Whys method effectively, follow these practical tips:

Define the problem clearly

Before you start asking "Why?" five times, make sure you have a clear understanding of the problem you are trying to solve . Be specific about the issue you are trying to address.

Involve the right people

If you are using the 5 Whys method in a team setting, make sure you involve the right people. You want to have a diverse group of individuals with different perspectives and expertise.

Ask open-ended questions

When asking "Why?" make sure you ask open-ended questions that encourage discussion and exploration. Avoid closed-ended questions that limit the conversation.

Avoid blame

The 5 Whys method is not about blaming individuals for problems. Instead, it's about finding the root cause of the issue so that it can be addressed and prevented in the future. Make sure the focus is on finding solutions rather than assigning blame.

Keep it simple

The 5 Whys method should be straightforward and easy to understand. Avoid using technical jargon or complex language that might confuse people.

Use it proactively

The 5 Whys method can also be used proactively to identify potential problems before they occur. By asking "why?" five times, you can uncover potential issues and address them before they become significant problems.

Real-world applications of the 5 Whys method

Real-world applications of the 5 Whys method

The 5 Whys method can be used in a wide range of industries and situations. Here are some examples:

Manufacturing

In manufacturing, the 5 Whys method can be used to identify the root cause of defects in products. By doing so, manufacturers can make improvements to their processes and prevent similar defects from occurring in the future.

In healthcare, the 5 Whys method can be used to identify the root cause of medical errors or patient safety incidents. By doing so, healthcare providers can develop processes and procedures to prevent similar incidents from occurring in the future.

In business, the 5 Whys method can be used to identify the root cause of problems such as low employee morale, poor customer satisfaction, or low productivity. By doing so, businesses can make improvements to their processes and address the underlying issues.

The 5 Whys method is a simple yet powerful problem-solving technique that can be used in a wide range of situations.

By asking "why?" five times, you can identify the root cause of an issue and develop effective long-term solutions. When using the 5 Whys method, it's essential to define the problem clearly, involve the right people, ask open-ended questions, avoid blame, keep it simple, and use it proactively.

By following these tips, you can use the 5 Whys method to its full potential and achieve better outcomes in your personal and professional life.

FAQs: 5 Whys

FAQs: 5 Whys

Is the 5 whys method the only problem-solving technique.

No, there are several other problem-solving techniques, such as root cause analysis, fishbone diagrams, and SWOT analysis.

Can the 5 Whys method be used in personal situations?

Yes, the 5 Whys method can be used in personal situations such as identifying the cause of a relationship issue or a personal problem.

How many people should be involved in the 5 Whys method?

It depends on the situation. In some cases, a single person can use the 5 Whys method to solve a problem . In other cases, a team may be required.

How long does it take to complete the 5 Whys method?

It depends on the complexity of the issue being addressed. In some cases, it may only take a few minutes, while in others, it may take several hours.

Is the 5 Whys method foolproof?

No, the 5 Whys method is not foolproof. It is just one tool in a problem-solving toolbox and should be used in conjunction with other techniques.

Additional 5 Why Information

Additional 5 Why Information

5 Whys Analysis : The 5 Whys analysis is a problem-solving technique that involves asking "why?" five times to uncover the root cause of an issue. It is a simple and effective way to get to the heart of a problem and develop long-term solutions.

5 Whys Template : A 5 Whys template is a tool that can be used to guide the process of asking "Why?" five times. It typically includes spaces to document the answers to each of the five questions and helps to keep the process organized.

5 Whys Example : An example of the 5 Whys technique in action might be investigating why a customer is unhappy with a product or service. By asking "why?" five times, the company could identify the root cause of the issue and take steps to address it.

5 Whys Technique : The 5 Whys technique is a problem-solving method that involves asking "why?" five times to uncover the root cause of an issue. It is a useful tool in a wide range of industries and situations.

5 Whys Method : The 5 Whys method is a structured approach to problem-solving that involves asking "why?" five times to get to the root cause of an issue. It is a simple yet powerful tool that can be used in many different situations.

5 Whys Problem Solving : The 5 Whys problem-solving technique is a way to identify the root cause of an issue by asking "Why?" five times. It is an effective way to get to the heart of a problem and develop long-term solutions.

5 Whys Template Word : A 5 Whys template in Word is a document that can be used to guide the process of asking "why?" five times. It can be customized to suit the needs of a particular situation.

5 Whys Root Cause Analysis Example : A root cause analysis using the 5 Whys method might involve investigating why a manufacturing process is producing defective products . By asking "why?" five times, the root cause of the defects could be identified and addressed.

5 Whys Six Sigma : The 5 Whys technique is a valuable tool in the Six Sigma process, which focuses on improving quality and efficiency in manufacturing and other industries.

Root Cause Analysis 5 Whys Template : A root cause analysis using the 5 Whys method can be facilitated by using a template that guides the process of asking "why?" five times. This helps to keep the process organized and focused.

What are the 5 Whys Questions : The 5 Whys questions are a set of five questions that are used to identify the root cause of a problem. They are typically phrased as "Why did this happen?" and repeated five times.

How are the 5 Whys used : The 5 Whys are used to identify the root cause of a problem by asking "Why?" five times. This helps to get to the heart of the issue and develop long-term solutions.

Jefferson Memorial 5 Whys : The Jefferson Memorial in Washington, D.C. is an example of the 5 Whys technique in action. The memorial was experiencing water infiltration, and the 5 Whys were used to identify the root cause of the problem.

Using the 5 Whys is a Helpful Way to : Using the 5 Whys is a helpful way to get to the root cause of a problem and develop long-term solutions. It is a simple and effective problem-solving technique that can be used in many different situations.

Sakichi Toyoda 5 Whys : Sakichi Toyoda, the founder of Toyota Industries, is credited with developing the 5 Whys technique as a way to improve the company's manufacturing processes. The technique has since been adopted by many other industries and has become a widely used problem-solving method.

Final thoughts

The 5 Whys is a problem-solving technique used to determine the root cause of a problem. It involves asking "why" at least five times to drill down to the underlying issue causing the problem.

For example, if a machine in a factory stopped working, the first "why" could be, "Why did the machine stop working?" The second "why" could be, "Why did the machine's motor fail?" The third "why" could be, "Why was there a short circuit in the motor?" The fourth "why" could be, "Why wasn't the motor properly maintained?" And the fifth "why" could be, "Why wasn't there a regular maintenance schedule for the motor?"

By asking "why" at least five times, the root cause of the problem can be identified, and the necessary actions can be taken to prevent it from happening again in the future.

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How to Compare 5 Whys With Other Problem-Solving Methods

A man can be seen holding two directional boards in opposite directions that compares two problem solving tricks.

Solving problems is an unavoidable part of any business or project, but choosing the right method to find the root cause can make all the difference between a temporary fix and a lasting solution.

One of these sets of skills required in the competitive world, that every business and individual needs today is solving problems. Although there are lots of methodologies to deal with problems effectively, the 5 Whys analysis template PPT happens to be one of the methodologies that are simple and effective in discovering root causes.

But how does it compare with other problem-solving methods like Fishbone Diagrams, Six Sigma, or even Brainstorming? Keep reading this blog post to find out just how different such problem-solving methods are, thereby assisting you in the next decision.

What is the 5 Whys Technique?

The 5 Whys technique is a very simple technique where the respondent is asked, “Why?” five times to understand and get to the root cause of a problem.

How does it work?

  • Identify the Problem
  • Ask “Why” the problem occurred
  • Repeat “Why” for every response usually five times digging deeper for its root cause.

Let’s consider an example. Say a machine has broken down . You can ask your team:

1)Why did it stop? 2)Why wasn’t it fixed? 3)Why wasn’t the spare part available? 4)Why wasn’t the inventory verified? By the fifth “Why,” you typically get to the root problem, which is poor maintenance or terrible management of the inventory.

How Can 5 Whys Compared to Other Methods

Comparison of three analysis methods with the features of real 5 whys using a flowline diagram.

5 Whys vs. Fishbone Diagram

Another tool for conducting root cause analysis is the Fishbone Diagram which categorizes different possible causes of a problem into people, machines, materials, and processes.

Graphic Presentation: In the Fishbone Diagram you will have a graphic layout that will help you see all possible causes in one glance. Compared to this, 5 Whys lacks any visual element, thus easier but less comprehensive, especially for bigger or more complicated problems.

Ease of Use: The 5 Whys method is quicker and less complicated to implement than the Fishbone Diagram, but the latter is more comprehensive and structured, so it could better be used for complex problems with some factors.

When to Use Fishbone Diagram: For problems having several dimensions and asking for a wider perspective, the fishbone diagram template PPT could prove to be the preferred choice. For petty issues that are very simple, 5 Whys often suffice.

5 Whys vs. Six Sigma DMAIC

Six Sigma is more analytic and data-centric with the aim of process enhancement. Amongst its mainstream methodologies lies DMAIC (Define, Measure, Analyze, Improve, Control).

Complexity vs. Depth: Six Sigma requires data gathering, statistical analysis, and measuring performance. 5 Whys are quite simple with no requirement of data gathering or statistical analysis, and thus, much more accessible to quick fixes in problem situations.

Time and Resources: While Six Sigma may take weeks or months to implement, 5 Whys can be conducted in one sitting, so it’s excellent for such immediate answers. Six Sigma will however likely bring more durable, long-term solutions because of the process-of-detail orientation.

When to Implement Six Sigma: If you are in a high-risk environment where decisions should be based on data, Six Sigma can be implemented.

5 Whys vs. Brainstorming

Brainstorming is a creative teamwork activity with multiple ideas to solve a problem without judgment. This is widely used in teams for solution generation.

Creativity vs. Structure: Brainstorming fosters out-of-the-box thinking, but Five Whys follows a more structured and logic-driven line to find what the actual cause is; in cases where brainstorming is ideal for eliciting a wide range of ideas but does not enable drilling down into actual causes.

Collaboration: Brainstorming relies on group input and diversity of thought, whereas five Whys can be done by one individual or a smaller group.

When to Use Brainstorming: Apply brainstorming PPT to explore a wide variety of possible solutions. Apply 5 Whys when you are more focused on diagnosing a specific problem.

Strengths and Weaknesses of 5 Whys

-Strengths:

Simple and Quick: Anyone may apply it, and it requires no special tools.

Helps Focus on Root Cause: Helps in pinpointing the actual issue rather than merely a treatment for symptoms.

Very Efficient Cost-Effective: In that, it does not require a great deal of resources and tools; it is very efficient.

-Weaknesses:

Too Simple for Some Complex Problems: T he five iterations of “Why” are not always sufficient to delve into the root causes, especially when dealing with complex systems.

Subjective: The method depends on the knowledge and understanding of the person answering the 5 Whys.

Choosing the Right Problem-Solving Method

The decision lies in the problems when identifying between the 5 Whys and other methods with such considerations

The complexity of the Problem: If it contains various causes or is so complex, then tools like the Fishbone Diagram, Six Sigma, etc. would suffice.

Available Resources: Where resources are limited and a quick solution is required, 5 Whys would be the best.

Need for Innovation: When ideas are needed rather than the root cause then Brainstorming would be more suited to this.

With the 5 Whys method, you can identify root causes quickly, especially in terms of saving time and resources. However, this tool may not be ideal for all situations when the problem is complex and requires much more data-driven approaches. The difference between 5 Whys, Fishbone Diagrams, Six Sigma, and Brainstorming will assist you in deciding which tool is needed for your project to ensure you tackle problems right the first time.

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Problem-Solving Guide for Researchers in Statistical Data Analysis

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Statistical data analysis plays a vital role in modern research, transforming raw data into meaningful insights. This guide helps the researchers to go through the complexities of statistical analysis from defining research problems or concluding results. 

Statistical analysis is collecting and analyzing large volumes of data to identify trends and develop valuable insights. In the professional world, statistical analysts take the raw data to determine the correlations between variables for the patterns and trends to relevant stakeholders.

The structured problem-solving approach ensures that researchers can get an accurate answer by using appropriate statistical methods and answering the research questions effectively. 

For more ideas on problem-solving and how to apply appropriate solving techniques to research problems, then continue reading this guide.  

Table of Contents

Understanding the Research Problem and Statistical Analysis

A research problem is a well-defined question that tells what is found for effective statistical analysis, enabling researchers to draw meaningful conclusions. This research question helps to identify relevant variables and choose suitable statistical analysis methods. 

Statistics is a scientific field that involves data collection, interpretation, and validation. Statistical data analysis is a quantitative research process used to quantify and analyze data. Often involving descriptive or observational data. 

The use of any statistical analysis for a well-defined research question is necessary. It is the starting point for determining the data that will be collected, the statistical techniques to be used, and the hypothesis to be tested. 

Also, this process ensures the appropriate use of data collection, analysis, and interpretation techniques to answer research questions systematically and accurately. 

Data in statistical analysis can be either univariate or multivariate. Univariate analysis is applied to single variables (using the t-tests , and ANOVA test ). However, multivariate analysis is used for multiple variables performing regression analysis, factor analysis, and discriminant analysis.

Steps to Perform the Analysis & Solve Statistical Problems

Statistical data analysis involves a series of patterns to transform raw data into meaningful insights. For this, some steps adopted to perform any analysis and discussed below clearly:

  • Define Research Question or Hypothesis

Defining the research problem is the first and most important step in performing any statistical analysis. To define any problem involves:

  • Clearly Define the Problem : Define correctly what you want to investigate such as “How do interactive learning techniques improve test scores in mathematics for high school students?”. A clear, concise question helps to stay focused and guides to collect the data or the statistical methods that can be used.
  • Formulate a Hypothesis : A hypothesis is a statement that proposes a potential answer to your research question. It consists of:
  • Null Hypothesis (H 0 ) : Indicates no effect or no relationship such as “There is no significant difference in test scores between high school students who use interactive learning techniques and those who use traditional methods”.
  • Alternative Hypothesis (H 1 ) : Indicates an effect or relationship “High school students who use interactive learning techniques score higher test results mathematics compared to those who use traditional teaching methods”.
  • Collect and Prepare Data

To conduct any statistical analysis, collect or prepare reliable data. The data preparation involves multiple steps:

  • Gathering Data : Collect data from given research questions and gather the self-reported information. Use the controlled studied variables to solve the observed data effects. 
  • Data Cleaning : Correct the typographical or logical errors in data entries and use imputation techniques, like mean substitution or regression, to deal with incomplete data. Standardize the formats by using the categories or units of measurement to make data consistent.
  • Organize the Data : Structure the cleaned data into formats like spreadsheets (Excel, Google Sheets) or databases (SQL) to make further analysis easier. Also labeled well-defined headers with the variable or group name.
  • Explore the Data (Descriptive Statistics)

To explore complex analysis, first find some necessary terms of the data set using descriptive statistics. This method helps in understanding the shape, spread, and main patterns of sample/population data. 

It also helps to identify irregularities, such as skewness or the presence of anomalies, which can inform the type of analysis. For an understanding of descriptive statistics see the below details:

  • Evaluate Summary Statistics : First find the mean, median, and mode of the given data set in performing any statistical analysis. These measures give an initial sense of any data distribution data set. Then find the range, variance, and standard deviation to determination of the separation or dispersion of the data set.
  • Data Visualization : Use the technique for the visualization of data that is useful for showing frequency distributions. For this, draw the different types of graphs (Histogram, Pie chart, Box Plot, Scatter plot, etc.,) that make the visualization process more effective. Box Plots help in the visualization of the separation or identification of outliers. While Scatter Plots show the relationships or trends between two variables.
  • Choose the Right Statistical Methods

The choice of statistical methods depends on the type of data and the nature of the research question. For statistical or continuous and categorical data adopt different techniques. The choice of technique is necessary for the exact or effective answer to the research question. 

  • Identify Data Type : The Categorical Data is represented in distinct categories or distinct values (i.e., gender, yes/no responses). While the Continuous Data can take on an infinite number of values or data observations from the experiment. 
  • Select Statistical Techniques:

The selection of any statistical technique depends on the data or nature of the experiment. The selection of the right technique is necessary for the exact or accurate answer to make the results of any data effective. 

For the selection of technique or analysis see below details:

  • T-Test : To compare the means of the sample/population data of two groups perform the T-test. If the groups are statistically significantly different from each other. A significant p-value (usually < 0.05) indicates the statistically significant difference between the two group means.
  • ANOVA (Analysis of Variance) : If one group’s mean is different from the others then to compare the means between more than two groups use the ANOVA test. The Post hoc tests (Tukey’s HSD) are used to identify the groups that differ from one another.
  • Regression Analysis : To investigate the relationship between one or more dependent and independent variables then perform the regression analysis . It allows the predictions and understanding of relationships.  
  • Chi-Square Test : For categorical data, test the association between two variables. The Chi-Square statistic quantifies the difference between the observed and expected frequencies.
  • Correlation : To find the strength and direction of a relationship between two variables perform correction statistics. The correlation coefficient (r) ranges from -1 to 1. A value near “1” shows a strong positive correlation, “-1” represents a negative correlation, and “0” means no correlation.
  • Conduct the Analysis

After selecting the technique according to the right statistical methods then performing the analysis for the numerical value of any data. The right tool is more beneficial for the exact value of any data. 

Below we discuss some tools that are more beneficial to conducting the analysis and determining the numerical value of any data.

  • Statistical Software : To perform the statistical analysis use software like SPSS , R-software , Python (SciPy, Pandas), or Excel to conduct the selected test. First, download this software on your devices and use it. Set down key settings, parameters, and according to the software used for the analysis. Make sure the correct parameters are set like confidence levels (usually 95%) or significance levels (typically 0.05). 
  • Statistical Tool : Use standarddeviationcalculator.io to find the value of any data. It is an online platform that provides different statistical tools such as Standard Deviation Calculator, T-Test Calculator, ANOVA Calculator, Regression Analysis Calculator, Chi-Square Test, and many others. These tools help to find the numerical values of different data by just entering the data according to the input. Also, helping to make graphs (such as histograms, Pie charts, and Distribution graphs) that make statistical analysis easy. 
  • Interpret the Results

After finding the values of data, analyze the results to understand the statistical outputs. See the below details:

  • Review Key Metrics : Note the P-value and determine whether to reject the null hypothesis. A “ p-value<0.05 ” typically indicates the significance of given statistical data. Also, note the Confidence Intervals to assess the reliability of estimated results by giving a range where the true population parameter is fall.
  • Interpret Results : First note that the finding results support or reject the null hypothesis. If the result supports then select the null hypothesis and not then move to alternative hypothesis. Ensure the findings are related to the original research question.
  • Make Inferences and Recommendations
  • Draw Conclusions : Based on the statistical output, infer what the data is telling about the population or other phenomenon.
  • Provide Recommendations : Based on findings, suggest actions or implications. 
  • Limitations : Note the limitations of analysis, Due to sample size, sampling method, or data collection constraints. This helps contextualize the validity of your recommendations.

Statistical data analysis is crucial in the modern research process to transform raw data into valuable insights. By understanding the research problem, applying appropriate statistical techniques, and maintaining the standards of methods, researchers can derive meaningful insights from their data. 

This problem-solving guide helps the researchers to navigate the complexities of statistical analysis, from defining research problems to concluding. By this guide understands the research problem, statistical data analysis, steps to analysis, choosing suitable statistical methods, conducting the analysis with the right tools, and interpreting results. 

By these steps, researchers can make informed decisions and draw meaningful conclusions through statistical analysis.

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COMMENTS

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