Research Proposal: A step-by-step guide with template

Making sure your proposal is perfect will drastically improve your chances of landing a successful research position. Follow these steps.

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There’s no doubt you have the most cutting-edge research idea to date, backed up by a solid methodology and a credible explanation proving its relevance! There are thousands of research ideas that could change the world with many new ideologies.

The truth is, none of this would matter without support. It can be daunting, challenging, and uncertain to secure funding for a research project. Even more so when it isn’t well-thought-out, outlined, and includes every detail.

An effective solution for presenting your project, or requesting funding, is to provide a research proposal to potential investors or financiers on your behalf.

It’s crucial to understand that making sure your proposal is perfect will drastically improve your chances of landing a successful research position. Your research proposal could result in the failure to study the research problem entirely if it is inadequately constructed or incomplete.

It is for this reason that we have created an excellent guide that covers everything you need to know about writing a research proposal, and includes helpful tips for presenting your proposal professionally and improving its likelihood of acceptance!

What Is a Research Proposal?

write the research proposals

Generally, a research proposal is a well-crafted, formal document that provides a thorough explanation of what you plan to investigate. This includes a rationale for why it is worth investigating, as well as a method for investigating it.

Research proposal writing in the contemporary academic environment is a challenging undertaking given the constant shift in research methodology and a commitment to incorporating scientific breakthroughs.

An outline of the plan or roadmap for the study is the proposal, and once the proposal is complete, everything should be smooth sailing. It is still common for post-graduate evaluation panels and funding applications to submit substandard proposals.

By its very nature, the research proposal serves as a tool for convincing the supervisor, committee, or university that the proposed research fits within the scope of the program and is feasible when considering the time and resources available.

A research proposal should convince the person who is going to sanction your research, or put another way, you need to persuade them that your research idea is the best.

Obviously, if it does not convince them that it is reasonable and adequate, you will need to revise and submit it again. As a result, you will lose significant time, causing your research to be delayed or cut short, which is not good.

A good research proposal should have the following structure

A dissertation or thesis research proposal may take on a variety of forms depending on the university, but  most generally a research proposal will include the following elements:

  • Titles or title pages that give a description of the research
  • Detailed explanation of the proposed research and its background
  • Outline of the research project
  • An overview of key research studies in the field
  • Description the proposed research design (approach)

So, if you include all these elements, you will have a general outline. Let’s take a closer look at how to write them and what to include in each element so that the research proposal is as robust as the idea itself.

A step-by-step guide to writing a research proposal

#1 introduction.

Researchers who wish to obtain grant funding for a project often write a proposal when seeking funding for a research-based postgraduate degree program, or in order to obtain approval for completing a thesis or PhD. Even though this is only a brief introduction, we should be considering it the beginning of an insightful discussion about the significance of a topic that deserves attention.

Your readers should understand what you are trying to accomplish after they read your introduction. Additionally, they should be able to perceive your zeal for the subject matter and a genuine interest in the possible outcome of the research.

As your introduction, consider answering these questions in three to four paragraphs:

  • In what way does the study address its primary issue?
  • Does that subject matter fall under the domain of that field of study?
  • In order to investigate that problem, what method should be used?
  • What is the importance of this study?
  • How does it impact academia and society overall?
  • What are the potential implications of the proposed research for someone reviewing the proposal?

It is not necessary to include an abstract or summary for the introduction to most academic departments and funding sources. Nevertheless, you should confirm your institution’s requirements.

#2 Background and importance

An explanation of the rationale for a research proposal and its significance is provided in this section. It is preferable to separate this part from the introduction so that the narrative flows seamlessly.

This section should be approached by presuming readers are time-pressed but want a general overview of the whole study and the research question.

Please keep in mind that this isn’t an exhaustive essay that contains every detail of your proposed research, rather a concise document that will spark interest in your proposal.

While you should try to take into account the following factors when framing the significance of your proposed study, there are no rigid rules.

  • Provide a detailed explanation of the purpose and problem of the study. Multidimensional or interdisciplinary research problems often require this.
  • Outline the purpose of your proposed research and describe the advantages of carrying out the study.
  • Outline the major issues or problems to be discussed. These might come in the form of questions or comments.
  • Be sure to highlight how your research contributes to existing theories that relate to the problem of the study.
  • Describe how your study will be conducted, including the source of data and the method of analysis.
  • To provide a sense of direction for your study, define the scope of your proposal.
  • Defining key concepts or terms, if necessary, is recommended.

The steps to a perfect research proposal all get more specific as we move forward to enhance the concept of the research. In this case, it will become important to make sure that your supervisor or your funder has a clear understanding of every aspect of your research study.

#3 Reviewing prior literature and studies

The aim of this paragraph is to establish the context and significance of your study, including a review of the current literature pertinent to it.

This part aims to properly situate your proposed study within the bigger scheme of things of what is being investigated, while, at the same time, showing the innovation and originality of your proposed work.

When writing a literature review, it is imperative that your format is effective because it often contains extensive information that allows you to demonstrate your main research claims compared to other scholars.

Separating the literature according to major categories or conceptual frameworks is an excellent way to do this. This is a more effective method than listing each study one by one in chronological order.

In order to arrange the review of existing relevant studies in an efficient manner, a literature review is often written using the following five criteria:

  • Be sure to cite your previous studies to ensure the focus remains on the research question. For more information, please refer to our guide on how to write a research paper .
  • Study the literature’s methods, results, hypotheses, and conclusions. Recognize the authors’ differing perspectives.
  • Compare and contrast the various themes, arguments, methodologies, and perspectives discussed in the literature. Explain the most prominent points of disagreement.
  • Evaluate the literature. Identify persuasive arguments offered by scholars. Choose the most reliable, valid, and suitable methodologies.
  • Consider how the literature relates to your area of research and your topic. Examine whether your proposal for investigation reflects existing literature, deviates from existing literature, synthesizes or adds to it in some way.

#4 Research questions and objectives

The next step is to develop your research objectives once you have determined your research focus.

When your readers read your proposal, what do you want them to learn? Try to write your objectives in one sentence, if you can. Put time and thought into framing them properly.

By setting an objective for your research, you’ll stay on track and avoid getting sidetracked.

Any study proposal should address the following questions irrespective of the topic or problem:

  • What are you hoping to accomplish from the study? When describing the study topic and your research question, be concise and to the point.
  • What is the purpose of the research? A compelling argument must also be offered to support your choice of topic.
  • What research methods will you use? It is essential to outline a clear, logical strategy for completing your study and make sure that it is doable.

Some authors include this section in the introduction, where it is generally placed at the end of the section.

#5 Research Design and Methods

It is important to write this part correctly and organize logically even though you are not starting the research yet.  This must leave readers with a sense of assurance that the topic is worthwhile.

To achieve this, you must convince your reader that your research design and procedures will adequately address the study’s problems. Additionally, it seeks to ensure that the employed methods are capable of interpreting the likely study results efficiently.

You should design your research in a way that is directly related to your objectives.

Exemplifying your study design using examples from your literature review, you are setting up your study design effectively. You should follow other researchers’ good practices.

Pay attention to the methods you will use to collect data, the analyses you will perform, as well as your methods of measuring the validity of your results.

If you describe the methods you will use, make sure you include the following points:

  • Develop a plan for conducting your research, as well as how you intend to interpret the findings based on the study’s objectives.
  • When describing your objectives with the selected techniques, it is important to also elaborate on your plans.
  • This section does not only present a list of events. Once you have chosen the strategy, make sure to explain why it is a good way to analyse your study question. Provide clear explanations.
  • Last but not least, plan ahead to overcome any challenges you might encounter during the implementation of your research design.

In the event that you closely follow the best practices outlined in relevant studies as well as justify your selection, you will be prepared to address any questions or concerns you may encounter.

We have an amazing article that will give you everything you need to know about research design .

#6 Knowledge Contribution and Relevance

In this section, you describe your theory about how your study will contribute to, expand, or alter knowledge about the topic of your study.

You should discuss the implications of your research on future studies, applications, concepts, decisions, and procedures. It is common to address the study findings from a conceptual, analytical, or scientific perspective.

If you are framing your proposal of research, these guide questions may help you:

  • How could the results be interpreted in the context of contesting the premises of the study?
  • Could the expected study results lead to proposals for further research?
  • Is your proposed research going to benefit people in any way?
  • Is the outcome going to affect individuals in their work setting?
  • In what ways will the suggested study impact or enhance the quality of life?
  • Are the study’s results going to have an impact on intervention forms, techniques, or policies?
  • What potential commercial, societal, or other benefits could be derived from the outcomes?
  • Policy decisions will be influenced by the outcomes?
  • Upon implementation, could they bring about new insights or breakthroughs?

Throughout this section, you will identify unsolved questions or research gaps in the existing literature. If the study is conducted as proposed, it is important to indicate how the research will be instrumental in understanding the nature of the research problem.

#7 Adherence to the Ethical Principles

In terms of scientific writing style, no particular style is generally acknowledged as more or less effective. The purpose is simply to provide relevant content that is formatted in a standardized way to enhance communication.

There are a variety of publication styles among different scholarly disciplines. It is therefore essential to follow the protocol according to the institution or organization that you are targeting.

All scholarly research and writing is, however, guided by codes of ethical conduct. The purpose of ethical guidelines, if they are followed, is to accomplish three things:

1) Preserve intellectual property right;

2) Ensure the rights and welfare of research participants;

3) Maintain the accuracy of scientific knowledge.

Scholars and writers who follow these ideals adhere to long-standing standards within their professional groups.

An additional ethical principle of the APA stresses the importance of maintaining scientific validity. An observation is at the heart of the standard scientific method, and it is verifiable and repeatable by others.

It is expected that scholars will not falsify or fabricate data in research writing. Researchers must also refrain from altering their studies’ outcomes to support a particular theory or to exclude inconclusive data from their report in an effort to create a convincing one.

#8 The budget

The need for detailed budgetary planning is not required by all universities when studying historical material or academic literature, though some do require it. In the case of a research grant application, you will likely have to include a comprehensive budget that breaks down the costs of each major component.

Ensure that the funding program or organization will cover the required costs, and include only the necessary items. For each of the items, you should include the following.

  • To complete the study in its entirety, how much money would you require?
  • Discuss the rationale for such a budget item for the purpose of completing research.
  • The source of the amount – describe how it was determined.

When doing a study, you cannot buy ingredients the way you normally would. With so many items not having a price tag, how can you make a budget? Take the following into consideration:

  • Does your project require access to any software programs or solutions? Do you need to install or train a technology tool?
  • How much time will you be spending on your research study? Are you required to take time off from work to do your research?
  • Are you going to need to travel to certain locations to meet with respondents or to collect data? At what cost?
  • Will you be seeking research assistants for the study you propose? In what capacity and for what compensation? What other aspects are you planning to outsource?

It is possible to calculate a budget while also being able to estimate how much more money you will need in the event of an emergency.

#9 Timeline

A realistic and concise research schedule is also important to keep in mind. You should be able to finish your plan of study within the allotted time period, such as your degree program or the academic calendar.

You should include a timeline that includes a series of objectives you must complete to meet all the requirements for your scholarly research. The process starts with preliminary research and ends with final editing. A completion date for every step is required.

In addition, one should state the development that has been made. It is also recommended to include other relevant research events, for instance paper or poster presentations . In addition, a researcher must update the timeline regularly, as necessary, since this is not a static document.

#10 A Concluding Statement

Presenting a few of the anticipated results of your research proposal is an effective way to conclude your proposal.

The final stage of the process requires you to reveal the conclusion and rationale you anticipate reaching. Considering the research you have done so far, your reader knows that these are anticipated results, which are likely to evolve once the whole study is completed.

In any case, you must let the supervisors or sponsors know what implications may be drawn. It will be easier for them to assess the reliability and relevance of your research.

It will also demonstrate your meticulousness since you will have anticipated and taken into consideration the potential consequences of your research.

The Appendix section is required by some funding sources and academic institutions. This is extra information that is not in the main argument of the proposal, but appears to enhance the points made.

For example, data in the form of tables, consent forms, clinical/research guidelines, and procedures for data collection may be included in this document.

Research Proposal Template

Now that you know all about each element that composes an ideal research proposal, here is an extra help: a ready to use research proposal example. Just hit the button below, make a copy of the document and start working!

write the research proposals

Avoid these common mistakes

In an era when rejection rates for prestigious journals can reach as high as 90 percent, you must avoid the following common mistakes when submitting a proposal:

  • Proposals that are too long. Stay to the point when you write research proposals. Make your document concise and specific. Be sure not to diverge into off-topic discussions.
  • Taking up too much research time. Many students struggle to delineate the context of their studies, regardless of the topic, time, or location. In order to explain the methodology of the study clearly to the reader, the proposal must clearly state what the study will focus on.
  • Leaving out significant works from a literature review. Though everything in the proposal should be kept at a minimum, key research studies must need to be included. To understand the scope and growth of the issue, proposals should be based on significant studies.
  • Major topics are too rarely discussed, and too much attention is paid to minor details. To persuasively argue for a study, a proposal should focus on just a few key research questions. Minor details should be noted, but should not overshadow the thesis.
  • The proposal does not have a compelling and well-supported argument. To prove that a study should be approved or funded, the research proposal must outline its purpose.
  • A typographical error, bad grammar or sloppy writing style. Even though a research proposal outlines a part of a larger project, it must conform to academic writing standards and guidelines.

A final note

We have come to the end of our research proposal guide. We really hope that you have found all the information you need. Wishing you success with the research study.

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Blog Business How to Write a Research Proposal: A Step-by-Step

How to Write a Research Proposal: A Step-by-Step

Written by: Danesh Ramuthi Nov 29, 2023

How to Write a Research Proposal

A research proposal is a structured outline for a planned study on a specific topic. It serves as a roadmap, guiding researchers through the process of converting their research idea into a feasible project. 

The aim of a research proposal is multifold: it articulates the research problem, establishes a theoretical framework, outlines the research methodology and highlights the potential significance of the study. Importantly, it’s a critical tool for scholars seeking grant funding or approval for their research projects.

Crafting a good research proposal requires not only understanding your research topic and methodological approaches but also the ability to present your ideas clearly and persuasively. Explore Venngage’s Proposal Maker and Research Proposals Templates to begin your journey in writing a compelling research proposal.

What to include in a research proposal?

In a research proposal, include a clear statement of your research question or problem, along with an explanation of its significance. This should be followed by a literature review that situates your proposed study within the context of existing research. 

Your proposal should also outline the research methodology, detailing how you plan to conduct your study, including data collection and analysis methods.

Additionally, include a theoretical framework that guides your research approach, a timeline or research schedule, and a budget if applicable. It’s important to also address the anticipated outcomes and potential implications of your study. A well-structured research proposal will clearly communicate your research objectives, methods and significance to the readers.

Light Blue Shape Semiotic Analysis Research Proposal

How to format a research proposal?

Formatting a research proposal involves adhering to a structured outline to ensure clarity and coherence. While specific requirements may vary, a standard research proposal typically includes the following elements:

  • Title Page: Must include the title of your research proposal, your name and affiliations. The title should be concise and descriptive of your proposed research.
  • Abstract: A brief summary of your proposal, usually not exceeding 250 words. It should highlight the research question, methodology and the potential impact of the study.
  • Introduction: Introduces your research question or problem, explains its significance, and states the objectives of your study.
  • Literature review: Here, you contextualize your research within existing scholarship, demonstrating your knowledge of the field and how your research will contribute to it.
  • Methodology: Outline your research methods, including how you will collect and analyze data. This section should be detailed enough to show the feasibility and thoughtfulness of your approach.
  • Timeline: Provide an estimated schedule for your research, breaking down the process into stages with a realistic timeline for each.
  • Budget (if applicable): If your research requires funding, include a detailed budget outlining expected cost.
  • References/Bibliography: List all sources referenced in your proposal in a consistent citation style.

Green And Orange Modern Research Proposal

How to write a research proposal in 11 steps?

Writing a research proposal template in structured steps ensures a comprehensive and coherent presentation of your research project. Let’s look at the explanation for each of the steps here:  

Step 1: Title and Abstract Step 2: Introduction Step 3: Research objectives Step 4: Literature review Step 5: Methodology Step 6: Timeline Step 7: Resources Step 8: Ethical considerations Step 9: Expected outcomes and significance Step 10: References Step 11: Appendices

Step 1: title and abstract.

Select a concise, descriptive title and write an abstract summarizing your research question, objectives, methodology and expected outcomes​​. The abstract should include your research question, the objectives you aim to achieve, the methodology you plan to employ and the anticipated outcomes. 

Step 2: Introduction

In this section, introduce the topic of your research, emphasizing its significance and relevance to the field. Articulate the research problem or question in clear terms and provide background context, which should include an overview of previous research in the field.

Step 3: Research objectives

Here, you’ll need to outline specific, clear and achievable objectives that align with your research problem. These objectives should be well-defined, focused and measurable, serving as the guiding pillars for your study. They help in establishing what you intend to accomplish through your research and provide a clear direction for your investigation.

Step 4: Literature review

In this part, conduct a thorough review of existing literature related to your research topic. This involves a detailed summary of key findings and major contributions from previous research. Identify existing gaps in the literature and articulate how your research aims to fill these gaps. The literature review not only shows your grasp of the subject matter but also how your research will contribute new insights or perspectives to the field.

Step 5: Methodology

Describe the design of your research and the methodologies you will employ. This should include detailed information on data collection methods, instruments to be used and analysis techniques. Justify the appropriateness of these methods for your research​​.

Step 6: Timeline

Construct a detailed timeline that maps out the major milestones and activities of your research project. Break the entire research process into smaller, manageable tasks and assign realistic time frames to each. This timeline should cover everything from the initial research phase to the final submission, including periods for data collection, analysis and report writing. 

It helps in ensuring your project stays on track and demonstrates to reviewers that you have a well-thought-out plan for completing your research efficiently.

Step 7: Resources

Identify all the resources that will be required for your research, such as specific databases, laboratory equipment, software or funding. Provide details on how these resources will be accessed or acquired. 

If your research requires funding, explain how it will be utilized effectively to support various aspects of the project. 

Step 8: Ethical considerations

Address any ethical issues that may arise during your research. This is particularly important for research involving human subjects. Describe the measures you will take to ensure ethical standards are maintained, such as obtaining informed consent, ensuring participant privacy, and adhering to data protection regulations. 

Here, in this section you should reassure reviewers that you are committed to conducting your research responsibly and ethically.

Step 9: Expected outcomes and significance

Articulate the expected outcomes or results of your research. Explain the potential impact and significance of these outcomes, whether in advancing academic knowledge, influencing policy or addressing specific societal or practical issues. 

Step 10: References

Compile a comprehensive list of all the references cited in your proposal. Adhere to a consistent citation style (like APA or MLA) throughout your document. The reference section not only gives credit to the original authors of your sourced information but also strengthens the credibility of your proposal.

Step 11: Appendices

Include additional supporting materials that are pertinent to your research proposal. This can be survey questionnaires, interview guides, detailed data analysis plans or any supplementary information that supports the main text. 

Appendices provide further depth to your proposal, showcasing the thoroughness of your preparation.

Beige And Dark Green Minimalist Research Proposal

Research proposal FAQs

1. how long should a research proposal be.

The length of a research proposal can vary depending on the requirements of the academic institution, funding body or specific guidelines provided. Generally, research proposals range from 500 to 1500 words or about one to a few pages long. It’s important to provide enough detail to clearly convey your research idea, objectives and methodology, while being concise. Always check

2. Why is the research plan pivotal to a research project?

The research plan is pivotal to a research project because it acts as a blueprint, guiding every phase of the study. It outlines the objectives, methodology, timeline and expected outcomes, providing a structured approach and ensuring that the research is systematically conducted. 

A well-crafted plan helps in identifying potential challenges, allocating resources efficiently and maintaining focus on the research goals. It is also essential for communicating the project’s feasibility and importance to stakeholders, such as funding bodies or academic supervisors.

Simple Minimalist White Research Proposal

Mastering how to write a research proposal is an essential skill for any scholar, whether in social and behavioral sciences, academic writing or any field requiring scholarly research. From this article, you have learned key components, from the literature review to the research design, helping you develop a persuasive and well-structured proposal.

Remember, a good research proposal not only highlights your proposed research and methodology but also demonstrates its relevance and potential impact.

For additional support, consider utilizing Venngage’s Proposal Maker and Research Proposals Templates , valuable tools in crafting a compelling proposal that stands out.

Whether it’s for grant funding, a research paper or a dissertation proposal, these resources can assist in transforming your research idea into a successful submission.

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How to write a research proposal

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What is a research proposal?

What is the purpose of a research proposal , how long should a research proposal be, what should be included in a research proposal, 1. the title page, 2. introduction, 3. literature review, 4. research design, 5. implications, 6. reference list, frequently asked questions about writing a research proposal, related articles.

If you’re in higher education, the term “research proposal” is something you’re likely to be familiar with. But what is it, exactly? You’ll normally come across the need to prepare a research proposal when you’re looking to secure Ph.D. funding.

When you’re trying to find someone to fund your Ph.D. research, a research proposal is essentially your “pitch.”

A research proposal is a concise and coherent summary of your proposed research.

You’ll need to set out the issues that are central to the topic area and how you intend to address them with your research. To do this, you’ll need to give the following:

  • an outline of the general area of study within which your research falls
  • an overview of how much is currently known about the topic
  • a literature review that covers the recent scholarly debate or conversation around the topic

➡️  What is a literature review? Learn more in our guide.

Essentially, you are trying to persuade your institution that you and your project are worth investing their time and money into.

It is the opportunity for you to demonstrate that you have the aptitude for this level of research by showing that you can articulate complex ideas:

It also helps you to find the right supervisor to oversee your research. When you’re writing your research proposal, you should always have this in the back of your mind.

This is the document that potential supervisors will use in determining the legitimacy of your research and, consequently, whether they will invest in you or not. It is therefore incredibly important that you spend some time on getting it right.

Tip: While there may not always be length requirements for research proposals, you should strive to cover everything you need to in a concise way.

If your research proposal is for a bachelor’s or master’s degree, it may only be a few pages long. For a Ph.D., a proposal could be a pretty long document that spans a few dozen pages.

➡️ Research proposals are similar to grant proposals. Learn how to write a grant proposal in our guide.

When you’re writing your proposal, keep in mind its purpose and why you’re writing it. It, therefore, needs to clearly explain the relevance of your research and its context with other discussions on the topic. You need to then explain what approach you will take and why it is feasible.

Generally, your structure should look something like this:

  • Introduction
  • Literature Review
  • Research Design
  • Implications

If you follow this structure, you’ll have a comprehensive and coherent proposal that looks and feels professional, without missing out on anything important. We’ll take a deep dive into each of these areas one by one next.

The title page might vary slightly per your area of study but, as a general point, your title page should contain the following:

  • The proposed title of your project
  • Your supervisor’s name
  • The name of your institution and your particular department

Tip: Keep in mind any departmental or institutional guidelines for a research proposal title page. Also, your supervisor may ask for specific details to be added to the page.

The introduction is crucial   to your research proposal as it is your first opportunity to hook the reader in. A good introduction section will introduce your project and its relevance to the field of study.

You’ll want to use this space to demonstrate that you have carefully thought about how to present your project as interesting, original, and important research. A good place to start is by introducing the context of your research problem.

Think about answering these questions:

  • What is it you want to research and why?
  • How does this research relate to the respective field?
  • How much is already known about this area?
  • Who might find this research interesting?
  • What are the key questions you aim to answer with your research?
  • What will the findings of this project add to the topic area?

Your introduction aims to set yourself off on a great footing and illustrate to the reader that you are an expert in your field and that your project has a solid foundation in existing knowledge and theory.

The literature review section answers the question who else is talking about your proposed research topic.

You want to demonstrate that your research will contribute to conversations around the topic and that it will sit happily amongst experts in the field.

➡️ Read more about how to write a literature review .

There are lots of ways you can find relevant information for your literature review, including:

  • Research relevant academic sources such as books and journals to find similar conversations around the topic.
  • Read through abstracts and bibliographies of your academic sources to look for relevance and further additional resources without delving too deep into articles that are possibly not relevant to you.
  • Watch out for heavily-cited works . This should help you to identify authoritative work that you need to read and document.
  • Look for any research gaps , trends and patterns, common themes, debates, and contradictions.
  • Consider any seminal studies on the topic area as it is likely anticipated that you will address these in your research proposal.

This is where you get down to the real meat of your research proposal. It should be a discussion about the overall approach you plan on taking, and the practical steps you’ll follow in answering the research questions you’ve posed.

So what should you discuss here? Some of the key things you will need to discuss at this point are:

  • What form will your research take? Is it qualitative/quantitative/mixed? Will your research be primary or secondary?
  • What sources will you use? Who or what will you be studying as part of your research.
  • Document your research method. How are you practically going to carry out your research? What tools will you need? What procedures will you use?
  • Any practicality issues you foresee. Do you think there will be any obstacles to your anticipated timescale? What resources will you require in carrying out your research?

Your research design should also discuss the potential implications of your research. For example, are you looking to confirm an existing theory or develop a new one?

If you intend to create a basis for further research, you should describe this here.

It is important to explain fully what you want the outcome of your research to look like and what you want to achieve by it. This will help those reading your research proposal to decide if it’s something the field  needs  and  wants,  and ultimately whether they will support you with it.

When you reach the end of your research proposal, you’ll have to compile a list of references for everything you’ve cited above. Ideally, you should keep track of everything from the beginning. Otherwise, this could be a mammoth and pretty laborious task to do.

Consider using a reference manager like Paperpile to format and organize your citations. Paperpile allows you to organize and save your citations for later use and cite them in thousands of citation styles directly in Google Docs, Microsoft Word, or LaTeX.

Paperpile reference manager

Your project may also require you to have a timeline, depending on the budget you are requesting. If you need one, you should include it here and explain both the timeline and the budget you need, documenting what should be done at each stage of the research and how much of the budget this will use.

This is the final step, but not one to be missed. You should make sure that you edit and proofread your document so that you can be sure there are no mistakes.

A good idea is to have another person proofread the document for you so that you get a fresh pair of eyes on it. You can even have a professional proofreader do this for you.

This is an important document and you don’t want spelling or grammatical mistakes to get in the way of you and your reader.

➡️ Working on a research proposal for a thesis? Take a look at our guide on how to come up with a topic for your thesis .

A research proposal is a concise and coherent summary of your proposed research. Generally, your research proposal will have a title page, introduction, literature review section, a section about research design and explaining the implications of your research, and a reference list.

A good research proposal is concise and coherent. It has a clear purpose, clearly explains the relevance of your research and its context with other discussions on the topic. A good research proposal explains what approach you will take and why it is feasible.

You need a research proposal to persuade your institution that you and your project are worth investing their time and money into. It is your opportunity to demonstrate your aptitude for this level or research by showing that you can articulate complex ideas clearly, concisely, and critically.

A research proposal is essentially your "pitch" when you're trying to find someone to fund your PhD. It is a clear and concise summary of your proposed research. It gives an outline of the general area of study within which your research falls, it elaborates how much is currently known about the topic, and it highlights any recent debate or conversation around the topic by other academics.

The general answer is: as long as it needs to be to cover everything. The length of your research proposal depends on the requirements from the institution that you are applying to. Make sure to carefully read all the instructions given, and if this specific information is not provided, you can always ask.

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How to write a good research proposal (in 9 steps)

A good research proposal is one of the keys to academic success. For bachelor’s and master’s students, the quality of a research proposal often determines whether the master’s program= can be completed or not. For PhD students, a research proposal is often the first step to securing a university position. This step-by-step manual guides you through the main stages of proposal writing.

Disclosure: This post may contain affiliate links, which means I may earn a small commission if you make a purchase using the links below at no additional cost to you . I only recommend products or services that I truly believe can benefit my audience. As always, my opinions are my own.

1. Find a topic for your research proposal

Writing a master’s thesis takes a minimum of several weeks. In the case of PhD dissertations, it takes years. That is a long time! You don’t want to be stuck with a topic that you don’t care about.

How to find a research topic? Start broadly: Which courses did you enjoy? What issues discussed during seminars or lectures did you like? What inspired you during your education? And which readings did you appreciate?

Then, think more strategically. Maybe you have a rough idea of where you would like to work after graduation. Maybe a specific sector. Or even a particular company. If so, you could strategically alight your thesis topic with an issue that matters to your dream employer. Or even ask for a thesis internship.

2. Develop your research idea

Once you pinpoint your general topic of interest, you need to develop your idea.

Remember that a good research proposal is not written in a day.

And third, don’t forget: a good proposal aims to establish a convincing framework that will guide your future research. Not to provide all the answers already. You need to show that you have a feasible idea.

3. Conduct a literature review for your research proposal

Academic publications (journal articles and books) are the foundation of any research. Thus, academic literature is a good place to start. Especially when you still feel kind of lost regarding a focused research topic.

Look at what has been published in the last 5 years, not before. You don’t want to be outdated.

4. Define a research gap and research question

Once you read academic publications on your topic of interest, ask yourself questions such as:

Asking yourself these questions helps you to formulate your research question. In your research question, be as specific as possible.

5. Establish a theoretical framework for your research proposal

It is not only accepted but often encouraged to make use of existing theories. Or maybe you can combine two different theories to establish your framework.

6. Specify an empirical focus for your research proposal

Maybe your empirical investigation will have geographic boundaries (like focusing on one city, or one country). Or maybe it focuses on one group of people (such as the elderly, CEOs, doctors, you name it).

7. Emphasise the scientific and societal relevance of your research proposal

Both master’s and PhD students are expected to make a scientific contribution. A concrete gap or shortcoming in the existing literature on your topic is the easiest way to justify the scientific relevance of your proposed research.

Do the grandparent test: Explain what you want to do to your grandparents (or any other person for that matter). Explain why it matters. Do your grandparents understand what you say? If so, well done. If not, try again.

8. Develop a methodology in your research proposal

The methodology is a system of methods that you will use to implement your research. A methodology explains how you plan to answer your research question.

9. Illustrate your research timeline in your research proposal

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The goal of a research proposal is twofold: to present and justify the need to study a research problem and to present the practical ways in which the proposed study should be conducted. The design elements and procedures for conducting research are governed by standards of the predominant discipline in which the problem resides, therefore, the guidelines for research proposals are more exacting and less formal than a general project proposal. Research proposals contain extensive literature reviews. They must provide persuasive evidence that a need exists for the proposed study. In addition to providing a rationale, a proposal describes detailed methodology for conducting the research consistent with requirements of the professional or academic field and a statement on anticipated outcomes and benefits derived from the study's completion.

Krathwohl, David R. How to Prepare a Dissertation Proposal: Suggestions for Students in Education and the Social and Behavioral Sciences . Syracuse, NY: Syracuse University Press, 2005.

How to Approach Writing a Research Proposal

Your professor may assign the task of writing a research proposal for the following reasons:

  • Develop your skills in thinking about and designing a comprehensive research study;
  • Learn how to conduct a comprehensive review of the literature to determine that the research problem has not been adequately addressed or has been answered ineffectively and, in so doing, become better at locating pertinent scholarship related to your topic;
  • Improve your general research and writing skills;
  • Practice identifying the logical steps that must be taken to accomplish one's research goals;
  • Critically review, examine, and consider the use of different methods for gathering and analyzing data related to the research problem; and,
  • Nurture a sense of inquisitiveness within yourself and to help see yourself as an active participant in the process of conducting scholarly research.

A proposal should contain all the key elements involved in designing a completed research study, with sufficient information that allows readers to assess the validity and usefulness of your proposed study. The only elements missing from a research proposal are the findings of the study and your analysis of those findings. Finally, an effective proposal is judged on the quality of your writing and, therefore, it is important that your proposal is coherent, clear, and compelling.

Regardless of the research problem you are investigating and the methodology you choose, all research proposals must address the following questions:

  • What do you plan to accomplish? Be clear and succinct in defining the research problem and what it is you are proposing to investigate.
  • Why do you want to do the research? In addition to detailing your research design, you also must conduct a thorough review of the literature and provide convincing evidence that it is a topic worthy of in-depth study. A successful research proposal must answer the "So What?" question.
  • How are you going to conduct the research? Be sure that what you propose is doable. If you're having difficulty formulating a research problem to propose investigating, go here for strategies in developing a problem to study.

Common Mistakes to Avoid

  • Failure to be concise . A research proposal must be focused and not be "all over the map" or diverge into unrelated tangents without a clear sense of purpose.
  • Failure to cite landmark works in your literature review . Proposals should be grounded in foundational research that lays a foundation for understanding the development and scope of the the topic and its relevance.
  • Failure to delimit the contextual scope of your research [e.g., time, place, people, etc.]. As with any research paper, your proposed study must inform the reader how and in what ways the study will frame the problem.
  • Failure to develop a coherent and persuasive argument for the proposed research . This is critical. In many workplace settings, the research proposal is a formal document intended to argue for why a study should be funded.
  • Sloppy or imprecise writing, or poor grammar . Although a research proposal does not represent a completed research study, there is still an expectation that it is well-written and follows the style and rules of good academic writing.
  • Too much detail on minor issues, but not enough detail on major issues . Your proposal should focus on only a few key research questions in order to support the argument that the research needs to be conducted. Minor issues, even if valid, can be mentioned but they should not dominate the overall narrative.

Procter, Margaret. The Academic Proposal.  The Lab Report. University College Writing Centre. University of Toronto; Sanford, Keith. Information for Students: Writing a Research Proposal. Baylor University; Wong, Paul T. P. How to Write a Research Proposal. International Network on Personal Meaning. Trinity Western University; Writing Academic Proposals: Conferences, Articles, and Books. The Writing Lab and The OWL. Purdue University; Writing a Research Proposal. University Library. University of Illinois at Urbana-Champaign.

Structure and Writing Style

Beginning the Proposal Process

As with writing most college-level academic papers, research proposals are generally organized the same way throughout most social science disciplines. The text of proposals generally vary in length between ten and thirty-five pages, followed by the list of references. However, before you begin, read the assignment carefully and, if anything seems unclear, ask your professor whether there are any specific requirements for organizing and writing the proposal.

A good place to begin is to ask yourself a series of questions:

  • What do I want to study?
  • Why is the topic important?
  • How is it significant within the subject areas covered in my class?
  • What problems will it help solve?
  • How does it build upon [and hopefully go beyond] research already conducted on the topic?
  • What exactly should I plan to do, and can I get it done in the time available?

In general, a compelling research proposal should document your knowledge of the topic and demonstrate your enthusiasm for conducting the study. Approach it with the intention of leaving your readers feeling like, "Wow, that's an exciting idea and I can’t wait to see how it turns out!"

Most proposals should include the following sections:

I.  Introduction

In the real world of higher education, a research proposal is most often written by scholars seeking grant funding for a research project or it's the first step in getting approval to write a doctoral dissertation. Even if this is just a course assignment, treat your introduction as the initial pitch of an idea based on a thorough examination of the significance of a research problem. After reading the introduction, your readers should not only have an understanding of what you want to do, but they should also be able to gain a sense of your passion for the topic and to be excited about the study's possible outcomes. Note that most proposals do not include an abstract [summary] before the introduction.

Think about your introduction as a narrative written in two to four paragraphs that succinctly answers the following four questions :

  • What is the central research problem?
  • What is the topic of study related to that research problem?
  • What methods should be used to analyze the research problem?
  • Answer the "So What?" question by explaining why this is important research, what is its significance, and why should someone reading the proposal care about the outcomes of the proposed study?

II.  Background and Significance

This is where you explain the scope and context of your proposal and describe in detail why it's important. It can be melded into your introduction or you can create a separate section to help with the organization and narrative flow of your proposal. Approach writing this section with the thought that you can’t assume your readers will know as much about the research problem as you do. Note that this section is not an essay going over everything you have learned about the topic; instead, you must choose what is most relevant in explaining the aims of your research.

To that end, while there are no prescribed rules for establishing the significance of your proposed study, you should attempt to address some or all of the following:

  • State the research problem and give a more detailed explanation about the purpose of the study than what you stated in the introduction. This is particularly important if the problem is complex or multifaceted .
  • Present the rationale of your proposed study and clearly indicate why it is worth doing; be sure to answer the "So What? question [i.e., why should anyone care?].
  • Describe the major issues or problems examined by your research. This can be in the form of questions to be addressed. Be sure to note how your proposed study builds on previous assumptions about the research problem.
  • Explain the methods you plan to use for conducting your research. Clearly identify the key sources you intend to use and explain how they will contribute to your analysis of the topic.
  • Describe the boundaries of your proposed research in order to provide a clear focus. Where appropriate, state not only what you plan to study, but what aspects of the research problem will be excluded from the study.
  • If necessary, provide definitions of key concepts, theories, or terms.

III.  Literature Review

Connected to the background and significance of your study is a section of your proposal devoted to a more deliberate review and synthesis of prior studies related to the research problem under investigation . The purpose here is to place your project within the larger whole of what is currently being explored, while at the same time, demonstrating to your readers that your work is original and innovative. Think about what questions other researchers have asked, what methodological approaches they have used, and what is your understanding of their findings and, when stated, their recommendations. Also pay attention to any suggestions for further research.

Since a literature review is information dense, it is crucial that this section is intelligently structured to enable a reader to grasp the key arguments underpinning your proposed study in relation to the arguments put forth by other researchers. A good strategy is to break the literature into "conceptual categories" [themes] rather than systematically or chronologically describing groups of materials one at a time. Note that conceptual categories generally reveal themselves after you have read most of the pertinent literature on your topic so adding new categories is an on-going process of discovery as you review more studies. How do you know you've covered the key conceptual categories underlying the research literature? Generally, you can have confidence that all of the significant conceptual categories have been identified if you start to see repetition in the conclusions or recommendations that are being made.

NOTE: Do not shy away from challenging the conclusions made in prior research as a basis for supporting the need for your proposal. Assess what you believe is missing and state how previous research has failed to adequately examine the issue that your study addresses. Highlighting the problematic conclusions strengthens your proposal. For more information on writing literature reviews, GO HERE .

To help frame your proposal's review of prior research, consider the "five C’s" of writing a literature review:

  • Cite , so as to keep the primary focus on the literature pertinent to your research problem.
  • Compare the various arguments, theories, methodologies, and findings expressed in the literature: what do the authors agree on? Who applies similar approaches to analyzing the research problem?
  • Contrast the various arguments, themes, methodologies, approaches, and controversies expressed in the literature: describe what are the major areas of disagreement, controversy, or debate among scholars?
  • Critique the literature: Which arguments are more persuasive, and why? Which approaches, findings, and methodologies seem most reliable, valid, or appropriate, and why? Pay attention to the verbs you use to describe what an author says/does [e.g., asserts, demonstrates, argues, etc.].
  • Connect the literature to your own area of research and investigation: how does your own work draw upon, depart from, synthesize, or add a new perspective to what has been said in the literature?

IV.  Research Design and Methods

This section must be well-written and logically organized because you are not actually doing the research, yet, your reader must have confidence that you have a plan worth pursuing . The reader will never have a study outcome from which to evaluate whether your methodological choices were the correct ones. Thus, the objective here is to convince the reader that your overall research design and proposed methods of analysis will correctly address the problem and that the methods will provide the means to effectively interpret the potential results. Your design and methods should be unmistakably tied to the specific aims of your study.

Describe the overall research design by building upon and drawing examples from your review of the literature. Consider not only methods that other researchers have used, but methods of data gathering that have not been used but perhaps could be. Be specific about the methodological approaches you plan to undertake to obtain information, the techniques you would use to analyze the data, and the tests of external validity to which you commit yourself [i.e., the trustworthiness by which you can generalize from your study to other people, places, events, and/or periods of time].

When describing the methods you will use, be sure to cover the following:

  • Specify the research process you will undertake and the way you will interpret the results obtained in relation to the research problem. Don't just describe what you intend to achieve from applying the methods you choose, but state how you will spend your time while applying these methods [e.g., coding text from interviews to find statements about the need to change school curriculum; running a regression to determine if there is a relationship between campaign advertising on social media sites and election outcomes in Europe ].
  • Keep in mind that the methodology is not just a list of tasks; it is a deliberate argument as to why techniques for gathering information add up to the best way to investigate the research problem. This is an important point because the mere listing of tasks to be performed does not demonstrate that, collectively, they effectively address the research problem. Be sure you clearly explain this.
  • Anticipate and acknowledge any potential barriers and pitfalls in carrying out your research design and explain how you plan to address them. No method applied to research in the social and behavioral sciences is perfect, so you need to describe where you believe challenges may exist in obtaining data or accessing information. It's always better to acknowledge this than to have it brought up by your professor!

V.  Preliminary Suppositions and Implications

Just because you don't have to actually conduct the study and analyze the results, doesn't mean you can skip talking about the analytical process and potential implications . The purpose of this section is to argue how and in what ways you believe your research will refine, revise, or extend existing knowledge in the subject area under investigation. Depending on the aims and objectives of your study, describe how the anticipated results will impact future scholarly research, theory, practice, forms of interventions, or policy making. Note that such discussions may have either substantive [a potential new policy], theoretical [a potential new understanding], or methodological [a potential new way of analyzing] significance.   When thinking about the potential implications of your study, ask the following questions:

  • What might the results mean in regards to challenging the theoretical framework and underlying assumptions that support the study?
  • What suggestions for subsequent research could arise from the potential outcomes of the study?
  • What will the results mean to practitioners in the natural settings of their workplace, organization, or community?
  • Will the results influence programs, methods, and/or forms of intervention?
  • How might the results contribute to the solution of social, economic, or other types of problems?
  • Will the results influence policy decisions?
  • In what way do individuals or groups benefit should your study be pursued?
  • What will be improved or changed as a result of the proposed research?
  • How will the results of the study be implemented and what innovations or transformative insights could emerge from the process of implementation?

NOTE:   This section should not delve into idle speculation, opinion, or be formulated on the basis of unclear evidence . The purpose is to reflect upon gaps or understudied areas of the current literature and describe how your proposed research contributes to a new understanding of the research problem should the study be implemented as designed.

ANOTHER NOTE : This section is also where you describe any potential limitations to your proposed study. While it is impossible to highlight all potential limitations because the study has yet to be conducted, you still must tell the reader where and in what form impediments may arise and how you plan to address them.

VI.  Conclusion

The conclusion reiterates the importance or significance of your proposal and provides a brief summary of the entire study . This section should be only one or two paragraphs long, emphasizing why the research problem is worth investigating, why your research study is unique, and how it should advance existing knowledge.

Someone reading this section should come away with an understanding of:

  • Why the study should be done;
  • The specific purpose of the study and the research questions it attempts to answer;
  • The decision for why the research design and methods used where chosen over other options;
  • The potential implications emerging from your proposed study of the research problem; and
  • A sense of how your study fits within the broader scholarship about the research problem.

VII.  Citations

As with any scholarly research paper, you must cite the sources you used . In a standard research proposal, this section can take two forms, so consult with your professor about which one is preferred.

  • References -- a list of only the sources you actually used in creating your proposal.
  • Bibliography -- a list of everything you used in creating your proposal, along with additional citations to any key sources relevant to understanding the research problem.

In either case, this section should testify to the fact that you did enough preparatory work to ensure the project will complement and not just duplicate the efforts of other researchers. It demonstrates to the reader that you have a thorough understanding of prior research on the topic.

Most proposal formats have you start a new page and use the heading "References" or "Bibliography" centered at the top of the page. Cited works should always use a standard format that follows the writing style advised by the discipline of your course [e.g., education=APA; history=Chicago] or that is preferred by your professor. This section normally does not count towards the total page length of your research proposal.

Develop a Research Proposal: Writing the Proposal. Office of Library Information Services. Baltimore County Public Schools; Heath, M. Teresa Pereira and Caroline Tynan. “Crafting a Research Proposal.” The Marketing Review 10 (Summer 2010): 147-168; Jones, Mark. “Writing a Research Proposal.” In MasterClass in Geography Education: Transforming Teaching and Learning . Graham Butt, editor. (New York: Bloomsbury Academic, 2015), pp. 113-127; Juni, Muhamad Hanafiah. “Writing a Research Proposal.” International Journal of Public Health and Clinical Sciences 1 (September/October 2014): 229-240; Krathwohl, David R. How to Prepare a Dissertation Proposal: Suggestions for Students in Education and the Social and Behavioral Sciences . Syracuse, NY: Syracuse University Press, 2005; Procter, Margaret. The Academic Proposal. The Lab Report. University College Writing Centre. University of Toronto; Punch, Keith and Wayne McGowan. "Developing and Writing a Research Proposal." In From Postgraduate to Social Scientist: A Guide to Key Skills . Nigel Gilbert, ed. (Thousand Oaks, CA: Sage, 2006), 59-81; Wong, Paul T. P. How to Write a Research Proposal. International Network on Personal Meaning. Trinity Western University; Writing Academic Proposals: Conferences , Articles, and Books. The Writing Lab and The OWL. Purdue University; Writing a Research Proposal. University Library. University of Illinois at Urbana-Champaign.

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When applying for a research grant or scholarship, or, just before you start a major research project, you may be asked to write a preliminary document that includes basic information about your future research. This is the information that is usually needed in your proposal:

  • The topic and goal of the research project.
  • The kind of result expected from the research.
  • The theory or framework in which the research will be done and presented.
  • What kind of methods will be used (statistical, empirical, etc.).
  • Short reference on the preliminary scholarship and why your research project is needed; how will it continue/justify/disprove the previous scholarship.
  • How much will the research project cost; how will it be budgeted (what for the money will be spent).
  • Why is it you who can do this research and not somebody else.

Most agencies that offer scholarships or grants provide information about the required format of the proposal. It may include filling out templates, types of information they need, suggested/maximum length of the proposal, etc.

Research proposal formats vary depending on the size of the planned research, the number of participants, the discipline, the characteristics of the research, etc. The following outline assumes an individual researcher. This is just a SAMPLE; several other ways are equally good and can be successful. If possible, discuss your research proposal with an expert in writing, a professor, your colleague, another student who already wrote successful proposals, etc.

  • Author, author's affiliation
  • Explain the topic and why you chose it. If possible explain your goal/outcome of the research . How much time you need to complete the research?
  • Give a brief summary of previous scholarship and explain why your topic and goals are important.
  • Relate your planned research to previous scholarship. What will your research add to our knowledge of the topic.
  • Break down the main topic into smaller research questions. List them one by one and explain why these questions need to be investigated. Relate them to previous scholarship.
  • Include your hypothesis into the descriptions of the detailed research issues if you have one. Explain why it is important to justify your hypothesis.
  • This part depends of the methods conducted in the research process. List the methods; explain how the results will be presented; how they will be assessed.
  • Explain what kind of results will justify or  disprove your hypothesis. 
  • Explain how much money you need.
  • Explain the details of the budget (how much you want to spend for what).
  • Describe why your research is important.
  • List the sources you have used for writing the research proposal, including a few main citations of the preliminary scholarship.

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Home » Research Proposal – Types, Template and Example

Research Proposal – Types, Template and Example

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Research Proposal

Research Proposal

Research proposal is a document that outlines a proposed research project . It is typically written by researchers, scholars, or students who intend to conduct research to address a specific research question or problem.

Types of Research Proposal

Research proposals can vary depending on the nature of the research project and the specific requirements of the funding agency, academic institution, or research program. Here are some common types of research proposals:

Academic Research Proposal

This is the most common type of research proposal, which is prepared by students, scholars, or researchers to seek approval and funding for an academic research project. It includes all the essential components mentioned earlier, such as the introduction, literature review , methodology , and expected outcomes.

Grant Proposal

A grant proposal is specifically designed to secure funding from external sources, such as government agencies, foundations, or private organizations. It typically includes additional sections, such as a detailed budget, project timeline, evaluation plan, and a description of the project’s alignment with the funding agency’s priorities and objectives.

Dissertation or Thesis Proposal

Students pursuing a master’s or doctoral degree often need to submit a proposal outlining their intended research for their dissertation or thesis. These proposals are usually more extensive and comprehensive, including an in-depth literature review, theoretical framework, research questions or hypotheses, and a detailed methodology.

Research Project Proposal

This type of proposal is often prepared by researchers or research teams within an organization or institution. It outlines a specific research project that aims to address a particular problem, explore a specific area of interest, or provide insights for decision-making. Research project proposals may include sections on project management, collaboration, and dissemination of results.

Research Fellowship Proposal

Researchers or scholars applying for research fellowships may be required to submit a proposal outlining their proposed research project. These proposals often emphasize the novelty and significance of the research and its alignment with the goals and objectives of the fellowship program.

Collaborative Research Proposal

In cases where researchers from multiple institutions or disciplines collaborate on a research project, a collaborative research proposal is prepared. This proposal highlights the objectives, responsibilities, and contributions of each collaborator, as well as the overall research plan and coordination mechanisms.

Research Proposal Outline

A research proposal typically follows a standard outline that helps structure the document and ensure all essential components are included. While the specific headings and subheadings may vary slightly depending on the requirements of your institution or funding agency, the following outline provides a general structure for a research proposal:

  • Title of the research proposal
  • Name of the researcher(s) or principal investigator(s)
  • Affiliation or institution
  • Date of submission
  • A concise summary of the research proposal, typically limited to 200-300 words.
  • Briefly introduce the research problem or question, state the objectives, summarize the methodology, and highlight the expected outcomes or significance of the research.
  • Provide an overview of the subject area and the specific research problem or question.
  • Present relevant background information, theories, or concepts to establish the need for the research.
  • Clearly state the research objectives or research questions that the study aims to address.
  • Indicate the significance or potential contributions of the research.
  • Summarize and analyze relevant studies, theories, or scholarly works.
  • Identify research gaps or unresolved issues that your study intends to address.
  • Highlight the novelty or uniqueness of your research.
  • Describe the overall approach or research design that will be used (e.g., experimental, qualitative, quantitative).
  • Justify the chosen approach based on the research objectives and question.
  • Explain how data will be collected (e.g., surveys, interviews, experiments).
  • Describe the sampling strategy and sample size, if applicable.
  • Address any ethical considerations related to data collection.
  • Outline the data analysis techniques or statistical methods that will be applied.
  • Explain how the data will be interpreted and analyzed to answer the research question(s).
  • Provide a detailed schedule or timeline that outlines the various stages of the research project.
  • Specify the estimated duration for each stage, including data collection, analysis, and report writing.
  • State the potential outcomes or results of the research.
  • Discuss the potential significance or contributions of the study to the field.
  • Address any potential limitations or challenges that may be encountered.
  • Identify the resources required to conduct the research, such as funding, equipment, or access to data.
  • Specify any collaborations or partnerships necessary for the successful completion of the study.
  • Include a list of cited references in the appropriate citation style (e.g., APA, MLA).

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Research Proposal Example Template

Here’s an example of a research proposal to give you an idea of how it can be structured:

Title: The Impact of Social Media on Adolescent Well-being: A Mixed-Methods Study

This research proposal aims to investigate the impact of social media on the well-being of adolescents. The study will employ a mixed-methods approach, combining quantitative surveys and qualitative interviews to gather comprehensive data. The research objectives include examining the relationship between social media use and mental health, exploring the role of peer influence in shaping online behaviors, and identifying strategies for promoting healthy social media use among adolescents. The findings of this study will contribute to the understanding of the effects of social media on adolescent well-being and inform the development of targeted interventions.

1. Introduction

1.1 Background and Context:

Adolescents today are immersed in social media platforms, which have become integral to their daily lives. However, concerns have been raised about the potential negative impact of social media on their well-being, including increased rates of depression, anxiety, and body dissatisfaction. It is crucial to investigate this phenomenon further and understand the underlying mechanisms to develop effective strategies for promoting healthy social media use among adolescents.

1.2 Research Objectives:

The main objectives of this study are:

  • To examine the association between social media use and mental health outcomes among adolescents.
  • To explore the influence of peer relationships and social comparison on online behaviors.
  • To identify strategies and interventions to foster positive social media use and enhance adolescent well-being.

2. Literature Review

Extensive research has been conducted on the impact of social media on adolescents. Existing literature suggests that excessive social media use can contribute to negative outcomes, such as low self-esteem, cyberbullying, and addictive behaviors. However, some studies have also highlighted the positive aspects of social media, such as providing opportunities for self-expression and social support. This study will build upon this literature by incorporating both quantitative and qualitative approaches to gain a more nuanced understanding of the relationship between social media and adolescent well-being.

3. Methodology

3.1 Research Design:

This study will adopt a mixed-methods approach, combining quantitative surveys and qualitative interviews. The quantitative phase will involve administering standardized questionnaires to a representative sample of adolescents to assess their social media use, mental health indicators, and perceived social support. The qualitative phase will include in-depth interviews with a subset of participants to explore their experiences, motivations, and perceptions related to social media use.

3.2 Data Collection Methods:

Quantitative data will be collected through an online survey distributed to schools in the target region. The survey will include validated scales to measure social media use, mental health outcomes, and perceived social support. Qualitative data will be collected through semi-structured interviews with a purposive sample of participants. The interviews will be audio-recorded and transcribed for thematic analysis.

3.3 Data Analysis:

Quantitative data will be analyzed using descriptive statistics and regression analysis to examine the relationships between variables. Qualitative data will be analyzed thematically to identify common themes and patterns within participants’ narratives. Integration of quantitative and qualitative findings will provide a comprehensive understanding of the research questions.

4. Timeline

The research project will be conducted over a period of 12 months, divided into specific phases, including literature review, study design, data collection, analysis, and report writing. A detailed timeline outlining the key milestones and activities is provided in Appendix A.

5. Expected Outcomes and Significance

This study aims to contribute to the existing literature on the impact of social media on adolescent well-being by employing a mixed-methods approach. The findings will inform the development of evidence-based interventions and guidelines to promote healthy social media use among adolescents. This research has the potential to benefit adolescents, parents, educators, and policymakers by providing insights into the complex relationship between social media and well-being and offering strategies for fostering positive online experiences.

6. Resources

The resources required for this research include access to a representative sample of adolescents, research assistants for data collection, statistical software for data analysis, and funding to cover survey administration and participant incentives. Ethical considerations will be taken into account, ensuring participant confidentiality and obtaining informed consent.

7. References

Research Proposal Writing Guide

Writing a research proposal can be a complex task, but with proper guidance and organization, you can create a compelling and well-structured proposal. Here’s a step-by-step guide to help you through the process:

  • Understand the requirements: Familiarize yourself with the guidelines and requirements provided by your institution, funding agency, or program. Pay attention to formatting, page limits, specific sections or headings, and any other instructions.
  • Identify your research topic: Choose a research topic that aligns with your interests, expertise, and the goals of your program or funding opportunity. Ensure that your topic is specific, focused, and relevant to the field of study.
  • Conduct a literature review : Review existing literature and research relevant to your topic. Identify key theories, concepts, methodologies, and findings related to your research question. This will help you establish the context, identify research gaps, and demonstrate the significance of your proposed study.
  • Define your research objectives and research question(s): Clearly state the objectives you aim to achieve with your research. Formulate research questions that address the gaps identified in the literature review. Your research objectives and questions should be specific, measurable, achievable, relevant, and time-bound (SMART).
  • Develop a research methodology: Determine the most appropriate research design and methodology for your study. Consider whether quantitative, qualitative, or mixed-methods approaches will best address your research question(s). Describe the data collection methods, sampling strategy, data analysis techniques, and any ethical considerations associated with your research.
  • Create a research plan and timeline: Outline the various stages of your research project, including tasks, milestones, and deadlines. Develop a realistic timeline that considers factors such as data collection, analysis, and report writing. This plan will help you stay organized and manage your time effectively throughout the research process.
  • A. Introduction: Provide background information on the research problem, highlight its significance, and introduce your research objectives and questions.
  • B. Literature review: Summarize relevant literature, identify gaps, and justify the need for your proposed research.
  • C . Methodology: Describe your research design, data collection methods, sampling strategy, data analysis techniques, and any ethical considerations.
  • D . Expected outcomes and significance: Explain the potential outcomes, contributions, and implications of your research.
  • E. Resources: Identify the resources required to conduct your research, such as funding, equipment, or access to data.
  • F . References: Include a list of cited references in the appropriate citation style.
  • Revise and proofread: Review your proposal for clarity, coherence, and logical flow. Check for grammar and spelling errors. Seek feedback from mentors, colleagues, or advisors to refine and improve your proposal.
  • Finalize and submit: Make any necessary revisions based on feedback and finalize your research proposal. Ensure that you have met all the requirements and formatting guidelines. Submit your proposal within the specified deadline.

Research Proposal Length

The length of a research proposal can vary depending on the specific guidelines provided by your institution or funding agency. However, research proposals typically range from 1,500 to 3,000 words, excluding references and any additional supporting documents.

Purpose of Research Proposal

The purpose of a research proposal is to outline and communicate your research project to others, such as academic institutions, funding agencies, or potential collaborators. It serves several important purposes:

  • Demonstrate the significance of the research: A research proposal explains the importance and relevance of your research project. It outlines the research problem or question, highlights the gaps in existing knowledge, and explains how your study will contribute to the field. By clearly articulating the significance of your research, you can convince others of its value and potential impact.
  • Provide a clear research plan: A research proposal outlines the methodology, design, and approach you will use to conduct your study. It describes the research objectives, data collection methods, data analysis techniques, and potential outcomes. By presenting a clear research plan, you demonstrate that your study is well-thought-out, feasible, and likely to produce meaningful results.
  • Secure funding or support: For researchers seeking funding or support for their projects, a research proposal is essential. It allows you to make a persuasive case for why your research is deserving of financial resources or institutional backing. The proposal explains the budgetary requirements, resources needed, and potential benefits of the research, helping you secure the necessary funding or support.
  • Seek feedback and guidance: Presenting a research proposal provides an opportunity to receive feedback and guidance from experts in your field. It allows you to engage in discussions and receive suggestions for refining your research plan, improving the methodology, or addressing any potential limitations. This feedback can enhance the quality of your study and increase its chances of success.
  • Establish ethical considerations: A research proposal also addresses ethical considerations associated with your study. It outlines how you will ensure participant confidentiality, obtain informed consent, and adhere to ethical guidelines and regulations. By demonstrating your awareness and commitment to ethical research practices, you build trust and credibility in your proposed study.

Importance of Research Proposal

The research proposal holds significant importance in the research process. Here are some key reasons why research proposals are important:

  • Planning and organization: A research proposal requires careful planning and organization of your research project. It forces you to think through the research objectives, research questions, methodology, and potential outcomes before embarking on the actual study. This planning phase helps you establish a clear direction and framework for your research, ensuring that your efforts are focused and purposeful.
  • Demonstrating the significance of the research: A research proposal allows you to articulate the significance and relevance of your study. By providing a thorough literature review and clearly defining the research problem or question, you can showcase the gaps in existing knowledge that your research aims to address. This demonstrates to others, such as funding agencies or academic institutions, why your research is important and deserving of support.
  • Obtaining funding and resources: Research proposals are often required to secure funding for your research project. Funding agencies and organizations need to evaluate the feasibility and potential impact of the proposed research before allocating resources. A well-crafted research proposal helps convince funders of the value of your research and increases the likelihood of securing financial support, grants, or scholarships.
  • Receiving feedback and guidance: Presenting a research proposal provides an opportunity to seek feedback and guidance from experts in your field. By sharing your research plan and objectives with others, you can benefit from their insights and suggestions. This feedback can help refine your research design, strengthen your methodology, and ensure that your study is rigorous and well-informed.
  • Ethical considerations: A research proposal addresses ethical considerations associated with your study. It outlines how you will protect the rights and welfare of participants, maintain confidentiality, obtain informed consent, and adhere to ethical guidelines and regulations. This emphasis on ethical practices ensures that your research is conducted responsibly and with integrity.
  • Enhancing collaboration and partnerships: A research proposal can facilitate collaborations and partnerships with other researchers, institutions, or organizations. When presenting your research plan, you may attract the interest of potential collaborators who share similar research interests or possess complementary expertise. Collaborative partnerships can enrich your study, expand your resources, and foster knowledge exchange.
  • Establishing a research trajectory: A research proposal serves as a foundation for your research project. Once approved, it becomes a roadmap that guides your study’s implementation, data collection, analysis, and reporting. It helps maintain focus and ensures that your research stays on track and aligned with the initial objectives.

When to Write Research Proposal

The timing of when to write a research proposal can vary depending on the specific requirements and circumstances. However, here are a few common situations when it is appropriate to write a research proposal:

  • Academic research: If you are a student pursuing a research degree, such as a Ph.D. or Master’s by research, you will typically be required to write a research proposal as part of the application process. This is usually done before starting the research program to outline your proposed study and seek approval from the academic institution.
  • Funding applications: When applying for research grants, scholarships, or funding from organizations or institutions, you will often need to submit a research proposal. Funding agencies require a detailed description of your research project, including its objectives, methodology, and expected outcomes. Writing a research proposal in this context is necessary to secure financial support for your study.
  • Research collaborations: When collaborating with other researchers, institutions, or organizations on a research project, it is common to prepare a research proposal. This helps outline the research objectives, roles and responsibilities, and expected contributions from each party. Writing a research proposal in this case allows all collaborators to align their efforts and ensure a shared understanding of the project.
  • Research project within an organization: If you are conducting research within an organization, such as a company or government agency, you may be required to write a research proposal to gain approval and support for your study. This proposal outlines the research objectives, methodology, resources needed, and expected outcomes, ensuring that the project aligns with the organization’s goals and objectives.
  • Independent research projects: Even if you are not required to write a research proposal, it can still be beneficial to develop one for your independent research projects. Writing a research proposal helps you plan and structure your study, clarify your research objectives, and anticipate potential challenges or limitations. It also allows you to communicate your research plans effectively to supervisors, mentors, or collaborators.

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Pfeiffer Library

Writing a Research Proposal

Parts of a research proposal, prosana model, introduction, research question, methodology.

  • Structure of a Research Proposal
  • Common Proposal Writing Mistakes
  • Proposal Writing Resources

A research proposal's purpose is to capture the evaluator's attention, demonstrate the study's potential benefits, and prove that it is a logical and consistent approach (Van Ekelenburg, 2010).  To ensure that your research proposal contains these elements, there are several aspects to include in your proposal (Al-Riyami, 2008):

  • Objective(s)
  • Variables (independent and dependent)
  • Research Question and/or hypothesis

Details about what to include in each element are included in the boxes below.  Depending on the topic of your study, some parts may not apply to your proposal.  You can also watch the video below for a brief overview about writing a successful research proposal.

Van Ekelenburg (2010) uses the PROSANA Model to guide researchers in developing rationale and justification for their research projects.  It is an acronym that connects the problem, solution, and benefits of a particular research project.  It is an easy way to remember the critical parts of a research proposal and how they relate to one another.  It includes the following letters (Van Ekelenburg, 2010):

  • Problem: Describing the main problem that the researcher is trying to solve.
  • Root causes: Describing what is causing the problem.  Why is the topic an issue?
  • fOcus: Narrowing down one of the underlying causes on which the researcher will focus for their research project.
  • Solutions: Listing potential solutions or approaches to fix to the problem.  There could be more than one.
  • Approach: Selecting the solution that the researcher will want to focus on.
  • Novelty: Describing how the solution will address or solve the problem.
  • Arguments: Explaining how the proposed solution will benefit the problem.

Research proposal titles should be concise and to the point, but informative.  The title of your proposal may be different from the title of your final research project, but that is completely normal!  Your findings may help you come up with a title that is more fitting for the final project.  Characteristics of good proposal titles are (Al-Riyami, 2008):

  • Catchy: It catches the reader's attention by peaking their interest.
  • Positive: It spins your project in a positive way towards the reader.
  • Transparent: It identifies the independent and dependent variables.

It is also common for proposal titles to be very similar to your research question, hypothesis, or thesis statement (Locke et al., 2007).

An abstract is a brief summary (about 300 words) of the study you are proposing.  It includes the following elements (Al-Riyami, 2008):

  • Your primary research question(s).
  • Hypothesis or main argument.
  • Method you will use to complete the study.  This may include the design, sample population, or measuring instruments that you plan to use.

Our guide on writing summaries may help you with this step.

  • Writing a Summary by Luann Edwards Last Updated May 22, 2023 1119 views this year

The purpose of the introduction is to give readers background information about your topic.  it gives the readers a basic understanding of your topic so that they can further understand the significance of your proposal.  A good introduction will explain (Al-Riyami, 2008):

  • How it relates to other research done on the topic
  • Why your research is significant to the field
  • The relevance of your study

Your research objectives are the desired outcomes that you will achieve from the research project.  Depending on your research design, these may be generic or very specific.  You may also have more than one objective (Al-Riyami, 2008).

  • General objectives are what the research project will accomplish
  • Specific objectives relate to the research questions that the researcher aims to answer through the study.

Be careful not to have too many objectives in your proposal, as having too many can make your project lose focus.  Plus, it may not be possible to achieve several objectives in one study.

This section describes the different types of variables that you plan to have in your study and how you will measure them.  According to Al-Riyami (2008), there are four types of research variables:

  • Independent:  The person, object, or idea that is manipulated by the researcher.
  • Dependent:  The person, object, or idea whose changes are dependent upon the independent variable.  Typically, it is the item that the researcher is measuring for the study.
  • Confounding/Intervening:  Factors that may influence the effect of the independent variable on the dependent variable.  These include physical and mental barriers.  Not every study will have intervening variables, but they should be studied if applicable.
  • Background:   Factors that are relevant to the study's data and how it can be generalized.  Examples include demographic information such as age, sex, and ethnicity.

Your research proposal should describe each of your variables and how they relate to one another.  Depending on your study, you may not have all four types of variables present.  However, there will always be an independent and dependent variable.

A research question is the main piece of your research project because it explains what your study will discover to the reader.  It is the question that fuels the study, so it is important for it to be precise and unique.  You do not want it to be too broad, and it should identify a relationship between two variables (an independent and a dependent) (Al-Riyami, 2008).  There are six types of research questions (Academic Writer, n.d.):

  • Example: "Do people get nervous before speaking in front of an audience?"
  • Example: "What are the study habits of college freshmen at Tiffin University?"
  • Example: "What primary traits create a successful romantic relationship?"
  • Example: "Is there a relationship between a child's performance in school and their parents' socioeconomic status?"
  • Example: "Are high school seniors more motivated than high school freshmen?"
  • Example: "Do news media outlets impact a person's political opinions?"

For more information on the different types of research questions, you can view the "Research Questions and Hypotheses" tutorial on Academic Writer, located below.  If you are unfamiliar with Academic Writer, we also have a tutorial on using the database located below.

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Compose papers in pre-formatted APA templates. Manage references in forms that help craft APA citations. Learn the rules of APA style through tutorials and practice quizzes.

Academic Writer will continue to use the 6th edition guidelines until August 2020. A preview of the 7th edition is available in the footer of the resource's site. Previously known as APA Style Central.

  • Academic Writer Tutorial by Pfeiffer Library Last Updated May 22, 2023 15600 views this year

If you know enough about your research topic that you believe a particular outcome may occur as a result of the study, you can include a hypothesis (thesis statement) in your proposal.  A hypothesis is a prediction that you believe will be the outcome of your study.  It explains what you think the relationship will be between the independent and dependent variable (Al-Riyami, 2008).  It is ok if the hypothesis in your proposal turns out to be incorrect, because it is only a prediction!  If you are writing a proposal in the humanities, you may be writing a thesis statement instead of a hypothesis.  A thesis presents the main argument of your research project and leads to corresponding evidence to support your argument.

Hypotheses vs. Theories

Hypotheses are different from theories in that theories represent general principles and sets of rules that explain different phenomena.  They typically represent large areas of study because they are applicable to anything in a particular field.  Hypotheses focus on specific areas within a field and are educated guesses, meaning that they have the potential to be proven wrong (Academic Writer, n.d.).  Because of this, hypotheses can also be formed from theories.

For more information on writing effective thesis statements, you can view our guide on writing thesis statements below.

  • Writing Effective Thesis Statements by Luann Edwards Last Updated May 23, 2023 226 views this year

In a research proposal, you must thoroughly explain how you will conduct your study.  This includes things such as (Al-Riyami, 2008):

  • Research design:  What research approach will your study take?  Will it be quantitative or qualitative?
  • Research subjects/participants:  Who will be participating in your study?  Does your study require human participants?  How will you determine who to study?
  • Sample size:  How many participants will your study require?  If you are not using human participants, how much of the sample will you be studying?
  • Timeline:  A proposed list of the general tasks and events that you plan to complete the study.  This will include a time frame for each task/event and the order in which they will be completed.
  • Interventions:  If you plan on using anything on human participants for the study, you must include information it here.  This is especially important if you plan on using any substances on human subjects.
  • Ethical issues:  Are there any potential ethical issues surrounding this study?
  • Potential limitations:  Are there any limitations that could skew the data and findings from your study?
  • Appendixes:  If you need to present any consent forms, interview questions, surveys, questionnaires, or other items that will be used in your study, you should include samples of each item with an appendix to reference them.  If you are using a copyrighted document, you may need written permission from the original creator to use it in your study.  A copy of the written permission should be included in your proposal.
  • Setting:  Where will you be conducting the study?
  • Study instruments:  What measuring tools or computer software will you be using to collect data?  How will you collect the data?
  • How you will analyze the data:  What strategies or tools will you use to analyze the data you collect?
  • Quality control:  Will you have precautions in place to ensure that the study is conducted consistently and that outside factors will not skew the data?
  • Budget:  What type of funding will you need for your study?  This will include the funds needed to afford measuring tools, software, etc.
  • How you will share the study's findings:  What will you plan to do with the findings?
  • Significance of the study: How will your study expand on existing knowledge of the subject area?

For more information on research methodologies, you can view our guide on research methods and methodologies below.

  • Research Methodologies by Pfeiffer Library Last Updated Aug 2, 2022 15725 views this year
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  • Indian J Anaesth
  • v.60(9); 2016 Sep

How to write a research proposal?

Department of Anaesthesiology, Bangalore Medical College and Research Institute, Bengaluru, Karnataka, India

Devika Rani Duggappa

Writing the proposal of a research work in the present era is a challenging task due to the constantly evolving trends in the qualitative research design and the need to incorporate medical advances into the methodology. The proposal is a detailed plan or ‘blueprint’ for the intended study, and once it is completed, the research project should flow smoothly. Even today, many of the proposals at post-graduate evaluation committees and application proposals for funding are substandard. A search was conducted with keywords such as research proposal, writing proposal and qualitative using search engines, namely, PubMed and Google Scholar, and an attempt has been made to provide broad guidelines for writing a scientifically appropriate research proposal.

INTRODUCTION

A clean, well-thought-out proposal forms the backbone for the research itself and hence becomes the most important step in the process of conduct of research.[ 1 ] The objective of preparing a research proposal would be to obtain approvals from various committees including ethics committee [details under ‘Research methodology II’ section [ Table 1 ] in this issue of IJA) and to request for grants. However, there are very few universally accepted guidelines for preparation of a good quality research proposal. A search was performed with keywords such as research proposal, funding, qualitative and writing proposals using search engines, namely, PubMed, Google Scholar and Scopus.

Five ‘C’s while writing a literature review

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Object name is IJA-60-631-g001.jpg

BASIC REQUIREMENTS OF A RESEARCH PROPOSAL

A proposal needs to show how your work fits into what is already known about the topic and what new paradigm will it add to the literature, while specifying the question that the research will answer, establishing its significance, and the implications of the answer.[ 2 ] The proposal must be capable of convincing the evaluation committee about the credibility, achievability, practicality and reproducibility (repeatability) of the research design.[ 3 ] Four categories of audience with different expectations may be present in the evaluation committees, namely academic colleagues, policy-makers, practitioners and lay audiences who evaluate the research proposal. Tips for preparation of a good research proposal include; ‘be practical, be persuasive, make broader links, aim for crystal clarity and plan before you write’. A researcher must be balanced, with a realistic understanding of what can be achieved. Being persuasive implies that researcher must be able to convince other researchers, research funding agencies, educational institutions and supervisors that the research is worth getting approval. The aim of the researcher should be clearly stated in simple language that describes the research in a way that non-specialists can comprehend, without use of jargons. The proposal must not only demonstrate that it is based on an intelligent understanding of the existing literature but also show that the writer has thought about the time needed to conduct each stage of the research.[ 4 , 5 ]

CONTENTS OF A RESEARCH PROPOSAL

The contents or formats of a research proposal vary depending on the requirements of evaluation committee and are generally provided by the evaluation committee or the institution.

In general, a cover page should contain the (i) title of the proposal, (ii) name and affiliation of the researcher (principal investigator) and co-investigators, (iii) institutional affiliation (degree of the investigator and the name of institution where the study will be performed), details of contact such as phone numbers, E-mail id's and lines for signatures of investigators.

The main contents of the proposal may be presented under the following headings: (i) introduction, (ii) review of literature, (iii) aims and objectives, (iv) research design and methods, (v) ethical considerations, (vi) budget, (vii) appendices and (viii) citations.[ 4 ]

Introduction

It is also sometimes termed as ‘need for study’ or ‘abstract’. Introduction is an initial pitch of an idea; it sets the scene and puts the research in context.[ 6 ] The introduction should be designed to create interest in the reader about the topic and proposal. It should convey to the reader, what you want to do, what necessitates the study and your passion for the topic.[ 7 ] Some questions that can be used to assess the significance of the study are: (i) Who has an interest in the domain of inquiry? (ii) What do we already know about the topic? (iii) What has not been answered adequately in previous research and practice? (iv) How will this research add to knowledge, practice and policy in this area? Some of the evaluation committees, expect the last two questions, elaborated under a separate heading of ‘background and significance’.[ 8 ] Introduction should also contain the hypothesis behind the research design. If hypothesis cannot be constructed, the line of inquiry to be used in the research must be indicated.

Review of literature

It refers to all sources of scientific evidence pertaining to the topic in interest. In the present era of digitalisation and easy accessibility, there is an enormous amount of relevant data available, making it a challenge for the researcher to include all of it in his/her review.[ 9 ] It is crucial to structure this section intelligently so that the reader can grasp the argument related to your study in relation to that of other researchers, while still demonstrating to your readers that your work is original and innovative. It is preferable to summarise each article in a paragraph, highlighting the details pertinent to the topic of interest. The progression of review can move from the more general to the more focused studies, or a historical progression can be used to develop the story, without making it exhaustive.[ 1 ] Literature should include supporting data, disagreements and controversies. Five ‘C's may be kept in mind while writing a literature review[ 10 ] [ Table 1 ].

Aims and objectives

The research purpose (or goal or aim) gives a broad indication of what the researcher wishes to achieve in the research. The hypothesis to be tested can be the aim of the study. The objectives related to parameters or tools used to achieve the aim are generally categorised as primary and secondary objectives.

Research design and method

The objective here is to convince the reader that the overall research design and methods of analysis will correctly address the research problem and to impress upon the reader that the methodology/sources chosen are appropriate for the specific topic. It should be unmistakably tied to the specific aims of your study.

In this section, the methods and sources used to conduct the research must be discussed, including specific references to sites, databases, key texts or authors that will be indispensable to the project. There should be specific mention about the methodological approaches to be undertaken to gather information, about the techniques to be used to analyse it and about the tests of external validity to which researcher is committed.[ 10 , 11 ]

The components of this section include the following:[ 4 ]

Population and sample

Population refers to all the elements (individuals, objects or substances) that meet certain criteria for inclusion in a given universe,[ 12 ] and sample refers to subset of population which meets the inclusion criteria for enrolment into the study. The inclusion and exclusion criteria should be clearly defined. The details pertaining to sample size are discussed in the article “Sample size calculation: Basic priniciples” published in this issue of IJA.

Data collection

The researcher is expected to give a detailed account of the methodology adopted for collection of data, which include the time frame required for the research. The methodology should be tested for its validity and ensure that, in pursuit of achieving the results, the participant's life is not jeopardised. The author should anticipate and acknowledge any potential barrier and pitfall in carrying out the research design and explain plans to address them, thereby avoiding lacunae due to incomplete data collection. If the researcher is planning to acquire data through interviews or questionnaires, copy of the questions used for the same should be attached as an annexure with the proposal.

Rigor (soundness of the research)

This addresses the strength of the research with respect to its neutrality, consistency and applicability. Rigor must be reflected throughout the proposal.

It refers to the robustness of a research method against bias. The author should convey the measures taken to avoid bias, viz. blinding and randomisation, in an elaborate way, thus ensuring that the result obtained from the adopted method is purely as chance and not influenced by other confounding variables.

Consistency

Consistency considers whether the findings will be consistent if the inquiry was replicated with the same participants and in a similar context. This can be achieved by adopting standard and universally accepted methods and scales.

Applicability

Applicability refers to the degree to which the findings can be applied to different contexts and groups.[ 13 ]

Data analysis

This section deals with the reduction and reconstruction of data and its analysis including sample size calculation. The researcher is expected to explain the steps adopted for coding and sorting the data obtained. Various tests to be used to analyse the data for its robustness, significance should be clearly stated. Author should also mention the names of statistician and suitable software which will be used in due course of data analysis and their contribution to data analysis and sample calculation.[ 9 ]

Ethical considerations

Medical research introduces special moral and ethical problems that are not usually encountered by other researchers during data collection, and hence, the researcher should take special care in ensuring that ethical standards are met. Ethical considerations refer to the protection of the participants' rights (right to self-determination, right to privacy, right to autonomy and confidentiality, right to fair treatment and right to protection from discomfort and harm), obtaining informed consent and the institutional review process (ethical approval). The researcher needs to provide adequate information on each of these aspects.

Informed consent needs to be obtained from the participants (details discussed in further chapters), as well as the research site and the relevant authorities.

When the researcher prepares a research budget, he/she should predict and cost all aspects of the research and then add an additional allowance for unpredictable disasters, delays and rising costs. All items in the budget should be justified.

Appendices are documents that support the proposal and application. The appendices will be specific for each proposal but documents that are usually required include informed consent form, supporting documents, questionnaires, measurement tools and patient information of the study in layman's language.

As with any scholarly research paper, you must cite the sources you used in composing your proposal. Although the words ‘references and bibliography’ are different, they are used interchangeably. It refers to all references cited in the research proposal.

Successful, qualitative research proposals should communicate the researcher's knowledge of the field and method and convey the emergent nature of the qualitative design. The proposal should follow a discernible logic from the introduction to presentation of the appendices.

Financial support and sponsorship

Conflicts of interest.

There are no conflicts of interest.

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How to Write a Research Proposal

Last Updated: March 20, 2024 Fact Checked

This article was co-authored by Christopher Taylor, PhD . Christopher Taylor is an Adjunct Assistant Professor of English at Austin Community College in Texas. He received his PhD in English Literature and Medieval Studies from the University of Texas at Austin in 2014. There are 9 references cited in this article, which can be found at the bottom of the page. This article has been fact-checked, ensuring the accuracy of any cited facts and confirming the authority of its sources. This article has been viewed 782,811 times.

The exact format and requirements for a research proposal can vary slightly depending on the type of research being proposed and the specific demands of the institution you plan to submit your proposal to, but there are a few basics that are almost always needed. Overall, a good research proposal takes time to write and must identify what the proposed research will address and why the proposed research is so important. Here is a brief explanation of the sections needed to complete a standard research proposal as well as the writing timeline you should strive to follow.

Research Proposal Help

write the research proposals

Sections of a Proposal

Step 1 Come up with a title for your proposal.

  • For example, try a short, informative title like, “Medieval Plagues and the Movement Towards Humanism,” or “The Negative Impact of Alcohol on Liver Function.”
  • Avoid phrases like “An Investigation of…” or “A Review of the…”

Step 2 Create a title page.

  • Each sponsoring agency may specify a format for the title page. If an agency does not, apply the APA style. [2] X Research source
  • Include a "running head" in the upper left corner. The running head will appear on all pages of the document and should be a shortened version of the title.
  • Include the page number in the upper right corner. The page number should appear on all pages of the proposal.
  • Center the full title of your research proposal roughly 1/3 of the way down the page. Double space it, and immediately below the title, insert your name. Below your name, list the institution you are affiliated with and the names and affiliations of any co-investigators you’re working with. In some styles, you may include their contact information as well.

Step 3 Summarize the proposal...

  • Center the word "Abstract" at the top of the page.
  • Begin the text of your abstract directly below the word "Abstract." Do not indent the paragraph.
  • The text of you abstract will usually be between 150 and 250 words.

Step 4 List keywords that will come up in your proposal.

  • For example, if your proposal is about heart diseases, you might use phrases like circulatory system, blood, heart attack, etc.
  • Your keywords can be single words, or phrases of 2-4 words.

Step 5 Include a table of contents.

  • Brief proposals that only span a few pages do not often need a table of contents. Leaving out a table of contents is common, but depends on the type of research you’re doing and the institution you’re submitting the proposal to.
  • Especially long proposals may also need a list of illustrations, figures, or tables.
  • List all major parts and divisions of the proposal.

Step 6 Move into your introduction.

  • Restate and center the title of your paper before moving into your introduction. Include a quick note about the topic being discussed and a definition of the theory from which your proposed research will be based.
  • Write "Statement of Problem" before moving into a paragraph detailing the problem. When writing this part of the introduction, seek to answer the question: why does this research need to be conducted and what new issues does this research raise?
  • Type "Purpose of Study" before writing this section of the introduction. Identify the goal of the study in one precise terms.
  • Type "Significance of Research." In the paragraph below, answer why the area of research is important and identify the type of research or analysis proposed.

Step 7 Provide background in the introduction.

  • If desired, you can break this section into multiple subsections.
  • Under a header reading "Research Question" or "Research Hypothesis," describe the relationship between variables in the research or predict the relationship between variables. This essentially identifies the research problem.
  • Under a header reading "Definition of Terms," define the central ideas that will be utilized in the proposed research.
  • Also provide evidence supporting your competence or expertise in the field.

Step 8 Write a Literature...

  • Don’t turn this section into a list or a bland summary. Sum up existing research in a story-like manner that draws readers in while exposing the hole that your research will attempt to fill.

Step 9 Describe the proposed research.

  • This section can also be titled "Methodology."
  • Provide a complete explanation of your proposed research. Address the explanation to experts in the field rather than laymen.
  • The set up and information in this section will depend on whether your research is qualitative and quantitative. You’ll likely have subsections like "Research Design," "Instrumentation," "Data Collection and Analysis Procedures." You may include information about what you will do to protect the rights of human subjects, if necessary, under a section called "Protection of Human Rights.” Other possible subsections might include “Rigor,” “Neutrality,” “Consistency,” and “Applicability.”
  • You should also demonstrate your knowledge of alternative methods, while making the case that your approach is the most effective way to tackle your research question.
  • Be realistic about what you hope to accomplish, clear about your focus, and explicit about everything the research relies on. The description should also include a detailed schedule of the proposed work and thorough about all groundwork and materials needed.
  • Also include information about sample size and target populations, if applicable.

Step 10 Describe relevant institutional resources.

  • Identify information like the institution's past competence or contributions within the field of research, the university's supportive services, or the institution's research facilities.

Step 11 List references.

  • Note that this section is not always included, especially for shorter proposals.
  • State the expertise and responsibilities of each contributor.

Step 13 Include appendices, if necessary.

  • Each cost should include justifying information.

Writing Timeline

Step 1 Take several months to prepare your research proposal.

  • At 26 weeks, review administrative requirements for the foundations and organizations you plan to submit your proposal to. Double-check due dates and submission requirements.
  • At 23 to 25 weeks, create a one to two page preliminary statement defining your proposed research.
  • If working with an adviser or colleagues, present this short version of your proposal at 23 weeks. Use any feedback you receive to further focus your research in week 22.
  • Research the context, history, and background of your research problem at 21 weeks.
  • At 19 weeks, write a two to three page document exploring questions and possible methodological approaches.
  • Contact experts in the field at 17 weeks to learn about the feasibility and relevance of each potential methodological approach.
  • Continue your research during week 16 and refine your research question by week 14.

Step 3 Perform early administrative tasks in Phase Ib.

  • At 20 weeks, identify and contact any relevant sources of information, including experts, archives, and organizations.
  • Begin researching your budget needs by 18 weeks and your protocol process by 14 weeks.
  • Request any necessary transcripts by 13 weeks.

Step 4 Focus your writing and administration in Phase II.

  • Create a single 5-page document containing your research question, framework, and proposed research design by week 13.
  • Gather any additional data needed to complete a draft during week 12.
  • Reconnect with collaborators and organizations. Determine which will be most helpful.
  • Add the remaining details needed to complete your draft. Use the above guidelines or guidelines provided by the provider of the grant provider. Complete this between weeks 10 and 12.
  • Ask your colleagues or adviser for more feedback by the 9 week mark.
  • Revise your draft at 8 weeks. Create a tentative budget and ask advisers for letters of recommendation.

Step 5 Edit and submit your proposal during Phase II.

  • At 5 weeks, review specific requirements addressed by the application and revise your proposal to meet this requirements and incorporate adviser suggestions.
  • Give yourself a break during week 4 to let things settle.
  • Remind your adviser and other faculty about your letters of recommendation during week 3.
  • At 2 weeks, assemble your materials, review your proposal, and finalize your proposal.
  • Ask colleagues to help you copy-edit 10 days in advance.
  • Print your final copy and collect your materials 3 to 4 days in advance.
  • Submit your research proposal 2 to 3 days before the due date.

Community Q&A

Community Answer

  • Include images, charts, and diagrams in your methodology section if allowed and if applicable. The resources can structure the information in an easy-to-digest format while also breaking up otherwise long, monotonous blocks of text. Thanks Helpful 5 Not Helpful 0
  • Be objective. Throughout the entire research proposal, you must strive to maintain an objective tone. Identify the importance of your research using broad academic reasons instead of narrow personal reasons. Thanks Helpful 3 Not Helpful 1

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  • ↑ https://library.sacredheart.edu/c.php?g=29803&p=185911
  • ↑ https://apastyle.apa.org/style-grammar-guidelines/paper-format/title-page
  • ↑ https://libguides.usc.edu/writingguide/abstract
  • ↑ https://libguides.lvc.edu/c.php?g=333843&p=2247147
  • ↑ https://www.ncbi.nlm.nih.gov/pmc/articles/PMC5037942/
  • ↑ https://library.sacredheart.edu/c.php?g=29803&p=185916
  • ↑ https://libguides.usc.edu/writingguide/literaturereview
  • ↑ https://www.ncbi.nlm.nih.gov/pmc/articles/PMC3282423/
  • ↑ https://academicanswers.waldenu.edu/faq/72739

About This Article

Christopher Taylor, PhD

To write a research proposal, start by writing an introduction that includes a statement of the problem that your research is trying to solve. After you've established the problem, move into describing the purpose and significance of your research within the field. After this introduction, provide your research questions and hypotheses, if applicable. Finally, describe your proposed research and methodology followed by any institutional resources you will use, like archives or lab equipment. To learn how to construct a realistic writing timeline, keep reading. Did this summary help you? Yes No

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Organizing Your Social Sciences Research Paper: Writing a Research Proposal

  • Purpose of Guide
  • Writing a Research Proposal
  • Design Flaws to Avoid
  • Independent and Dependent Variables
  • Narrowing a Topic Idea
  • Broadening a Topic Idea
  • The Research Problem/Question
  • Academic Writing Style
  • Choosing a Title
  • Making an Outline
  • Paragraph Development
  • The C.A.R.S. Model
  • Background Information
  • Theoretical Framework
  • Citation Tracking
  • Evaluating Sources
  • Reading Research Effectively
  • Primary Sources
  • Secondary Sources
  • What Is Scholarly vs. Popular?
  • Is it Peer-Reviewed?
  • Qualitative Methods
  • Quantitative Methods
  • Common Grammar Mistakes
  • Writing Concisely
  • Avoiding Plagiarism [linked guide]
  • Annotated Bibliography
  • Grading Someone Else's Paper

The goal of a research proposal is to present and justify the need to study a research problem and to present the practical ways in which the proposed study should be conducted. The design elements and procedures for conducting the research are governed by standards within the predominant discipline in which the problem resides, so guidelines for research proposals are more exacting and less formal than a general project proposal. Research proposals contain extensive literature reviews. They must provide persuasive evidence that a need exists for the proposed study. In addition to providing a rationale, a proposal describes detailed methodology for conducting the research consistent with requirements of the professional or academic field and a statement on anticipated outcomes and/or benefits derived from the study's completion.

Krathwohl, David R. How to Prepare a Dissertation Proposal: Suggestions for Students in Education and the Social and Behavioral Sciences . Syracuse, NY: Syracuse University Press, 2005.

How to Approach Writing a Research Proposal

Your professor may assign the task of writing a research proposal for the following reasons:

  • Develop your skills in thinking about and designing a comprehensive research study;
  • Learn how to conduct a comprehensive review of the literature to ensure a research problem has not already been answered [or you may determine the problem has been answered ineffectively] and, in so doing, become better at locating scholarship related to your topic;
  • Improve your general research and writing skills;
  • Practice identifying the logical steps that must be taken to accomplish one's research goals;
  • Critically review, examine, and consider the use of different methods for gathering and analyzing data related to the research problem; and,
  • Nurture a sense of inquisitiveness within yourself and to help see yourself as an active participant in the process of doing scholarly research.

A proposal should contain all the key elements involved in designing a completed research study, with sufficient information that allows readers to assess the validity and usefulness of your proposed study. The only elements missing from a research proposal are the findings of the study and your analysis of those results. Finally, an effective proposal is judged on the quality of your writing and, therefore, it is important that your writing is coherent, clear, and compelling.

Regardless of the research problem you are investigating and the methodology you choose, all research proposals must address the following questions:

  • What do you plan to accomplish? Be clear and succinct in defining the research problem and what it is you are proposing to research.
  • Why do you want to do it? In addition to detailing your research design, you also must conduct a thorough review of the literature and provide convincing evidence that it is a topic worthy of study. Be sure to answer the "So What?" question.
  • How are you going to do it? Be sure that what you propose is doable. If you're having trouble formulating a research problem to propose investigating, go here .

Common Mistakes to Avoid

  • Failure to be concise; being "all over the map" without a clear sense of purpose.
  • Failure to cite landmark works in your literature review.
  • Failure to delimit the contextual boundaries of your research [e.g., time, place, people, etc.].
  • Failure to develop a coherent and persuasive argument for the proposed research.
  • Failure to stay focused on the research problem; going off on unrelated tangents.
  • Sloppy or imprecise writing, or poor grammar.
  • Too much detail on minor issues, but not enough detail on major issues.

Procter, Margaret. The Academic Proposal .  The Lab Report. University College Writing Centre. University of Toronto; Sanford, Keith. Information for Students: Writing a Research Proposal . Baylor University; Wong, Paul T. P. How to Write a Research Proposal . International Network on Personal Meaning. Trinity Western University; Writing Academic Proposals: Conferences, Articles, and Books . The Writing Lab and The OWL. Purdue University; Writing a Research Proposal . University Library. University of Illinois at Urbana-Champaign.

Structure and Writing Style

Beginning the Proposal Process

As with writing a regular academic paper, research proposals are generally organized the same way throughout most social science disciplines. Proposals vary between ten and twenty-five pages in length. However, before you begin, read the assignment carefully and, if anything seems unclear, ask your professor whether there are any specific requirements for organizing and writing the proposal.

A good place to begin is to ask yourself a series of questions:

  • What do I want to study?
  • Why is the topic important?
  • How is it significant within the subject areas covered in my class?
  • What problems will it help solve?
  • How does it build upon [and hopefully go beyond] research already conducted on the topic?
  • What exactly should I plan to do, and can I get it done in the time available?

In general, a compelling research proposal should document your knowledge of the topic and demonstrate your enthusiasm for conducting the study. Approach it with the intention of leaving your readers feeling like--"Wow, that's an exciting idea and I can’t wait to see how it turns out!"

In general your proposal should include the following sections:

I.  Introduction

In the real world of higher education, a research proposal is most often written by scholars seeking grant funding for a research project or it's the first step in getting approval to write a doctoral dissertation. Even if this is just a course assignment, treat your introduction as the initial pitch of an idea or a thorough examination of the significance of a research problem. After reading the introduction, your readers should not only have an understanding of what you want to do, but they should also be able to gain a sense of your passion for the topic and be excited about the study's possible outcomes. Note that most proposals do not include an abstract [summary] before the introduction.

Think about your introduction as a narrative written in one to three paragraphs that succinctly answers the following four questions :

  • What is the central research problem?
  • What is the topic of study related to that problem?
  • What methods should be used to analyze the research problem?
  • Why is this important research, what is its significance, and why should someone reading the proposal care about the outcomes of the proposed study?

II.  Background and Significance

This section can be melded into your introduction or you can create a separate section to help with the organization and narrative flow of your proposal. This is where you explain the context of your proposal and describe in detail why it's important. Approach writing this section with the thought that you can’t assume your readers will know as much about the research problem as you do. Note that this section is not an essay going over everything you have learned about the topic; instead, you must choose what is relevant to help explain the goals for your study.

To that end, while there are no hard and fast rules, you should attempt to address some or all of the following key points:

  • State the research problem and give a more detailed explanation about the purpose of the study than what you stated in the introduction. This is particularly important if the problem is complex or multifaceted .
  • Present the rationale of your proposed study and clearly indicate why it is worth doing. Answer the "So What? question [i.e., why should anyone care].
  • Describe the major issues or problems to be addressed by your research. Be sure to note how your proposed study builds on previous assumptions about the research problem.
  • Explain how you plan to go about conducting your research. Clearly identify the key sources you intend to use and explain how they will contribute to your analysis of the topic.
  • Set the boundaries of your proposed research in order to provide a clear focus. Where appropriate, state not only what you will study, but what is excluded from the study.
  • If necessary, provide definitions of key concepts or terms.

III.  Literature Review

Connected to the background and significance of your study is a section of your proposal devoted to a more deliberate review and synthesis of prior studies related to the research problem under investigation . The purpose here is to place your project within the larger whole of what is currently being explored, while demonstrating to your readers that your work is original and innovative. Think about what questions other researchers have asked, what methods they have used, and what is your understanding of their findings and, where stated, their recommendations. Do not be afraid to challenge the conclusions of prior research. Assess what you believe is missing and state how previous research has failed to adequately examine the issue that your study addresses. For more information on writing literature reviews, GO HERE .

Since a literature review is information dense, it is crucial that this section is intelligently structured to enable a reader to grasp the key arguments underpinning your study in relation to that of other researchers. A good strategy is to break the literature into "conceptual categories" [themes] rather than systematically describing groups of materials one at a time. Note that conceptual categories generally reveal themselves after you have read most of the pertinent literature on your topic so adding new categories is an on-going process of discovery as you read more studies. How do you know you've covered the key conceptual categories underlying the research literature? Generally, you can have confidence that all of the significant conceptual categories have been identified if you start to see repetition in the conclusions or recommendations that are being made.

To help frame your proposal's literature review, here are the "five C’s" of writing a literature review:

  • Cite , so as to keep the primary focus on the literature pertinent to your research problem.
  • Compare the various arguments, theories, methodologies, and findings expressed in the literature: what do the authors agree on? Who applies similar approaches to analyzing the research problem?
  • Contrast the various arguments, themes, methodologies, approaches, and controversies expressed in the literature: what are the major areas of disagreement, controversy, or debate?
  • Critique the literature: Which arguments are more persuasive, and why? Which approaches, findings, methodologies seem most reliable, valid, or appropriate, and why? Pay attention to the verbs you use to describe what an author says/does [e.g., asserts, demonstrates, argues, etc.] .
  • Connect the literature to your own area of research and investigation: how does your own work draw upon, depart from, synthesize, or add a new perspective to what has been said in the literature?

IV.  Research Design and Methods

This section must be well-written and logically organized because you are not actually doing the research, yet, your reader must have confidence that it is worth pursuing . The reader will never have a study outcome from which to evaluate whether your methodological choices were the correct ones. Thus, the objective here is to convince the reader that your overall research design and methods of analysis will correctly address the problem and that the methods will provide the means to effectively interpret the potential results. Your design and methods should be unmistakably tied to the specific aims of your study.

Describe the overall research design by building upon and drawing examples from your review of the literature. Consider not only methods that other researchers have used but methods of data gathering that have not been used but perhaps could be. Be specific about the methodological approaches you plan to undertake to obtain information, the techniques you would use to analyze the data, and the tests of external validity to which you commit yourself [i.e., the trustworthiness by which you can generalize from your study to other people, places, events, and/or periods of time].

When describing the methods you will use, be sure to cover the following:

  • Specify the research operations you will undertake and the way you will interpret the results of these operations in relation to the research problem. Don't just describe what you intend to achieve from applying the methods you choose, but state how you will spend your time while applying these methods [e.g., coding text from interviews to find statements about the need to change school curriculum; running a regression to determine if there is a relationship between campaign advertising on social media sites and election outcomes in Europe ].
  • Keep in mind that a methodology is not just a list of tasks; it is an argument as to why these tasks add up to the best way to investigate the research problem. This is an important point because the mere listing of tasks to be performed does not demonstrate that, collectively, they effectively address the research problem. Be sure you explain this.
  • Anticipate and acknowledge any potential barriers and pitfalls in carrying out your research design and explain how you plan to address them. No method is perfect so you need to describe where you believe challenges may exist in obtaining data or accessing information. It's always better to acknowledge this than to have it brought up by your reader.

Develop a Research Proposal: Writing the Proposal . Office of Library Information Services. Baltimore County Public Schools; Heath, M. Teresa Pereira and Caroline Tynan. “Crafting a Research Proposal.” The Marketing Review 10 (Summer 2010): 147-168; Jones, Mark. “Writing a Research Proposal.” In MasterClass in Geography Education: Transforming Teaching and Learning . Graham Butt, editor. (New York: Bloomsbury Academic, 2015), pp. 113-127; Juni, Muhamad Hanafiah. “Writing a Research Proposal.” International Journal of Public Health and Clinical Sciences 1 (September/October 2014): 229-240; Krathwohl, David R. How to Prepare a Dissertation Proposal: Suggestions for Students in Education and the Social and Behavioral Sciences . Syracuse, NY: Syracuse University Press, 2005; Procter, Margaret. The Academic Proposal . The Lab Report. University College Writing Centre. University of Toronto; Punch, Keith and Wayne McGowan. "Developing and Writing a Research Proposal." In From Postgraduate to Social Scientist: A Guide to Key Skills . Nigel Gilbert, ed. (Thousand Oaks, CA: Sage, 2006), 59-81; Wong, Paul T. P. How to Write a Research Proposal . International Network on Personal Meaning. Trinity Western University; Writing Academic Proposals: Conferences, Articles, and Books . The Writing Lab and The OWL. Purdue University; Writing a Research Proposal . University Library. University of Illinois at Urbana-Champaign.

  • << Previous: Purpose of Guide
  • Next: Types of Research Designs >>
  • Last Updated: Sep 8, 2023 12:19 PM
  • URL: https://guides.library.txstate.edu/socialscienceresearch

Sacred Heart University Library

Organizing Academic Research Papers: Writing a Research Proposal

  • Purpose of Guide
  • Design Flaws to Avoid
  • Glossary of Research Terms
  • Narrowing a Topic Idea
  • Broadening a Topic Idea
  • Extending the Timeliness of a Topic Idea
  • Academic Writing Style
  • Choosing a Title
  • Making an Outline
  • Paragraph Development
  • Executive Summary
  • Background Information
  • The Research Problem/Question
  • Theoretical Framework
  • Citation Tracking
  • Content Alert Services
  • Evaluating Sources
  • Primary Sources
  • Secondary Sources
  • Tertiary Sources
  • What Is Scholarly vs. Popular?
  • Qualitative Methods
  • Quantitative Methods
  • Using Non-Textual Elements
  • Limitations of the Study
  • Common Grammar Mistakes
  • Avoiding Plagiarism
  • Footnotes or Endnotes?
  • Further Readings
  • Annotated Bibliography
  • Dealing with Nervousness
  • Using Visual Aids
  • Grading Someone Else's Paper
  • How to Manage Group Projects
  • Multiple Book Review Essay
  • Reviewing Collected Essays
  • About Informed Consent
  • Writing Field Notes
  • Writing a Policy Memo
  • Writing a Research Proposal
  • Acknowledgements

The goal of a research proposal is to present and justify a research idea you have and to present the practical ways in which you think this research should be conducted. The forms and procedures for such research are defined by the field of study, so guidelines for research proposals are generally more exacting and less formal than a project proposal. Research proposals contain extensive literature reviews and must provide persuasive evidence that there is a need for the research study being proposed. In addition to providing rationale for the proposed research, a proposal describes detailed methodology for conducting the research consistent with requirements of the professional or academic field and a statement on anticipated outcomes and/or benefits derived from the study.

Krathwohl, David R. How to Prepare a Dissertation Proposal: Suggestions for Students in Education and the Social and Behavioral Sciences . Syracuse, NY: Syracuse University Press, 2005.

How to Approach Writing a Research Proposal

Your professor may assign the task of writing a research proposal for the following reasons:

  • Develop your skills in thinking about and designing a comprehensive research study.
  • Help learn how to conduct a comprehensive review of the literature to ensure a research problem has not already been answered [or you may determine the problem has been answered ineffectively] and, in so doing, become familiar with scholarship related to your topic.
  • Improve your general research and writing skills.
  • Practice identifying what logical steps must be taken to accomplish one's research goals.
  • Nurture a sense of inquisitiveness within yourself and to help see yourself as an active participant in the process of doing scholarly research.

A proposal should contain all the key elements involved in designing a complete research study, with sufficient information that allows readers to assess the validity and usefulness of your proposed study. The only elements missing from a research proposal are the results of the study and your analysis of those results. Finally, an effective proposal is judged on the quality of your writing. It is, therefore, important that your writing is coherent, clear, and compelling.

Regardless of the research problem you are investigating and the methodology you choose, all research proposals must address the following questions:

  • What do you plan to accomplish? Be clear and succient in defining the research problem and what it is you are proposing to research.
  • Why do you want to do it? In addition to detailing your research design, you also must conduct a thorough review of the literature and provide convincing evidence that it is a topic worthy of study. Be sure to answer the "So what? question.
  • How are you going to do it? Be sure that what you propose is doable.

Common Mistakes to Avoid

  • Failure to be concise; being "all over the map" without a clear sense of purpose.
  • Failure to cite landmark works in your literature review.
  • Failure to delimit the contextual boundaries of your research [e.g., time, place, people, etc.].
  • Failure to develop a coherent and persuasive argument for the proposed research.
  • Failure to stay focused on the research question; going off on unrelated tangents.
  • Sloppy or imprecise writing. Poor grammar.
  • Too much detail on minor issues, but not enough detail on major issues.

Procter, Margaret. The Academic Proposal .  The Lab Report. University College Writing Centre. University of Toronto; Sanford, Keith. Information for Students: Writing a Research Proposal . Baylor University; Wong, Paul T. P. How to Write a Research Proposal . International Network on Personal Meaning. Trinity Western University; Writing Academic Proposals: Conferences, Articles, and Books . The Writing Lab and The OWL. Purdue University; Writing a Research Proposal. University Library. University of Illinois at Urbana-Champaign.

Structure and Writing Style

Beginning the Proposal Process

As with writing a traditional research paper, research proposals are generally organized the same way throughout the social sciences. Most proposals are between ten and fifteen pages in length. However, before you begin, read the assignment carefully and, if anything seems unclear, ask your professor whether there are any specific requirements for organizing and writing the proposal.

A good place to begin is to ask yourself a series of questions:

  • What do I want to study, and why?
  • How is it significant within the subject areas covered in my class?
  • What problems will it help solve?
  • How does it build upon [and hopefully go beyond] research already conducted on my topic?
  • What exactly should I plan to do, and can I get it done in the time available?

In the end, your research proposal should document your knowledge of the topic and highlight enthusiasm for conducting the study. Approach it with the intention of leaving your readers feeling like--"Wow, that's an exciting idea and I can’t wait to see how it turns out!"

In general your proposal should include the following sections:

I.  Introduction

In the real world of higher education, a research proposal is most often written by scholars seeking grant funding for a research project or it's the first step in getting approval to write your doctoral dissertation. Even if this is just a course assignment, treat your introduction as the initial pitch of an idea. After reading the introduction, your readers should not only have an understanding of what you want to do, but they should also be able to sense your passion for the topic and be excited about its possible outcomes.

Think about your introduction as a narrative written in one to three paragraphs that succinctly answers the following four questions :

  • What is the central research problem?
  • What is the topic of study related to that problem?
  • What methods should be used to analyze the research problem?
  • Why is this important research, and why should someone reading the proposal care about the outcomes from the study?

II.  Background and Significance

This section can be melded into your introduction or you can create a separate section to help with the organization and flow of your proposal. This is where you explain the context of your project and outline why it's important. Approach writing this section with the thought that you can’t assume your readers will know as much about the research problem as you do. Note that this section is not an essay going over everything you have learned about the research problem; instead, you must choose what is relevant to help explain your goals for the study.

To that end, while there are no hard and fast rules, you should attempt to deal with some or all of the following:

  • State the research problem and give a more detailed explanation about the purpose of the study than what you stated in the introduction.
  • Present the rationale of your proposed study and clearly indicate why it is worth doing. Answer the "So what? question [i.e., why should anyone care].
  • Describe the major issues or problems to be addressed by your research.
  • Explain how you plan to go about conducting your research. Clearly identify the key sources you intend to use and explain how they will contribute to the analysis of your topic.
  • Set the boundaries of your proposed research in order to provide a clear focus.
  • Provide definitions of key concepts or terms, if necessary.

III.  Literature Review

Connected to the background and significance of your study is a more deliberate review and synthesis of prior studies related to the research problem under investigation . The purpose here is to place your project within the larger whole of what is currently being explored, while demonstrating to your readers that your work is original and innovative. Think about what questions other researchers have asked, what methods they've used, and what is your understanding of their findings. Assess what you believe is still missing, and state how previous research has failed to examine the issue that your study addresses.

Since a literature review is information dense, it is crucial that this section is intelligently structured to enable a reader to grasp the key arguments underpinning your study in relation to that of other researchers. A good strategy is to break the literature into "conceptual categories" [themes] rather than systematically describing materials one at a time.

To help frame your proposal's literature review, here are the "five C’s" of writing a literature review:

  • Cite : keep the primary focus on the literature pertinent to your research problem.
  • Compare the various arguments, theories, methodologies, and findings expressed in the literature: what do the authors agree on? Who applies similar approaches to analyzing the research problem?
  • Contrast the various arguments, themes, methodologies, approaches and controversies expressed in the literature: what are the major areas of disagreement, controversy, or debate?
  • Critique the literature: Which arguments are more persuasive, and why? Which approaches, findings, methodologies seem most reliable, valid, or appropriate, and why? Pay attention to the verbs you use to describe what an author says/does [e.g., asserts, demonstrates, etc.] .
  • Connect the literature to your own area of research and investigation: how does your own work draw upon, depart from, or synthesize what has been said in the literature?

IV.  Research Design and Methods

This section must be well-written and logically organized because you are not actually doing the research . As a consequence, the reader will never have a study outcome from which to evaluate whether your methodological choices were the correct ones. The objective here is to ensure that the reader is convinced that your overall research design and methods of analysis will correctly address the research problem. Your design and methods should be absolutely and unmistakably tied to the specific aims of your study.

Describe the overall research design by building upon and drawing examples from your review of the literature. Be specific about the methodological approaches you plan to undertake to collect information, about the techniques you will use to analyze it, and about tests of external validity to which you commit yourself [i.e., the trustworthiness by which you can generalize from your study to other people, places or times].

When describing the methods you will use, be sure to cover these issues:

  • Specify the research operations you will undertake and the way you will interpret the results of these operations in relation to your research problem. Don't just describe what you intend to achieve from applying the methods you choose, but state how you will spend your time while doing it.
  • Keep in mind that a methodology is not just a list of research tasks; it is an argument as to why these tasks add up to the best way to investigate the research problem. This is an important point because the mere listing of tasks to perform does not demonstrate that they add up to the best feasible approach.
  • Be sure to anticipate and acknowledge any potential barriers and pitfalls in carrying out your research design and explain how you plan to get around them.

V.  Preliminary Suppositions and Implications

Just because you don't have to actually conduct the study and analyze the results, it doesn't mean that you can skip talking about the process and potential implications . The purpose of this section is to argue how and in what ways you believe your research will refine, revise, or extend existing knowledge in the subject area under investigation. Depending on the aims and objectives of your study, describe how the anticipated results of your study will impact future scholarly research, theory, practice, forms of interventions, or policy. Note that such discussions may have either substantive [a potential new policy], theoretical [a potential new understanding], or methodological [a potential new way of analyzing] significance.   When thinking about the potential implications of your study, ask the following questions:

  • What might the results mean in regards to the theoretical framework that frames the study?
  • What suggestions for subsequent research could arise from the potential outcomes of the study?
  • What will the results mean to practitioners in the "real world"?
  • Will the results influence programs, methods, and/or forms of intervention?
  • How might the results contribute to the solution of social, economic, or other types of problems?
  • Will the results influence policy decisions?
  • What will be improved or changed as a result of the proposed research?
  • How will the results of the study be implemented, and what innovations will come about?

VI.  Conclusion

The conclusion reiterates the importance or significance of your proposal and provides a brief recap of the entire study . This section should be only one or two paragraphs long, emphasizing why your research study is unique, why it advances knowledge, and why the research problem is worth investigating.

Someone reading this section should come away with an understanding of:

  • Why the study was done,
  • The specific purpose of the study and the research questions it attempted to answer,
  • The research design and methods used,
  • The potential implications emerging from your proposed study of the research problem, and
  • A sense of how your study fits within the broader scholarship about the research problem.

VII.  Citations

As with any scholarly research paper, you must cite the sources you used in composing your proposal. In a standard research proposal, this section can take two forms, so speak with your professor about which one is preferred.

  • References -- lists only the literature that you actually used or cited in your proposal.
  • Bibliography -- lists everything you used or cited in your proposal with additional citations of any key sources relevant to understanding the research problem.

In either case, this section should testify to the fact that you did enough preparatory work to make sure the project will complement and not duplicate the efforts of other researchers. Start a new page and use the heading "References" or "Bibliography" at the top of the page. Cited works should always use a standard format that follows the writing style advised by the discipline of your course [i.e., education=APA; history=Chicago, etc]. This section normally does not count towards the total length of your proposal.

Develop a Research Proposal: Writing the Proposal . Office of Library Information Services. Baltimore County Public Schools; Krathwohl, David R. How to Prepare a Dissertation Proposal: Suggestions for Students in Education and the Social and Behavioral Sciences. Syracuse, NY: Syracuse University Press, 2005; Procter, Margaret. The Academic Proposal . The Lab Report. University College Writing Centre. University of Toronto; Punch, Keith and Wayne McGowan. Developing and Writing a Research Proposal. In From Postgraduate to Social Scientist: A Guide to Key Skills. Nigel Gilbert, ed. (Thousand Oaks, CA: Sage, 2006), 59-81; Sanford, Keith. Information for Students: Writing a Research Proposal . Baylor University; Wong, Paul T. P. How to Write a Research Proposal . International Network on Personal Meaning. Trinity Western University; Writing Academic Proposals: Conferences, Articles, and Books . The Writing Lab and The OWL. Purdue University; Writing a Research Proposal . University Library. University of Illinois at Urbana-Champaign.

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Write Like a Scientist

A Guide to Scientific Communication

The Research Proposal

Before you can begin doing any research, you must obtain funding from a foundation or government organization. Whether or not you are granted this funding relies heavily on the quality of the grant proposal you submit to the organization; regardless of the quality of research you propose, a poorly written document will get quickly disregarded in favor of those more easily understood.

Unlike primary research articles and posters, proposals do not have any conventional format (such as IMRD ). The most common way to organize a research proposal is through three major sections:

  • Project summary
  • Project description
  • References cited

The Project Description is the most extensive of the sections, but we will cover each of them in detail in “Organization,” below.

Because nearly every funding organization has a different yet exact way they want your proposal to be organized, it is best to research what format the organization you are applying to would like you to use. This information is usually available on websites along with example proposals.

Besides the extremely general guidelines we provide you on this website, you have another invaluable resource for writing your research proposal: the  Request for Proposals (RFP). The RFP, sometimes also called a Request for Applications (RFA), is a document provided by the funding agency that includes all the instructions you need to apply for a grant.

RFPs are your best friends  when writing proposals. Reading these documents carefully will save you undue time and stress trying to figure out how to properly construct your document. The instructions within will tell you exactly how to format and organize your proposal and how to address the needs of the funding agency so that you  will get funded .

As you read through the rest of this page and learn how to create a compelling research proposal, keep in mind the following reasons that research proposals are  rejected :

 

 

 

* Table is adapted from Robinson et al. (2008) , who gathered this information from Bowman and Branchaw (1992)

After you study the information on the rest of this page, revisit the table above and test yourself to see if you know exactly how to avoid each of the mistakes listed.

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Audience and purpose

The audience for your research proposal are the people who get to decide whether or not you deserve to be funded by their agency. They will be at least somewhat familiar with your line of research, although it is rare that they will be complete experts in your exact research topic (unless you are applying for a very specialized grant). The RFP for your grant should inform you of who will be reading your proposal so that you can gauge how familiar they already are with your topic.

The RFP is not so explicit, one possible approach is to approach your audience on two levels. The first is to address a more general audience when first introducing your ideas and providing background information. Some of the ways you can accomplish this are to 1)  define more acronyms and other terms  you might normally assume are known by a more expert audience and 2)  use graphics to help illustrate more complex ideas .

In your experimental approach section, however, you should start to address a true expert audience. By including proper details and using formal scientific language —skills reviewed in our section on Addressing Your Audience here —you can fully demonstrate your own expertise in the area.

Because your audience, being comprised of people from various backgrounds and with diverse biases, has a highly critical and inherently more subjective perspective on your research, your proposal must be more welcoming and readable than a journal article. The terse verging on mechanistic style of an article has to be smoothed into an enjoyable (yet convincing!) read.  Remember that your readers are sifting through sometimes hundreds of proposals and will likely spend less than an hour deciding the fate of your grant request; if your proposal is dense and unpleasant to read, they won’t bother spending more time than necessary trying to decipher it . We will address how to make your proposal approachable and welcoming in our Style and Conventions section, below.

Purpose: to persuade

Everything you include in your proposal should contribute to the goal of  persuading your potential funding agency that they should fund your work . The three most important components of this process are to convince them that their interests require your work, that your research ideas and abilities are intellectually sound, and that your work will have broad impacts on your community and society.

If your audience doesn’t believe that your research wouldn’t contribute to attaining the goals of the funding agency, they aren’t probably going to want to fund your project. The first step in this, of course, is to apply for grants from the appropriate agencies , ones whose goals already align with your work. The agency’s RFP should delineate the needs of the agency for you if you are not already familiar with them.

Assuming you’ve chosen an appropriate grant to apply to, all you have to do is make this connection clear in your proposal . Don’t be afraid to use the ideas provided for you in the RFP instructions to state explicitly in which ways your research goals overlap with theirs. Don’t make the readers infer the connection themselves!

Your second major goal is to convince your funders that both you and your research plan are worth funding . The following points summarize the most critical components of this part of the proposal assessment.

  • Is your proposal well-written?  A well-written proposal shows that you pay attention to detail, are thorough, and are organized. Your competence will truly be partly evaluated on your ability to write a good proposal, so be sure to spend adequate time editing your writing itself.
  • Is your timeline realistic?  The timeline you propose for your project must simultaneously reflect an efficient process and be realistic. If you estimate too much or too little time for some components of your project or fail to convince your audience that you will be able to complete your project according to your timeline, you won’t appear to be a reliable candidate for funding.
  • Do you know the limitations of your methods?  By demonstrating that you know the extent of your methodology, you show your audience that you are a reasonable and experienced scientist. Error bars, detection limits, and other methodological limitations should always be included in your proposal.
  • Do you have the necessary skills?  You need to tell your readers why you are the right person to conduct this research by enumerating your past accomplishments and research experience, education, publications, grants received, conference presentations, and other contributions to science. For undergraduates, some of these areas may need to be replaced by letters of recommendation, transcripts, and other documents.
  • Is your research more deserving than others?  In order to contribute to the progress of science, your research needs to explore something novel and/or do so in a novel way. If your work seems unoriginal, funders won’t be interested in it. Gap statements are a great way to introduce what exactly your research contributes.

Even if your research is creative and explores a novel subject, if its scope is too narrow, it will be hard to convince people to fund it. At the very least your research should be able to impact other scientists; ideally, it will impact a particular community or even all of society. With this aim you are addressing a broader audience, so be sure to express the impacts of your work in broadly accessible language. Even if your particular results will be small in the scope discovering planets or of curing cancer, their implications should be large.

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Style and conventions

Readability is one of the most important aspects of your proposal. Within the often very strict length limits of a given proposal you have to fit as much persuasive information as possible without losing your reader’s focus. According to Robinson et al. (2008) ,

A 15-page proposal should take less time to read than it typically takes to read a five-page journal article.

To see some examples of how this is accomplished in successful proposals, open any of the samples below.

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Adapted from  on the SURP website

FABRICATION OF MICROARRAYS WITH 3’AND 5’ THIOL-MODIFIED DNA FOR SURFACE PLASMON RESONANCE IMAGING

Surface Plasmon Resonance (SPR) imaging is a label free method for monitoring the adsorption of organic molecules and biopolymers proteins onto gold surfaces. DNA microarrays created on gold surfaces can be used for a variety of purposes, including DNA-DNA, RNA-DNA, and protein-DNA interactions at extremely small, nanomolar concentrations (1). The fabrication of microarrays allows for a myriad of applications, including genetic analysis, clinical analysis, and immunoassays. Microarrays provide a simple, rapid, low-cost fabrication method. A continual goal of the Corn Group is to create microarrays that require lower concentrations of compounds for detection.

In Surface Plasmon Resonance, collimated white light is shot through a prism where it hits a gold slide treated with biological molecules. By employing a multiphase complex Fresnel calculation, one can calculate the changes in the index of refraction of ultrathin organic layers on the surface of the slide (2,3). From this, not only can hybridization efficiency of DNA be determined, but the kinetics of biochemical interactions can be found to a precise degree as well.

Previous experiments by the Corn Group have found that the direction in which thiol-modified DNA is applied onto a microarray affects the signal intensity of SPR measurements by nearly four-fold. DNA applied with the 3’ end facing the gold surface of an array produced signals significantly higher than those applied with the 5’ end attached, despite the fact that both sequences were identical in their base composition. The goal of this project is not only to determine the cause for such a large difference in signal intensities between 3’ and 5’ thiol-modified DNA, but also to improve the methodology of constructing DNA microarrays so that smaller concentrations of compounds, such as DNA, are required.

A thin gold film (45 nm) will be vapor deposited onto a SF-10 glass slide (18 X 18 mm) with an underlying layer of chromium (1 nm) using an evaporator (4,5).

Thiol-modified DNA purchased from Integrated DNA Technologies contains a thiol group at either the 3’ or 5’ end. In order to attach the thiol-modified DNA to a cross-linker, the hydrogen of the thiol group must be removed. DNA will be resuspended in a solution of phosphate buffer, pH = 8.4, and subsequently reacted with dithiothreitol (DTT) for 30 minutes. This will remove the hydrogen attached to the sulfur group, leaving it deprotected and available to attach to the cross-linker. Afterwards, the DNA will be purified using High Performance Liquid Chromatography (HPLC). The purified DNA will be dried using a Spin Vac, and then the Optical Density (OD) will be measured using UV/Vis Spectroscopy in conjunction with Ellman’s Test. This will allow me to determine the concentration of DNA with an unprotected thiol-group. Because this DNA has free sulfur groups, there is the possibility of disulfide bonds forming between the DNA. Consequently, the purified DNA must be used within a 2-week period.

Once a microarray has been fabricated, I can begin to take measurements using Surface Plasmon Resonance. The microarray is placed in a sample holder in contact with an SF-10 prism. A collimated white light source is shone through the prism, hits the gold surface of the slide, and some of the light is absorbed due to the DNA attached. Solution containing complementary strands of DNA will be flowed through the microchannels in a buffer (pH 7.7) consisting of 20 mM phosphate, 300 mM NaCl, and 1 mM EDTA, allowing the probes to hybridize with the complementary strands. The buffer solution will be introduced to the microchannels via a simple aspiration pumping system. This hybridization causes a dramatic increase in the absorbance of light, in turn creating a larger signal intensity. This allows us to monitor the hybridization efficiency of the strands of DNA.

I intend to work on this project for the remainder of Spring quarter, and given that I receive a SURP Fellowship, full-time during the summer. The following is an expected timeline for the remainder of Spring quarter and Summer:

April

May

June and July

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Adapted from , provided by MIT

DEATH MECHANISMS IN ATR-DEFICIENT LYMPHOMA CELLS

RNA-interference (RNAi) technology is a powerful tool currently used to explore cell signaling pathways including the cellular response to DNA damage. One of the genes under investigation by this method is ATR (ATM and Rad3-related). In in vitro studies, lymphoma cells that have undergone RNAi-mediated suppression of ATR are moderately resistant to the frontline chemotherapy drug doxorubicin (DOX), which causes double-stranded DNA breaks (1). However, when those same cells are injected into a mouse model, the resulting in vivo tumors are sensitive to DOX treatment—the complete opposite of the in vitro result.

After a series of preliminary experiments exploring this difference, I concluded that currently unidentified microenvironmental factor(s) present in vivo (but absent in the cell culture) were affecting the tumor’s response to DOX. Through a flow cytometry DNA content analysis of ATR-deficient cells treated with DOX both in vitro and in vivo, I found that the in vitro cells arrested at the G2/M checkpoint while the in vivo cells lacked this arrest response. Furthermore, in vitro cells deficient in ATM (a protein similar in function to ATR) displayed a stronger G2/M arrest and a higher level of resistance to DOX treatment.

: The presence or absence of a G2/M arrest determines the overall response of ATR-deficient lymphoma cells to DOX-induced DNA damage. The in vitro cells undergo arrest at the G2/M checkpoint and repair the damaged DNA before proceeding through mitosis. The in vivo cells are somehow unable to arrest at this point and attempt to proceed through mitosis with damaged DNA. As a result, these cells die through a process called mitotic catastrophe that leads to apoptotic cell death.

The hypothesis will be tested by 1) determining if the tumor cells treated in vivo show upregulation of proteins that drive cells through the G2/M checkpoint, 2) determining if these tumors undergo mitotic catastrophe leading to apoptosis, and 3) determining if the cells treated in vitro repair their damaged DNA, undergo mitosis, and reenter the G1 phase.

I. When phosphorylated at certain amino acids, Cdc25B and C signal the cell to proceed with mitosis (2). If the treated ATR-deficient cells are being driven through the G2/M checkpoint in vivo, then they should display higher levels of activation of these proteins than treated in vitro cells that arrest at G2/M, or untreated cells. Immunoblots will be performed to determine the levels of phosphorylated Cdc25B/C in ATR-deficient in vivo lymphoma cells, ATR-deficient in vitro cells, and ATM-deficient in vitro cells. All three groups will be treated with DOX and cells will be collected 12 hours later, with untreated cells from all three populations used as controls. Cell lysates from each group will be run on two SDSpolyacrylamide gels, one gel per protein tested, along with an appropriate loading control (β- actin). The gels will be run through the standard electrophoresis and membrane transfer protocols, probed with antibodies specific for the phosphorylated proteins, and detected via chemiluminescence.

II. Mitotic catastrophe is a cell death mechanism that is characterized by the formation of micronuclei that arise from multipolar spindles and incorrect chromosome segregation during anaphase (3). Mitotic catastrophe eventually leads to apoptotic cell death through a p53- independent pathway (4). In order to show that the ATR-deficient tumors undergo mitotic catastrophe and not canonical (p53-dependent) apoptosis, DOX-treated ATR-deficient in vitro and in vivo cells will be stained with antibodies specific for α- or γ-tubulin, followed by fluorescently-labeled secondary antibodies. α-tubulin staining will identify multipolar spindles, while γ-tubulin staining will visualize multiple centrosomes, both hallmarks of mitotic catastrophe (3). The absence or presence of the canonical apoptotic pathway will also be determined by performing an immunoblot with in vivo and in vitro ATR-deficient cell lysates. The primary antibodies used will be specific for phosphorylated proteins involved in this pathway (e.g. p53, Puma, Noxa). Mitotic catastrophe does not involve the activation of these proteins, so the presence of phosphorylated (activated) versions of these proteins will indicate cell death via the canonical apoptotic pathway. In both of these experiments, untreated ATRdeficient in vivo and in vitro cells will be used as controls.

III. Finally, I plan to show that the treated ATR- and ATM-deficient cultured cells successfully repair damaged DNA during G2/M arrest, proceed through mitosis, and reenter G1. DNA content will be examined by flow cytometry for these treated cell populations prior to treatment and 12, 24, 48, and 72 hours after DOX treatment (3). If the G2/M arrest is transient, then DNA content analysis should demonstrate a reversion to the normal cell cycle with the majority of cells in G1 within this 72 hour window. Treated in vivo ATR-deficient cells as well as untreated populations of these three cell types will be used as controls.

I expect to find upregulation of G2/M arrest inhibitors (e.g. Cdc25B/C), hallmarks of mitotic catastrophe, and the absence of indicators of p53-induced apoptosis (e.g. p53, Puma, Noxa) in the treated ATR-deficient tumors in vivo. I also expect to see a transient G2/M arrest and an eventual return to a normal cell cycle in the ATR-deficient cells treated in culture. Together, these results will point to a drug response mechanism in which the lymphoma cells are able to sense the DOX-induced DNA damage and arrest at the G2/M checkpoint in vitro. While undergoing arrest, the damage is repaired and the cells proceed through mitosis successfully. Conversely, the cells treated in vivo either do not recognize the DNA damage or cannot arrest at G2/M in order to repair it. These cells attempt to proceed through mitosis with heavily damaged DNA, which results in mitotic catastrophe and eventually apoptosis. The goal of future investigation should be to identify the extracellular factor(s) that prevent the in vivo population from either recognizing DOX-induced DNA damage or arresting at the G2/M checkpoint.

At the conclusion of this project, I will have gained a better understanding of the mechanisms behind the response of ATR-deficient cells to DOX-induced DNA damage. Performing research on a basic, central part of cell biology like cell death will solidify my background in this field and strengthen my ability as an instructor. Despite the development of new drugs and treatments for cancer, chemotherapy-resistant tumors remain a major obstacle to successfully treating this disease. Understanding how specific genetic mutations lead to drug resistance or sensitivity will help scientists design treatments that are more effective. Physicians and cell biologists will also be better able to predict if existing drugs will be successful against a tumor containing certain genetic mutations. I plan to not only build up this understanding, but also disseminate this information to physicians. I hereby attest that this proposal is my own work, with reviews from faculty advisors.

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What similarities do you notice in these sample proposals? What differences? The content of the proposals is dependent, of course, on the RFP for each grant, but you should notice some stylistic themes.

The following tools and proposal-specific conventions can help you write a proposal that makes highly technical science more accessible and welcoming as do the samples above.

Headings and subheadings

Like in journal articles, separating sections of your proposal with clear headings is important. But because proposals are often longer and more variable than articles, it is critical to maintain an especially clear hierarchical heading format .

Below we provide examples of what this hierarchy  could  look like in your proposal.

Major division title All-caps, centered, bolded

This is the first objective.

This is the second objective.

Level 1 heading All-caps, left-justified, bolded
Level 2 heading Title case, left-justified, bolded
Level 3 heading Title case, indented, bolded
Text Sentence case (normal)

You can usually choose any heading styles you like, as long as they are clear and simple and that you use them consistently throughout your proposal.

One highly recommended strategy for designing sub-section contents is to match these sections and section headings directly with each instruction given in a research proposal. So if the proposal asks for the following information (numbered), you may consider using the corresponding headings (italicized) for those sections of your proposal:

1) a summary of what has already been completed in your project

“Summary of accomplished work”

2) an explanation of what your work will contribute to the field

“Intended contributions to the field”

This strategy will make it clear to your reader how you have addressed each of their requirements.

Be sure to maintain  formatting parallelism  in your headings by keeping capitalization, punctuation, and structure consistent among headings whenever possible. Compare the following two sets of lists:

In the example on the left, the numbering scheme, uses of capitalization and punctuation, and grammatical structure are inconsistent. The example on the right is consistent in each of these areas.

Verb tense and personal pronouns

While a published journal article focuses almost entirely on what research you have already  conducted, a proposal is based upon what you  will do. Accordingly, in the latter genre you will make heavy use of the future tense in addition to past and present tenses.

Your goals and objectives should be written using the present tense , such as:

“The primary goal of my thesis project is X.”

“The specific objectives contributing to this goal are  A, B, and C.”

The present tense should, as always, also be used for any type of knowledge that has been considered to be true over time while the past tense should be used for information discovered at one point in time but that does not necessarily still hold true.

Because it has occurred recently and is considered part of the current project, work conducted in the past is generally referred to in  present perfect tense, such as in the following statements.

“The first step in this process has been tested .”

“The relationship among these variables  has been investigated  by our group.”

All planned work is often discussed in the  future  tense in proposals. This may seem obvious, but note that in articles, it is often suggested that future work  could or  should  be done. But in a research proposal you are using the future tense to state a fact of what  will  be done, as in:

“ During the duration of this fellowship, I  will concentrate on X.”

“These accomplishments  will fulfill  objective Y.”

Unlike in other forms of professional writing, personal pronouns are also acceptable in research proposals. Normally these pronouns are omitted for the sake of objectivity , but a proposal is already a very subjective work in which you are convincing the reader that  you and  your  work should get funded. Thus, personal pronouns are used commonly, such as in the following statements:

“ Our approach is based on X.”

“ We propose to apply these methods.”

Note, however, that these pronouns are not equally appropriate in  all areas of a proposal. When a statement is based on a particular scientific concept and not on anything involving you as a researcher or your lab’s work, it is probably still better to focus on the science at hand by avoiding personal pronouns. Additionally, it is recommended that you refrain from using “I” or “we” in opening statements of each major section.

When constructed well, bulleted and numbered lists are  efficient  and  effective  tools for getting ideas across in research proposals. Lists organize your information in a highly readable format that readers can reference when needed.

Lists are common for outlining project objectives and for the expected outcomes of your project. As an example, we created a list adapted from the Expected Outcomes portion of the proposal by Ricks (2008) :

Wherever you choose to use them, lists need to adhere as closely as possible to parallelism guidelines, summarized below:

Language:  Parallel language should be used whenever possible in lists to make them cohesive and coherent. For example, if item one in your list says, “Providing a measurable increase in efficiency,” item two should also begin with a gerund and be followed by a noun, such as, “Enabling immediate access to databases.”

Numbering:  If in one part of your proposal you use a “1, 2, 3…” numbering system, do not use a “I, II, III…” or “A, B, C …” system in another part.

Formatting:  All other components of formatting, such as indentation, bullet style, text style, and punctuation should be consistent throughout your proposal.

Organization

Here, we will cover a standard format for constructing the Project Description portion of a research proposal. Throughout this section, keep in mind that each and every funding agency will have its own specific instructions for how it wants your proposal to be organized. You should always follow these instructions exactly, although you’ll likely find that sections that may be called by different names than we call them here, they include much of the same content and can be organized similarly.

Goals and Importance

The first section of the Project Description is intended to introduce the work by establishing its goals and its importance in the context of other scientific research. A clearly laid out argument is critical in this section for convincing a funding agency that it is worth their time to look at the details of the project itself.

RP Goals MS

1. Identify goals and objectives. Although this section might have a narrower focus than Moves 2 and 3, it is usually important that it come first so that a funding agency can quickly determine whether or not the project will contribute to the agency’s own goals and therefore merits further review. The g oals of your study are usually broad, long-term ends toward which your project is directed but will not achieve on its own; objectives are more specific and should be directly measurable in your research. Move 1 should establish both of these aspects of your study.

2. Establish importance. Proving to your audience that your project is important is crucial to obtaining funding. Each submove contributes to establishing the importance of the research you are proposing. First, you should introduce the general topic of your project in a way that hints at its importance. For example:

Although premature birth is the leading cause of neonatal death, its contributing factors are poorly understood.

In submove (ii), the scientific literature should be used to provide background information and important details about the topic. Who else has interest in this area of research? What have they discovered that is of great importance? Who benefits or will benefit from the research? What have others stated a need for? This should set you up to identify the gap in the literature (which you intend to fill with the results your project).

3. Introduce the proposed work. Once you have established that there is a great need for a greater understanding of some kind in the general scientific topic you identified in Move 2, you can present your project, which will save the day! If Move 2 identified a challenge, explain how your project faces the challenge. If it identified a problem, your project will solve the problem. This solidifies the importance of your project while identifying what it will actually do. Move 3 is not often given a separate heading of the kind in Moves 1 and 2, but instead flows more smoothly from Move 2 in a new paragraph.

Experimental Approach

This section is the most technical of the three in the Project Description and therefore must proceed in a logical manner that is easy to follow. By starting with what you’ve already accomplished in relation to the proposed project and showing that it is already yielding favorable results, you contextualize and strengthen the reader’s confidence in your proposed methodology.

RP Experimental MS

1. Describe previous accomplishments. If you have done any previous research that worked towards the same or a similar goal, this is your opportunity to share its accomplishments. Doing so will build readers’ confidence in your research abilities and current project plan.

2. Identify promising results. Most funding agencies will hope that you have some empirical reason to believe that your proposed project will work, meaning that you have conducted preliminary research that has indicated that your objectives are reasonable and achievable. In this move, you should share these results (if you have them).

3. Propose methodology for reaching an objective. This move should be distinctly made for each objective that you presented in your Goals and Importance section in the same order as you presented them. It is customary to first present simpler, more straight-forward experiments first and progress to those of higher risk or, alternatively, to group methodologies by the types of information that will be gathered, such as synthesis yields versus biproduct identifications. Start by transitioning from your preliminary work to your proposed work in submove (i) before getting into the exact methodology.

It is helpful to use a separate sub-heading for each iteration of Move 3, as well, so that each objective’s methodology is clearly distinguished from the next. These headings can be generic, such as “Objective 1,” or descriptive, such as “TENR Library Construction.”

Unlike in a journal article methods section, only provide enough detail in this section to convince your audience that you can do the work. Focus on the general approach and avoid details (e.g. instrument model numbers or reagent purities) that will take up space and distract your reader from the overall importance of your project.

In submove (iii), address potential limitations or setbacks you can foresee in your plan. You are bound to have some in any research, and acknowledging them shows that you have thought carefully about your proposed research.

Outcomes and Impacts  The first two moves of this section essentially summarize what you have already presented in a new format. The end of the proposal then broadens in scope to focus on the wider impacts of the research, beyond its addressing of your individual objectives to the more general goals of the scientific area.

RP Outcomes MS

1. Present project timeline. This move allows you to summarize your experimental section in away that makes your anticipated accomplishments tangible. The timeline is presented in paragraph form but reads very list-like, with phrases like “In the spring of 2016, we will complete the Si experiments.” The timeline can be fairly general but must be realistic.

Project Schedule

Project Timeline

Anticipated Timeline

Timeline

Timetable for Work Plan

Plan of Work

Proposed Work Plan

2. Describe predicted outcomes. List measurable achievements that link back to your objectives in section 1. Be as specific as possible so that readers are left with the feeling that your project will result in tangible outcomes.

Expected Outcomes

Summary

Summary of Research Plan

Project Deliverables

Project Outcomes

Expected Findings

Research Summary

3. Conclude the proposal. Because they are key components of the proposal, Move 3 begins by summarizing once again the goals and significance of the proposal. This can usually be accomplished in roughly 3 sentences and comprises its own paragraph. Make your closing remarks in submove (ii), where you tell your funding agency how your project will benefit the greater scientific community and/or general public. The broader the impact of your project and the more people it benefits, the more likely it is to be funded.

Summary

Research Summary

Project Summary

Summary and Conclusions

Conclusions

Conclusions and Impacts

Impacts and Significance

Summary and Broader Impacts

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Methodology

  • How to Write a Literature Review | Guide, Examples, & Templates

How to Write a Literature Review | Guide, Examples, & Templates

Published on January 2, 2023 by Shona McCombes . Revised on September 11, 2023.

What is a literature review? A literature review is a survey of scholarly sources on a specific topic. It provides an overview of current knowledge, allowing you to identify relevant theories, methods, and gaps in the existing research that you can later apply to your paper, thesis, or dissertation topic .

There are five key steps to writing a literature review:

  • Search for relevant literature
  • Evaluate sources
  • Identify themes, debates, and gaps
  • Outline the structure
  • Write your literature review

A good literature review doesn’t just summarize sources—it analyzes, synthesizes , and critically evaluates to give a clear picture of the state of knowledge on the subject.

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Table of contents

What is the purpose of a literature review, examples of literature reviews, step 1 – search for relevant literature, step 2 – evaluate and select sources, step 3 – identify themes, debates, and gaps, step 4 – outline your literature review’s structure, step 5 – write your literature review, free lecture slides, other interesting articles, frequently asked questions, introduction.

  • Quick Run-through
  • Step 1 & 2

When you write a thesis , dissertation , or research paper , you will likely have to conduct a literature review to situate your research within existing knowledge. The literature review gives you a chance to:

  • Demonstrate your familiarity with the topic and its scholarly context
  • Develop a theoretical framework and methodology for your research
  • Position your work in relation to other researchers and theorists
  • Show how your research addresses a gap or contributes to a debate
  • Evaluate the current state of research and demonstrate your knowledge of the scholarly debates around your topic.

Writing literature reviews is a particularly important skill if you want to apply for graduate school or pursue a career in research. We’ve written a step-by-step guide that you can follow below.

Literature review guide

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Writing literature reviews can be quite challenging! A good starting point could be to look at some examples, depending on what kind of literature review you’d like to write.

  • Example literature review #1: “Why Do People Migrate? A Review of the Theoretical Literature” ( Theoretical literature review about the development of economic migration theory from the 1950s to today.)
  • Example literature review #2: “Literature review as a research methodology: An overview and guidelines” ( Methodological literature review about interdisciplinary knowledge acquisition and production.)
  • Example literature review #3: “The Use of Technology in English Language Learning: A Literature Review” ( Thematic literature review about the effects of technology on language acquisition.)
  • Example literature review #4: “Learners’ Listening Comprehension Difficulties in English Language Learning: A Literature Review” ( Chronological literature review about how the concept of listening skills has changed over time.)

You can also check out our templates with literature review examples and sample outlines at the links below.

Download Word doc Download Google doc

Before you begin searching for literature, you need a clearly defined topic .

If you are writing the literature review section of a dissertation or research paper, you will search for literature related to your research problem and questions .

Make a list of keywords

Start by creating a list of keywords related to your research question. Include each of the key concepts or variables you’re interested in, and list any synonyms and related terms. You can add to this list as you discover new keywords in the process of your literature search.

  • Social media, Facebook, Instagram, Twitter, Snapchat, TikTok
  • Body image, self-perception, self-esteem, mental health
  • Generation Z, teenagers, adolescents, youth

Search for relevant sources

Use your keywords to begin searching for sources. Some useful databases to search for journals and articles include:

  • Your university’s library catalogue
  • Google Scholar
  • Project Muse (humanities and social sciences)
  • Medline (life sciences and biomedicine)
  • EconLit (economics)
  • Inspec (physics, engineering and computer science)

You can also use boolean operators to help narrow down your search.

Make sure to read the abstract to find out whether an article is relevant to your question. When you find a useful book or article, you can check the bibliography to find other relevant sources.

You likely won’t be able to read absolutely everything that has been written on your topic, so it will be necessary to evaluate which sources are most relevant to your research question.

For each publication, ask yourself:

  • What question or problem is the author addressing?
  • What are the key concepts and how are they defined?
  • What are the key theories, models, and methods?
  • Does the research use established frameworks or take an innovative approach?
  • What are the results and conclusions of the study?
  • How does the publication relate to other literature in the field? Does it confirm, add to, or challenge established knowledge?
  • What are the strengths and weaknesses of the research?

Make sure the sources you use are credible , and make sure you read any landmark studies and major theories in your field of research.

You can use our template to summarize and evaluate sources you’re thinking about using. Click on either button below to download.

Take notes and cite your sources

As you read, you should also begin the writing process. Take notes that you can later incorporate into the text of your literature review.

It is important to keep track of your sources with citations to avoid plagiarism . It can be helpful to make an annotated bibliography , where you compile full citation information and write a paragraph of summary and analysis for each source. This helps you remember what you read and saves time later in the process.

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To begin organizing your literature review’s argument and structure, be sure you understand the connections and relationships between the sources you’ve read. Based on your reading and notes, you can look for:

  • Trends and patterns (in theory, method or results): do certain approaches become more or less popular over time?
  • Themes: what questions or concepts recur across the literature?
  • Debates, conflicts and contradictions: where do sources disagree?
  • Pivotal publications: are there any influential theories or studies that changed the direction of the field?
  • Gaps: what is missing from the literature? Are there weaknesses that need to be addressed?

This step will help you work out the structure of your literature review and (if applicable) show how your own research will contribute to existing knowledge.

  • Most research has focused on young women.
  • There is an increasing interest in the visual aspects of social media.
  • But there is still a lack of robust research on highly visual platforms like Instagram and Snapchat—this is a gap that you could address in your own research.

There are various approaches to organizing the body of a literature review. Depending on the length of your literature review, you can combine several of these strategies (for example, your overall structure might be thematic, but each theme is discussed chronologically).

Chronological

The simplest approach is to trace the development of the topic over time. However, if you choose this strategy, be careful to avoid simply listing and summarizing sources in order.

Try to analyze patterns, turning points and key debates that have shaped the direction of the field. Give your interpretation of how and why certain developments occurred.

If you have found some recurring central themes, you can organize your literature review into subsections that address different aspects of the topic.

For example, if you are reviewing literature about inequalities in migrant health outcomes, key themes might include healthcare policy, language barriers, cultural attitudes, legal status, and economic access.

Methodological

If you draw your sources from different disciplines or fields that use a variety of research methods , you might want to compare the results and conclusions that emerge from different approaches. For example:

  • Look at what results have emerged in qualitative versus quantitative research
  • Discuss how the topic has been approached by empirical versus theoretical scholarship
  • Divide the literature into sociological, historical, and cultural sources

Theoretical

A literature review is often the foundation for a theoretical framework . You can use it to discuss various theories, models, and definitions of key concepts.

You might argue for the relevance of a specific theoretical approach, or combine various theoretical concepts to create a framework for your research.

Like any other academic text , your literature review should have an introduction , a main body, and a conclusion . What you include in each depends on the objective of your literature review.

The introduction should clearly establish the focus and purpose of the literature review.

Depending on the length of your literature review, you might want to divide the body into subsections. You can use a subheading for each theme, time period, or methodological approach.

As you write, you can follow these tips:

  • Summarize and synthesize: give an overview of the main points of each source and combine them into a coherent whole
  • Analyze and interpret: don’t just paraphrase other researchers — add your own interpretations where possible, discussing the significance of findings in relation to the literature as a whole
  • Critically evaluate: mention the strengths and weaknesses of your sources
  • Write in well-structured paragraphs: use transition words and topic sentences to draw connections, comparisons and contrasts

In the conclusion, you should summarize the key findings you have taken from the literature and emphasize their significance.

When you’ve finished writing and revising your literature review, don’t forget to proofread thoroughly before submitting. Not a language expert? Check out Scribbr’s professional proofreading services !

This article has been adapted into lecture slides that you can use to teach your students about writing a literature review.

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If you want to know more about the research process , methodology , research bias , or statistics , make sure to check out some of our other articles with explanations and examples.

  • Sampling methods
  • Simple random sampling
  • Stratified sampling
  • Cluster sampling
  • Likert scales
  • Reproducibility

 Statistics

  • Null hypothesis
  • Statistical power
  • Probability distribution
  • Effect size
  • Poisson distribution

Research bias

  • Optimism bias
  • Cognitive bias
  • Implicit bias
  • Hawthorne effect
  • Anchoring bias
  • Explicit bias

A literature review is a survey of scholarly sources (such as books, journal articles, and theses) related to a specific topic or research question .

It is often written as part of a thesis, dissertation , or research paper , in order to situate your work in relation to existing knowledge.

There are several reasons to conduct a literature review at the beginning of a research project:

  • To familiarize yourself with the current state of knowledge on your topic
  • To ensure that you’re not just repeating what others have already done
  • To identify gaps in knowledge and unresolved problems that your research can address
  • To develop your theoretical framework and methodology
  • To provide an overview of the key findings and debates on the topic

Writing the literature review shows your reader how your work relates to existing research and what new insights it will contribute.

The literature review usually comes near the beginning of your thesis or dissertation . After the introduction , it grounds your research in a scholarly field and leads directly to your theoretical framework or methodology .

A literature review is a survey of credible sources on a topic, often used in dissertations , theses, and research papers . Literature reviews give an overview of knowledge on a subject, helping you identify relevant theories and methods, as well as gaps in existing research. Literature reviews are set up similarly to other  academic texts , with an introduction , a main body, and a conclusion .

An  annotated bibliography is a list of  source references that has a short description (called an annotation ) for each of the sources. It is often assigned as part of the research process for a  paper .  

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Writing Proposals

  • First Online: 07 June 2024

Cite this chapter

write the research proposals

  • George P. Moschis 2  

A research proposal is a formal document that outlines a plan for a research project. It serves as a blueprint or roadmap for conducting a research study and is typically submitted to funding agencies, academic institutions, or research review committees for approval and financial support. Proposals are in different formats depending on their intended targets and agency formal requirements. They can be broadly classified into (a) proposals used within institutions for approval and financial support and (b) those used for external funding of research projects or other services. Common proposals in the first category include the following: proposals submitted by doctoral students for approval of their research project as partial fulfillment of their program requirements and proposals submitted by faculty to their institutions for research support, which is usually in the form of reduced teaching load in order to devote extra time to research. The structure of both types of internal proposals, including research goals, is predominantly driven by the policies of the proposer’s institution and the proposer’s needs, research skills, and interests.

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Appendix 14.1: Suggested Outline and Length of Dissertation Proposal

Introduction.

(6–10 pages, about 2–3 pages per section below)

A write up on the importance of the topic and its relevance to various audiences.

Identify gaps in knowledge and needed research

Purpose and objectives

(10–12 pages, should contain at least 1–2 pages on each of the following sections below). It includes literature review.

Brief discussion of your concept (a condensed version of your concept explication—see Chap. 4 )

Conceptual or theoretical framework and how/why it is relevant to your proposed study; and it should relate to your concept and purpose of your study (for quantitative proposals). Literature review related to your topic may serve as a source for theory development and data interpretation (in proposed qualitative studies).

Focus on select variables derived from theory as potential explanatory factors for your topic (concept) of interest (for quantitative proposals).

Statement of some key hypotheses (for quantitative proposals). If possible, state your hypotheses in the context of a graphic figure/model.

(12–15 pages)

Research approach and design (see Chap. 6 )

Methods and procedures: Sampling/informants, data collection methods used, designing experiments, manipulation checks, pre-tests, etc. (see Chap. 7 ).

Variable measures (cite sources for using existing measures)—validity & reliability; and coding procedures (see Chap. 7 )

Analyses and results or data interpretation (analytic tools, such as regression, ANCOVA, MANOVA).

Statistical tests of significance to be used for hypothesis testing (for quantitative studies, tests such as F-test).

Method of data integration (for mixed method research design (see Chap. 7 ).

Expected contribution

(about 4–5 pages should summarize what is to be learned from this study that is not already known). Identify your proposed study’s intended contribution, if it is going to be (see Chap. 10 ):

Theoretical (like offering new or competing explanation to existing problem, specify the conditions an existing theory explains a phenomenon—e.g., the role of mediating or moderating variables?).

Conceptual (would it be an improved conceptual definition, which usually involves the development of a new measure?)

Empirical (Are you going to offer answer to a research question?)

Methodological (Are you proposing a new method/approach to address a new or existing problem, if so, how do you propose to show the superiority of your proposed method?).

Research ethics.

The proposal should include details on steps the proposer will take to ensure s/he will follow the institution’s required procedures (e.g., receiving permission to use students as subjects) and professional standards for conducting the prosed study and writing articles for publication in academic journals (e.g., proper citation).

References, figures, tables., appendixes

(about 10-12 pages)

Ensure that your dissertation proposal is well-structured, free of grammatical errors, and aligned with the guidelines provided by your academic institution. Seek feedback from your advisor or committee members to refine your proposal before submission.

Appendix 14.2: Sample of Unsolicited Research Proposal

14.1.1 social sustainability: preserving and enhancing the well-being of present and future generations.

A new type of thinking is essential if mankind is to survive and move toward higher levels —Albert Einstein

Dr. Randall Shannon, Assistant Professor of Marketing, CMMU, Mahidol University.

Dr. George P. Moschis, Adjunct Professor and director of the Consumer Life-course Studies Group, CMMU, Mahidol University; and Alfred Bernhardt Research Professor, Georgia State University, USA.

14.1.2 Research Rationale

Since the 1980s, the concept of sustainability has shifted towards a focus on human sustainability on Earth. The most widely cited definition of sustainability, proposed by the United Nations’ Brundtland Commission on March 20, 1987, emphasizes that sustainable development meets the present needs without compromising the ability of future generations to meet their own needs. A concise interpretation suggests that sustainability involves enhancing “the quality of human life while staying within the carrying capacity of supporting ecosystems.” Beyond this, sustainability entails responsible and proactive decision-making and innovation to minimize negative impacts and maintain a balance between ecological resilience, economic prosperity, political justice, and cultural vibrancy, ensuring a desirable planet for all species both now and in the future. This concept is encapsulated by three dimensions: environmental sustainability, focusing on the capacity to sustain rates of renewable resource harvest, pollution creation, and non-renewable resource depletion indefinitely; economic sustainability, addressing the ability to support a defined level of economic production indefinitely; and social sustainability, concerning the ability of a social system, such as a country, to function at a defined level of social well-being indefinitely.

Challenges like sustainability have persistently eluded resolution across generations. The inability of problem solvers to address issues of this nature stems from a lack of root cause analysis. This oversight has resulted in solutions that may seem plausible intuitively but, in practice, prove ineffective as they do not tackle the fundamental causes of a problem. Despite the dedicated efforts of numerous activists, the global ecological footprint continues to escalate year after year, decade after decade. The prospect of achieving environmental sustainability is continually questioned in the face of environmental degradation, climate change, and excessive consumption.

Intuitively, the three dimensions of sustainability are interconnected and mutually influential. For instance, economic development contributes to societal overconsumption, which in turn impacts the environment. Consequently, to effectively address sustainability issues, attention must be directed towards all three dimensions. However, the predominant focus of previous endeavors aimed at addressing sustainability has been limited.

In this proposed research, we take a more comprehensive approach to tackling sustainability challenges. Rather than viewing the problem solely as a matter for corporations or governments, we recognize it as a societal issue. Human beings, acting as consumers and decision-makers in various capacities, bear significant responsibility for their behaviors, which impact not only their present and future well-being but also that of future generations. Moreover, these individual actions influence the actions of governments and corporations, thereby having implications for sustainability. Our perspective aligns with others who address sustainability issues, although we go beyond by proposing concrete actions. For instance, Thwink.org contends that the objective of Homo sapiens is, or should be, to optimize the quality of life for current and future generations. Implicit in this perspective is the idea that individuals should take responsibility for their own welfare and that of their descendants. This raises two important questions:

What actions should humans take to accomplish this goal?

How do we instill, or go about changing, behaviors that optimize the quality of life of present and future generations?

The need for every country to address these questions is pressing and timely, especially considering the Earth’s population growth. The current global population of 7.3 billion is projected to increase to 8.5 billion by 2030, 9.7 billion in 2050, and 11.2 billion in 2100, as per the United Nations report, World Population Prospects: The 2015 Revision. It is crucial that we comprehend the anticipated demographic changes in the coming years and recognize the challenges and opportunities they pose for achieving sustainable development, utilizing our planet’s resources efficiently, and preserving or enhancing the quality of life.

These challenges are gaining significance due to the Earth’s aging population—the most significant demographic shift in human history. Currently, around 650 million people are over the age of 60 globally, a number expected to nearly quadruple to over 2 billion by 2050. The older age brackets will experience an even more rapid increase. While the rise in the percentage of older individuals over the next decades is a global trend, developing countries are anticipated to undergo more pronounced changes in age composition. The older population in developing nations is predicted to grow by 200–300% over the next 30 years. For instance, in China, the older population (aged 60 and over) is expected to double to nearly 400 million in about 30 years. In certain developing countries like Thailand, the rate of increase in the older population is projected to be seven to eight times higher than in industrialized nations like the United Kingdom and Sweden, according to United Nations estimates. In Asia, the population is expected to shift from having 11% to 12% of people over 60 years old today to more than 25% by 2050. Asia, with greater declines in fertility, has smaller percentages of children (24%) and youth (16%).

These demographic shifts are impacting the governments, institutions, and individuals of every country. They are placing strain on pension funds and healthcare systems and are resulting in economic ramifications that influence economic growth, savings, and investments. Furthermore, they are influencing families and giving rise to concerns such as elderly caregiving, family structure, living arrangements, and the quality of life in old age.

In summarizing our argument and rationale for the proposed research, addressing issues related to the quality of life for present and future generations within the confines of limited resources necessitates considering human agency. People must take greater responsibility for their own well-being and that of future generations. Successfully tackling such a formidable challenge involves understanding individuals as consumers of increasingly scarce resources, educating and motivating them to adopt behaviors that discourage overconsumption, and enhancing their well-being as well as that of future generations over an extended lifespan. This argument forms the fundamental theme of the recent research orientation in academia known as “transformative consumer research.”

14.1.3 Research Objectives

To propose corporate and public policies fostering values and habits promoting sustainability across generations with longer lifespans, it is essential to comprehend the development and transformation of behaviors.

Consequently, the primary goal of the suggested research is to address two key questions:

How do consumers cultivate socially responsible consumption habits that sustain and enhance well-being throughout their lives?

What factors contribute to the transition from undesirable consumer habits at various life stages to socially desirable ones that enhance well-being over a lifetime?

Given the multitude of socially desirable habits pertinent to sustainability and well-being, ranging from general lifestyles (e.g., preventive healthcare) to socially responsible consumption activities (e.g., recycling), it is impractical for a single study to cover all relevant behaviors. Initially, we propose two studies concentrating on areas pertinent to personal well-being: one on preventive healthcare and another on financial habits. This choice is grounded in the following reasons:

Health and financial independence are pivotal contributors to an individual’s sense of well-being, particularly in later life stages.

With the increasing life expectancy of people, a larger percentage will contend with chronic conditions that impede physical independence. Adopting preventive healthcare habits enables an older person to function independently, especially given the declining numbers of caregivers due to changing demographics and social values (e.g., a decrease in multi-generational living arrangements).

The diminishing availability of future caregivers for aging individuals, rising healthcare costs due to increased life expectancy, and the desire for a well-lived later life (e.g., recreation) necessitate financial habits throughout one’s life to enhance overall quality of life.

In contrast to values and behaviors established early in life that change little over time (e.g., overconsumption, materialism), the adoption and alteration of preventive healthcare behaviors and financial habits can occur at any stage during adulthood, facilitating their study across multiple generations.

Because similar studies are being planned concurrently on these topics in 10 other countries around the globe, the results from the proposed study in Thailand would allow comparison with those in other countries and allow for validation of the study findings.

14.1.4 Methodology

To accomplish our objective, the study of a wide range of consumers would be necessary. The study of younger respondents would be necessary in order to uncover the reasons for the onset of socially desirable habits (preventive healthcare and financial habits) in early life that promote wellbeing in later life. The study of older respondents would allow us to assess the wellbeing (life satisfaction) of those who engaged in socially-desirable behaviors over a longer time in their lives, and validate our assumptions that these habits enhance quality of life in later years. The study of middle-aged would allow us to examine reasons that lead to the onset or change in preventive healthcare and financial habits. Such information would be useful in designing programs that promote the onset and continuity in such behaviors.

To achieve these objectives, we suggest adopting the life-course approach, offering a unified methodological framework for individual country research projects. The life-course approach presents a sophisticated framework for empirical research without imposing specific substantive queries on researchers whose regional and national contexts may differ significantly. Consequently, individual researchers can formulate specific questions tailored to their local circumstances while still sharing a common and broader perspective on the relationship among key variables. The life-course approach also promotes the utilization of diverse data collection techniques and analyses, spanning from traditional life-history and qualitative approaches to some of the most advanced and newly developed methods of longitudinal data gathering and statistical analysis.

14.1.5 Scope of the Project/Study Population/Study Site

We are proposing 2 (two) large-scale surveys in Thailand, surveying adult respondents, ages 20 and older.

Online Survey 1:

The onset and changes in preventive healthcare habits of three generations/cohorts: Cohort A, ages 20–40; cohort B, ages 41–60; and cohort C, ages 61 and over. A total of 900 adults will be surveyed, 300 from each age cohort.

Online Survey 2:

The onset and changes in financial habits of three generations/cohorts: Cohort A, ages 20–40; cohort B, ages 41–60, and cohort C, ages 61 and over. A total of nine hundred (900) adults will be surveyed, 300 from each age cohort.

14.1.6 Name of Researchers

Randall Shannon, CMMU ( [email protected]

George Moschis, CMMU & GSU, [email protected]

14.1.7 Benefits/Indicators

The proposed project would have several tangible benefits:

The findings of the proposed research will be used to provide the bases—i.e., a blueprint or prototype of methods—for developing of a research program in Thailand that would begin to generate information on a continuous basis and serve as a source for novel corporate and public policy. Such information could provide the foundation for developing educational materials (e.g., courses, curricula) at schools and universities to help instil values and behaviors in young people; and it could help companies in developing strategies for rewarding socially-desirable behaviors of employees and customers, as well as for promoting the importance of consumer behaviors that enhance social sustainability and the quality of life of present and future generations.

The results would allow cross-country validations of our theories about the onset, continuity, and changes in socially-desirable behaviors that promote and enhance social sustainability. They will be compared with the results of similar surveys that are presently at the planning or implementation stage in other Asian countries (China, Korea, and Malaysia), as well as in other countries (USA, Holland, and Brazil).

Based on cross-country validation of the results of the proposed study of Thai adults, a blueprint for further studies will be made available (published in the form of modules) through CMMU’s based Consumer Life-course Studies Group, to guide future studies by Thai educational institutions, government, and other interested parties on a variety of social sustainability issues or topics using similar populations as well as younger age groups.

14.1.8 Duration of the Project

We propose a duration of eight months from the date the project is funded. We can either run the project’s surveys back to back, or we can run them concurrently.

14.1.9 Plan (Per Study)

Three focus groups, one from each cohort—three weeks in total

Questionnaire development, translation, back-translation, pilot testing—three weeks

Data collection, coding and data entry, data cleaning—three months

Data analysis—two months

Report and module—one month

Total: roughly eight months

14.1.10 Budget (Per Study)

We plan to hire a company to help facilitate data collection by providing email addresses. This involves helping find the potential respondents, facilitating the interviews, data collection, coding, data editing and processing. We will also need to translate and back translate the questionnaires into Thai and test for meaning equivalence, including pilot testing.

For each study, with a sample size of 900, we anticipate requiring a budget of approximately 600,000 baht, including incentive to participants.

Suggested fee for translation and back translation: 10,000 baht.

Focus groups among three cohorts, 20,000 baht for each, times three: 60,000 baht.

We propose hiring at least two research assistants to help with these projects, and would very much like to conduct focus groups before kicking off the large scale surveys. 15,000 per month for each assistant, times eight months. Total: 240,000 baht.

Ethics approval, anticipated 10,000 baht.

Development and printing of modules (1000 copies × 300 baht): 30,000.

Total budget requested: 955,000 baht per study.

Appendix 14.3: A Sample of Articles Based on Data from Corporate-Funded Studies

*Bellenger, D. N., Kennett, P., & Moschis, G. P. (1995). Marketing Financial Services to Mature Consumers. Journal of Financial Services Marketing, 9 (2), 62–72.

*Foreman, J., Moschis, G., & Burkhalter, J. (2010). Gerontographics and Mass Media Preferences of Mature Consumers. In 4th International Conference Proceedings . American Institute of Higher Education, Williamsburg, VA, March 17–19, 745–754.

Goldstucker, J. L., Moschis, G. P., & Stanley, T. J. (1986). Possible Effects of Electronic Shopping on Restructuring of Distribution Channels. International Journal of Retailing, 1 (1), 20–32.

Goldstucker, J. L., Stanley, T. J., & Moschis, G. P. (1984). Will Consumer Acceptance of Videotex Services Affect Marketing? In Proceedings of the Annual Educators’ Conference . Chicago: American Marketing Association, 200–204.

*Guillory, M., & Moschis, G. P. (2008). Marketing Apartments, Townhouses, and Condominiums to Seniors. Senior Housing & Care Journal, 16 (1), 31–51.

*Kennett, P., Moschis, G. P., & Bellenger, D. N. (1995). Marketing Financial Services to Mature Consumers. Journal of Financial Services Marketing, 9 (2), 62–72.

Korgaonkar, P., & Moschis, G. P. (1987). Consumer Adoption of Videotext Services. Journal of Direct Marketing, 1 (4), 63–71.

Lumpkin, J. R., Gibler, K. M., & Moschis, G. P. (1992). Perceptions and Preferences of the Aged. Australian Health and Aged Care Journal , October, 66–68.

*Mathur, A., & Moschis, G. P. (1999). Exploring the Intergenerational Caregiver Market: A Study of Family Care Providers for the Elderly. Journal of Marketing Theory & Practice, 7 (3), 76–86.

*Mathur, A., & Moschis, G. P. (1999). Socialization Influences on Preparation for Later Life. Journal of Marketing Practice: Applied Marketing Science , 163–167.

*Moschis, G. P. (2003). Marketing to Older Adults: An Updated Overview of Present Knowledge and Practice. Journal of Consumer Marketing, 20 (6), 516–525.

*Moschis, G. P., Bellenger, D. N., & Curasi, C. (2005). Marketing Retirement Communities to Older Consumers. Journal of Real Estate Practice and Education, 8 (1), 99–114.

*Moschis, G. P., Bellenger, D. N., & Curasi, C. (2003). Financial-Service Preferences and Patronage Motives of Older Consumers. Journal of Financial Services Marketing, 7 (4), 331–340.

*Moschis, G. P., Bovell, L. (2013). Marketing Pharmaceutical and Cosmetic Products to the Mature Market. International Journal of Pharmaceuticals and Healthcare Marketing, 7 (4), 357–373.

*Moschis, G. P., Burkhalter, J. (2007). Making Ends Meet: How Will the Elderly Manage their Finances and Post-Retirement Expenses? Journal of Financial Services Marketing, 12 (3), 235–241.

*Moschis, G. P., Curasi, C., & Bellenger, D. (2003). Restaurant Selection Preferences of the Mature Market. Cornell Hotel and Restaurant Administration Quarterly, 44 (4), 51–60.

*Moschis, G. P., Curasi, C. F., & Bellenger, D. N. (2004). Patronage Motives of Mature Consumers in the Selection of Food and Grocery Stores. Journal of Consumer Marketing, 21 (2), 123–133.

*Moschis, G. P., Curasi, C. F., & Bellenger, D. N. (2003). What Influences the Mature Consumers? Marketing Health Services , 17–21.

*Moschis, G. P., Ferguson, J., & Zhu, M. (2011). Mature Consumers’ Selection of Apparel and Footwear Brands and Department Stores. International Journal of Retail and Distribution Management, 35 (10), 785–801.

*Moschis, G. P., Friend, S. (2008). Segmenting the Preferences and Usage Patterns of the Mature Consumer Health-Care Market. International Journal of Pharmaceutical and Healthcare Marketing, 2 (1), 7–21.

*Moschis, G. P., Nguyen, H. V. (2008). Affluent Mature Consumers: Preferences and Patronization for Financial Services. Journal of Financial Services Marketing, 13 (3), 259–267.

Moschis, G. P., Stanley, T. J. (1983). The ATM-Prone Consumer: Profile and Implications. Journal of Retail Banking, 5 , 45–51.

Moschis, G. P., Stanley, T. J. (1984). Home Information Systems: Recent Developments and Implications. In Proceedings of the Winter Educators’ Conference . Chicago: American Marketing Association.

Moschis, G. P., Stanley, T. J. (1984). America’s Affluent. American Demographics , Spring 1984.

Moschis, G. P., Stanley, T. J. (1985). Will Consumers Let Computers Do the Walking? Business Horizons, 28 (2), 22–29.

*Moschis, G. P., Unal, B. (2008). Travel and Leisure Services Preferences and Patronage Motives of Older Consumers. Journal of Travel and Tourism Marketing, 24 (4), 259–269.

*Moschis, G. P., Weaver, T. (2010). Segmenting Demand for Long-term Care Services among Mature Consumers. Services Marketing Quarterly, 31 (1), 106–115.

Stanley, T. J., Moschis, G. P. (1983). Flawed Surveys, Field Trials May Overstate Positive Consumer Acceptance of Videotex. Marketing News, November 25, 1983 , 18–19.

Stanley, T. J & Moschis, G. P. (1984). America’s affluent. American Demographics , 6(3), 28–33.

Stanley, T. J., Moschis, G. P., & Danko, W. D. (1987). Financial service segments: The seven faces of the affluent market. Journal of Advertising Research , 27 (4), 52–67.

Asterisk (*) denotes articles based on CMCS data.

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Moschis, G.P. (2024). Writing Proposals. In: Academic Research in Business and the Social Sciences. Springer, Cham. https://doi.org/10.1007/978-3-031-56548-9_14

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20 expert methods to make your grant proposal stand out.

Forbes Nonprofit Council

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Grants are a critical source of funding for nonprofits, but drafting a proposal to secure a grant is challenging and highly competitive. To increase chances of success, a proposal must be clear, compelling and persuasive.

Below, 20 Forbes Nonprofit Council members explain how to elevate your proposal process and get one step closer to securing that grant for your organization. Follow their recommended approaches to take your applications to the next level.

1. Tell Success Stories

Always tell as many success stories as possible, even if it can only be told on the cover or in the introduction. Successes demonstrate the organization's impact on a human level; this is where the mission can resonate the most. Decision makers naturally require explicit data-driven outcomes to better understand the financial ask, but what’s almost as important is ensuring they feel moved and inspired. - Lisa Rusyniak , Goodwill Industries of the Chesapeake, Inc.

2. Talk About Consequences Without The Grant

Talk about the counterfactual point of what would happen in the absence of this grant. What would stay the same, get worse or change? Then, connect that answer back to how the grant will make a difference in the lives of those you are hoping to support in a way that would not otherwise be possible. - Caroline Whistler , Third Sector Capital Partners

3. Explicitly Write To The Requirements

Whether it’s a grant or other kind of solicitation, my one basic suggestion is to write explicitly to the requirement. Show the grant offeror that you understand the requirement, how you will meet the requirement with outcomes and how your approach has high value added. Too often, proposal/grant writers focus on the message they want to send as opposed to the requirements of the solicitation. - Pat Tamburrino , NobleReach Foundation

Best High-Yield Savings Accounts Of 2024

Best 5% interest savings accounts of 2024, 4. establish a relationship prior to submission.

While not always possible, the most surefire way to ensure your grant proposal is successful is for its submission to be the culmination of a relationship already developed and a program already discussed rather than the launch of either. Through this approach, persuasion happens as part of conversations where you align and agree, thus taking the pressure off character limits and written words. - Patricia McIlreavy , Center for Disaster Philanthropy

5. Present Concrete Evidence

A proposal for funding should cite data and research to clearly demonstrate the need and the impact the nonprofit can have in closing the opportunity gap. Presenting concrete evidence enhances credibility and persuades donors of the project’s significance and potential outcomes. In addition, keeping language succinct and clear is also advisable. - Randy Wong , Hawaii Youth Symphony

6. Demonstrate Your Credibility And Track Record

Grant-making institutions look for proposals that demonstrate institutional competency and experience in implementing impactful, mission-aligned programs. Demonstrate your organization's credibility, expertise and track record in delivering similar projects. Highlight successful outcomes you’ve achieved to establish confidence in your ability to effectively utilize funds and deliver results. - Michael Horowitz , The Community Solution Education System

7. Communicate Long-Term Outcomes

I believe that the best strategy for grants is to tie them to long-term outcomes. Many corporations and foundations desire immediate impact or results, but real change takes time. Grantees should invest in organizations and ideas with a plan for growth and evolution over a period of years. This approach allows nonprofits to communicate funding needs for infrastructure and sustaining operations. - Terry Bowman , ReadWorks

Forbes Nonprofit Council is an invitation-only organization for chief executives in successful nonprofit organizations. Do I qualify?

8. Showcase Your Value Proposition

Proposed projects should accomplish the donor’s objectives and leave room for collaboration. For a competitive edge, mirror language from the original notice of funding opportunity, demonstrate an understanding of the donor’s priorities and speak directly to measurable, sustainable outcomes. Define what sets you apart and outline a solid value proposition for the donor’s investment. - Sharon Payt , International Justice Mission

9. Build An Outline

We always build an outline for a grant proposal. Outlining forces you to clearly explain your project's purpose, goals and methods. Most of all, an outline creates a roadmap for the grant proposal, ensuring that information is presented logically and flows smoothly, allowing multiple team members to contribute and provide feedback, ultimately strengthening the proposal. - Erin Mote , InnovateEDU

10. Share Third-Party Verified Research

Depending on your area of focus, there may be opportunities to seek state and federal funding. These funders typically look for organizations with solid track records and a thoughtful plan for sustainability beyond the initial funding. Having research and strong data that is verified by a third party is helpful, as is having strong relationships with community leaders and elected officials. - Tom Ulbrich , Goodwill Industries of Western New York, Inc.

11. Show The Difference You Are Making

Focus on the expected results. All nonprofits are seeking to do good work and have appealing missions. More and more funders today are focused on the impact their dollars will have on the community, not just the organization. That means moving beyond the process and focusing on clear interim and summative metrics. Like nonprofits, funders want to know they are making a difference. - Patrick Riccards , Driving Force Institute

12. Mirror The Funder's Language

Mirror the language of the funder. Every funder has particular focus areas or interests. Read their website, social media and funding announcements to pull out the main themes and even some phrases they use often. Use these back in the grant to ensure you pitch your work in a way that resonates and can be a significant first step in connecting with their mission and focus. - Matthew Gayer , Spur Local

13. Clearly Answer What Is Being Asked

It may sound simple, but speaking directly and concisely to the question the application is asking. Make sure that you are addressing the interests of the funders and connect how you are going to solve a problem or meet a need. - Jamee Rodgers , Urban Neighborhood Initiative

14. Align Your Project With Funder's Goals

Craft a compelling grant proposal by aligning your project with the funder's goals. Clearly outline your organization's mission and track record of success while detailing the project's impact and outcomes to demonstrate how it will effectively utilize the funding. - James Dismond , Hospice Care of the Lowcountry

15. Seek Alignment With The Funder’s Strategic Focus

It's critical to align your mission and vision with the strategic focus of the grant funder. Too often, nonprofits apply for grants with guidelines that are clearly not consistent with the organization’s mission or the project’s deliverables. Your argument strengthens when you can bring together the goals and values of both the nonprofit and the funder to deliver a win-win outcome. - Victoria Burkhart , The More Than Giving Company

16. Anticipate Follow-Up Questions

Anticipate the follow-up questions and answer those in the proposal. Put yourself in the place of the reviewer and answer the questions that may not specifically be on the application. For example, if they ask how many people will receive services, go a step further and give an example of a recipient and the impact on their life. - Kimberly Lewis , Goodwill Industries of East Texas, Inc.

17. Show How The Grant Will Support Your Goal

Grants should support, not supplant, more than 30% of your annual revenue. Be strategic with your mission's immediate impact, but also clearly outline how your mission makes a future impact on those you serve and the community as a whole. This shows a longitudinal pathway grant funders like because it shows you are planning to sustain with or without their individual grant. - Erin Davison , Big Brothers Big Sisters of Southwest Louisiana

18. Clarify Effects And Outcomes

Clarifying the project's effects and outcomes helps you win. Emphasize measurable results and illustrate how grant funds will directly contribute to project goals to demonstrate project value and effectiveness. This helps grant evaluators comprehend your proposal and shows the possible benefits of their investment. Add data-driven facts and match your proposal with the funder's vision. - Jason Fields , Madison Region Economic Partnership

19. Be Sincere In Your Passion For The Project

It can be easy to find a grant desirable merely for the price tag. However, the best-written, most persuasive grants come from a true passion for the objective. Sincerity and authenticity are palpable when the writer is in alignment with the goals of the proposal. Be discerning, and do not pursue grant funding if you are not in love with the project for the long haul of deliverables. - Tara Chalakani , Preferred Behavioral Health Group

20. Match The Grantor's Own Narrative Style

Whether it’s a grant, major gift or corporate proposal, the key to persuasion is hidden in plain sight. Look at the stories the grant providers tell in their own annual reports, on their social media and on their websites. What questions do they ask in their application? Their language choices and narrative style all tell you exactly what will be most persuasive to them. - Cherian Koshy , Kindsight

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